Common use of COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS Clause in Contracts

COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS. The Advisor acknowledges that the Advisor and the Corporation assume full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to each respectively. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Administrator agrees that all records which it maintains for the Advisor shall at all times remain the property of the Advisor, shall be readily accessible during normal business hours, and shall be promptly surrendered upon the termination of the Agreement or otherwise on written request except as otherwise provided in Section 13. The Sub-Administrator further agrees that all records that it maintains for the Corporation pursuant to Rule 31a-1 under the 1940 Act will be preserved for the periods prescribed by Rule 31a-2 under the 1940 Act unless any such records are earlier surrendered as provided above. Records may be surrendered in either written or machine-readable form, at the option of the Sub-Administrator. In the event that the Sub-Administrator is requested or authorized by the Advisor, or required by subpoena, administrative order, court order or other legal process, applicable law or regulation, or required in connection with any investigation, examination or inspection of the Advisor or Corporation by state or federal regulatory agencies, to produce the records of the Advisor or Corporation or the Sub-Administrator’s personnel as witnesses or deponents, the Advisor agrees to pay the Sub-Administrator for the Sub-Administrator’s time and expenses, as well as the fees and expenses of the Sub-Administrator’s counsel incurred in such production.

COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS. The Advisor Administrator acknowledges that the Advisor and Administrator and/or the Corporation assume Trust assumes full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to each respectivelythe Administrator or the Trust. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Administrator agrees that all records which it maintains for the Advisor Administrator shall at all times remain the property of the AdvisorAdministrator, shall be readily accessible during normal business hours, and shall be promptly surrendered upon the termination of the Agreement or otherwise on written request except as otherwise provided in Section 13. The Sub-Administrator further agrees that all records that it maintains for the Corporation Trust pursuant to Rule 31a-1 under the 1940 Act will be preserved for the periods prescribed by Rule 31a-2 under the 1940 Act unless any such records are earlier surrendered as provided above. Records may be surrendered in either written or machine-readable form, at the option of the Sub-Administrator. In the event that the Sub-Administrator is requested or authorized by the AdvisorAdministrator, or required by subpoena, administrative order, court order or other legal process, applicable law or regulation, or required in connection with any investigation, examination or inspection of the Advisor Administrator or Corporation Trust by state or federal regulatory agencies, to produce the records of the Advisor Administrator or Corporation Trust or the Sub-Administrator’s personnel as witnesses or deponents, the Advisor Administrator agrees to pay the Sub-Administrator for the Sub-Administrator’s time and expenses, as well as the reasonable fees and expenses of the Sub-Administrator’s counsel incurred in such production.

COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS. The Advisor Administrator acknowledges that the Advisor Administrator and the Corporation Fund assume full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to each respectively. Upon reasonable request of the Administrator, the Sub-Administrator shall provide the Administrator with a copy of the Sub-Administrator’s Service Organizational Control (SOC) 1 report. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Administrator agrees that all records which it maintains for the Advisor Administrator shall at all times remain the property of the AdvisorAdministrator, shall be readily accessible during normal business hours, and shall be promptly surrendered upon the termination of the Agreement or otherwise on written request except as otherwise provided in Section 13. The Sub-Administrator further agrees that all records that it maintains for the Corporation Fund pursuant to Rule 31a-1 under the 1940 Act will be preserved for the periods prescribed by Rule 31a-2 under the 1940 Act unless any such records are earlier surrendered as provided above. Records may be surrendered in either written or machine-readable form, at the option of the Sub-Administrator. In the event that the Sub-Administrator is requested or authorized by the AdvisorAdministrator, or required by subpoena, administrative order, court order or other legal process, applicable law or regulation, or required in connection with any investigation, examination or inspection of the Advisor Administrator or Corporation Fund by state or federal regulatory agencies, to produce the records of the Advisor Administrator or Corporation Fund or the Sub-Administrator’s personnel as witnesses or deponents, the Advisor Administrator agrees to pay the Sub-Administrator for the Sub-Administrator’s reasonable and documented time and expenses, as well as the reasonable and documented fees and expenses of the Sub-Administrator’s counsel incurred in such production.

COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS. The Advisor Administrator acknowledges that the Advisor Administrator and the Corporation Fund assume full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to each respectively. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Administrator agrees that all records which it maintains for the Advisor Administrator shall at all times remain the property of the AdvisorAdministrator, shall be readily accessible during normal business hours, and shall be promptly surrendered upon the termination of the Agreement or otherwise on written request except as otherwise provided in Section 13. The Sub-Administrator further agrees that all records that it maintains for the Corporation Fund pursuant to Rule 31a-1 under the 1940 Act will be preserved for the periods prescribed by Rule 31a-2 under the 1940 Act unless any such records are earlier surrendered as provided above. Records may be surrendered in either written or machine-readable form, at the option of the Sub-Administrator. In the event that the Sub-Administrator is requested or authorized by the AdvisorAdministrator, or required by subpoena, administrative order, court order or other legal process, applicable law or regulation, or required in connection with any investigation, examination or inspection of the Advisor Administrator or Corporation Fund by state or federal regulatory agencies, to produce the records of the Advisor Administrator or Corporation Fund or the Sub-Administrator’s personnel as witnesses or deponents, the Advisor Administrator agrees to pay the Sub-Administrator for the Sub-Administrator’s time and expenses, as well as the fees and expenses of the Sub-Administrator’s counsel incurred in such production.

COMPLIANCE WITH GOVERNMENTAL RULES AND REGULATIONS; RECORDS. The Advisor Administrator acknowledges that the Advisor Administrator and the Corporation Trust assume full responsibility for complying with all securities, tax, commodities and other laws, rules and regulations applicable to each respectively. In compliance with the requirements of Rule 31a-3 under the 1940 Act, the Sub-Administrator agrees that all records which it maintains for the Advisor Administrator shall at all times remain the property of the AdvisorAdministrator, shall be readily accessible during normal business hours, and shall be promptly surrendered upon the termination of the Agreement or otherwise on written request except as otherwise provided in Section 13request. The Sub-Administrator further agrees that all records that it maintains for the Corporation Trust pursuant to Rule 31a-1 under the 1940 Act will be preserved for the periods prescribed by Rule 31a-2 under the 1940 Act unless any such records are earlier surrendered as provided above. Records may be surrendered in either written or machine-readable form, at the option of the Sub-Administrator. In the event that the Sub-Administrator is requested or authorized by the AdvisorAdministrator, or required by subpoena, administrative order, court order or other legal process, applicable law or regulation, or required in connection with any an investigation, examination or inspection of the Advisor Administrator or Corporation Trust (but not the Sub-Administrator) by state or federal regulatory agencies, to produce the records of the Advisor Administrator or Corporation Trust or the Sub-Administrator’s 's personnel as witnesses or deponents, the Advisor Administrator agrees to pay the Sub-Administrator for the Sub-Administrator’s 's time and expenses, as well as the mutually agreed upon fees and expenses of the Sub-Administrator’s counsel 's counsel, if any, incurred in such production.