Common use of COMPLIANCE WITH LAWS AND GUIDELINES Clause in Contracts

COMPLIANCE WITH LAWS AND GUIDELINES. 2.1 The client shall abide by all laws, by-laws, regulations, rules, orders, directives, notices, requests prescribed by any regulators or any government agency (whether or not having the force of law) in any jurisdiction relating to : - 2.1.1 the operation of the Client’s Securities Trading Account(s) and to the Client’s trading activities 2.1.2 the provision of the Services ; and 2.1.3 all matters related to the transactions contemplated herein ; including without limitation the rules of Bursa Malaysia Sdn Bhd, rules of Bursa Malaysia Depository Sdn Bhd, rules of Bursa Malaysia Clearing Sdn Bhd, the business rules of Bursa Malaysia Derivatives Berhad, Best Practices for Shariah Investing or any regulatory bodies and authorities and includes any additions, amendments or revisions that may from time to time be introduced and enforced. 2.2 The client agrees to comply with all policies, procedures, guidelines, rules, directives and/or instructions of whatsoever nature presently and from time to time issued given, made and/or established by MSSB.

Appears in 3 contracts

Samples: Terms and Conditions for Securities Trading Account, Terms and Conditions for Securities Trading Account, Terms and Conditions for Securities Trading Account

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COMPLIANCE WITH LAWS AND GUIDELINES. 2.1 The client shall abide by all laws, by-laws, regulations, rules, orders, directives, notices, requests prescribed by any regulators or any government agency (whether or not having the force of law) in any jurisdiction relating to : - 2.1.1 the operation of the Client’s Securities Trading Account(s) and to the Client’s trading activities 2.1.2 the provision of the Services ; and 2.1.3 all matters related to the transactions contemplated herein ; including without limitation the rules of Bursa Malaysia Sdn Bhd, rules of Bursa Malaysia Depository Sdn Bhd, rules of Bursa Malaysia Clearing Sdn Bhd, the business rules of Bursa Malaysia Derivatives Berhad, Best Practices for Shariah Investing or any regulatory bodies and authorities and includes any additions, amendments or revisions that may from time to time be introduced and enforced. 2.2 The client agrees to comply with all policies, procedures, guidelines, rules, directives and/or instructions of whatsoever nature presently and from time to time issued given, made and/or established by MSSB.

Appears in 2 contracts

Samples: Securities Trading Agreement, Terms and Conditions for Securities Trading Account

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