Common use of COMPLIANCE WITH NASD RULES OF FAIR PRACTICE AND FEDERAL AND STATE SECURITIES Clause in Contracts

COMPLIANCE WITH NASD RULES OF FAIR PRACTICE AND FEDERAL AND STATE SECURITIES. AND STATE INSURANCE LAWS BD agrees to abide by all rules and regulations of the NASD, including its Conduct and Membership and Registration Rules, and BD and Associated Insurance Agency agree to comply with all applicable state and federal laws and the rules and regulations of authorized regulatory agencies affecting the sale of the Contracts.

Appears in 3 contracts

Samples: Underwriting Agreement (Allstate Life of N Y Var Life Sep Acct A), Selling Agreement (Lincoln Benefit Life Variable Annuity Account), Underwriting Agreement (Allstate Life of N Y Var Life Sep Acct A)

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COMPLIANCE WITH NASD RULES OF FAIR PRACTICE AND FEDERAL AND STATE SECURITIES. AND STATE INSURANCE LAWS BD agrees to abide by all rules and regulations of the NASD, including its Conduct and Membership and Registration RulesRules of Fair Practice, and BD and Associated Insurance Agency agree to comply with all applicable state and federal laws and the rules and regulations of authorized regulatory agencies affecting the sale of the Contracts.

Appears in 1 contract

Samples: Selling Agreement Agreement (Lincoln Benefit Life Variable Life Account)

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