Compliance with Rules and Regulations. PFPC Distributors undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC Distributors hereunder. Except as specifically set forth herein, PFPC Distributors assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 16 contracts
Samples: Underwriting Agreement (Old Westbury Funds Inc), Underwriting Agreement (Highland Funds I), Underwriting Agreement (Eii Realty Securities Trust)
Compliance with Rules and Regulations. PFPC Distributors undertakes to warrants that it and its employees and agents shall comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities or self-regulatory organizations having jurisdiction with respect to the duties to be performed by PFPC Distributors hereunder, including the NASD. Except as specifically set forth herein, PFPC Distributors assumes no responsibility for such compliance by the Fund or any other entity.
Appears in 4 contracts
Samples: Underwriting Agreement (Asa Debt Arbitrage Fund LLC), Underwriting Agreement (Asa Market Neutral Equity Fund LLC), Underwriting Agreement (Asa Managed Futures Fund LLC)
Compliance with Rules and Regulations. PFPC Distributors undertakes to comply with all applicable requirements of the Securities Laws and any laws, rules and regulations of governmental authorities having jurisdiction with respect to the duties to be performed by PFPC Distributors hereunder. Except as specifically set forth herein, PFPC Distributors assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 2 contracts
Samples: Underwriting Agreement (Ab Funds Trust/De), Underwriting Agreement (BHR Institutional Funds)
Compliance with Rules and Regulations. PFPC Distributors undertakes to comply with all applicable laws, rules and regulations, including, without limitation, applicable requirements of the Securities Laws and any laws, all applicable rules and regulations of governmental authorities having jurisdiction with respect to promulgated by the duties to be performed SEC thereunder, and all applicable rules and regulations by PFPC Distributors hereunderany securities association registered under the 1934 Act. Except as specifically set forth herein, PFPC Distributors assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 1 contract
Compliance with Rules and Regulations. PFPC Distributors undertakes to comply with all applicable laws, rules and regulations, including, without limitation, applicable requirements of the Securities Laws and any laws, all applicable rules and regulations of governmental authorities having jurisdiction with respect to promulgated by the duties to be performed SEC thereunder, and all applicable rules and regulations by PFPC Distributors hereunderany securities associationregistered under the 1934 Act. Except as specifically set forth herein, PFPC Distributors assumes no responsibility for such compliance by the Fund Trust or any other entity.
Appears in 1 contract
