Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act.
Appears in 36 contracts
Samples: Underwriting Agreement (BTC Digital Ltd.), Underwriting Agreement (Bluejay Diagnostics, Inc.), At the Market Issuance Sales Agreement (Flora Growth Corp.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 28 contracts
Samples: Underwriting Agreement (Colony NorthStar, Inc.), Equity Distribution Agreement (Colony Capital, Inc.), Equity Distribution Agreement (Colony Capital, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder and the implementing provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 15 contracts
Samples: Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.), Underwriting Agreement (Starwood Property Trust, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of and the Company, its ’s officers and or directors, in their capacities capacity as such, are and have been in material compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and all applicable rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”), including, without limitation, Sections 402, 302 and 906 thereof.
Appears in 14 contracts
Samples: Distribution Agreement (Plymouth Industrial REIT, Inc.), Distribution Agreement (Plymouth Industrial REIT, Inc.), Distribution Agreement (Plymouth Industrial REIT Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all presently applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated thereunder.
Appears in 12 contracts
Samples: Equity Distribution Agreement (Kite Realty Group Trust), Equity Distribution Agreement (Kite Realty Group Trust), Equity Distribution Agreement (Kite Realty Group Trust)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge and any officers and directors of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”).
Appears in 11 contracts
Samples: Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.), Equity Distribution Agreement (Extra Space Storage Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated in connection therewith applicable to the Company and its directors and officers.
Appears in 9 contracts
Samples: Underwriting Agreement (Aytu Bioscience, Inc), Underwriting Agreement (Oramed Pharmaceuticals Inc.), Open Market Sale Agreement (Senseonics Holdings, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been is in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof that are in effect and with which the Company is required to comply.
Appears in 9 contracts
Samples: Subscription Agreement (Protara Therapeutics, Inc.), Securities Purchase Agreement (Bellicum Pharmaceuticals, Inc), Subscription Agreement (Proteostasis Therapeutics, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated thereunder.
Appears in 6 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Debt Underwriting Agreement (THL Credit, Inc.), Debt Underwriting Agreement (THL Credit, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers and directorsdirectors or officers, in their capacities as such, are and have been in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are applicable to the Company and its directors or officers as of the Applicable Time.
Appears in 6 contracts
Samples: Underwriting Agreement (Pinnacle Foods Inc.), Underwriting Agreement (Pinnacle Foods Inc.), Underwriting Agreement (Pinnacle Foods Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of and the Company, its ’s officers and or directors, in their capacities as such, are and have been in material compliance with all any applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and any applicable rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”), including, without limitation, Sections 402, 302 and 906 thereof.
Appears in 6 contracts
Samples: Sales Agency Agreement (Community Healthcare Trust Inc), Sales Agency Agreement (Community Healthcare Trust Inc), Sales Agency Agreement (Community Healthcare Trust Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers directors and directorsofficers, in their capacities as such, are and have been in compliance with all applicable provisions any provision of the Xxxxxxxx-Xxxxx ActAct with which any of them are required to comply.
Appears in 5 contracts
Samples: Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD), Underwriting Agreement (Enstar Group LTD)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers and directors, in their capacities as such, are and have been in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002, as amended (the “Xxxxxxxx-Xxxxx Act”).
Appears in 4 contracts
Samples: Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.), Underwriting Agreement (Mingteng International Corp Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge and all of the Company, its officers and directors’s directors or officers, in their capacities as such, are and have been complied in compliance all material respects with all any applicable provisions provision of the Xxxxxxxx-Xxxxx ActAct of 2002, as amended, and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 3 contracts
Samples: Selected Dealer Agreement (Owl Rock Capital Corp II), Selected Dealer Agreement (Corporate Capital Trust, Inc.), Selected Dealer Agreement (Corporate Capital Trust, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been in material compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Infinite Group Inc), Underwriting Agreement (Infinite Group Inc), Underwriting Agreement (Infinite Group Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its Subsidiaries and the Company’s directors and officers and directors, in their capacities as such, are and have been each in compliance in all material respects with all applicable effective provisions of the Xxxxxxxx-Xxxxx ActAct and the rules and regulations of the SEC and the NASDAQ promulgated thereunder.
Appears in 3 contracts
Samples: Common Stock Purchase Agreement (NextDecade Corp.), Common Stock Purchase Agreement (NextDecade Corp.), Common Stock Purchase Agreement (Ninteenth Investment Co LLC)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers the Company’s directors and directorsofficers, in their capacities as such, have taken all necessary actions to ensure that they are and have been in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and all rules and regulations promulgated thereunder or implementing the provisions thereof (the “Xxxxxxxx-Xxxxx Act”) that are then in effect and with which the Company is required to comply as of the effectiveness of the Registration Statement.
Appears in 2 contracts
Samples: Underwriting Agreement (JELD-WEN Holding, Inc.), Underwriting Agreement (JELD-WEN Holding, Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its subsidiaries and their respective officers and directors, in their capacities as such, directors are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Gray Television Inc), Underwriting Agreement (Gray Television Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Companyits knowledge, its officers and directors, directors (in their capacities as such, such capacity) are and have been in compliance with all applicable the provisions of the Xxxxxxxx-Xxxxx ActAct and the Commission’s published rules promulgated thereunder that are applicable to the Company as of the date hereof.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all of the applicable provisions of the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company andCompany, to the knowledge executive officers and directors of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the applicable rules and regulations promulgated thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Focus Financial Partners Inc.)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, has taken all necessary actions to ensure that the knowledge of Company and the Company, its Affiliated Entities and their respective officers and directors, in their capacities as such, are and have been in compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) and the rules and regulations promulgated thereunder.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers subsidiaries and directorstheir respective directors or officers, in their capacities as such, are and have been in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 and the rules and regulations promulgated in connection therewith (the “Xxxxxxxx-Xxxxx Act,”), including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directorsthe Company’s directors or officers, in their capacities as such, are and have been each in compliance in all material respects with all any applicable provisions provision of the Xxxxxxxx-Xxxxx ActAct and the rules and regulations promulgated in connection therewith, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, its officers and directors, in their capacities as such, have taken all necessary actions to ensure that they are and have been in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge and any officers and directors of the Company, its officers and directors, in their capacities as such, are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated thereunder or implementing the provisions thereof.
Appears in 1 contract
Samples: Equity Distribution Agreement (Extra Space Storage LP)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, each of its officers and directorsdirectors are in compliance with, in their capacities as such, are and have been complied in compliance with all material respects with, all applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”).
Appears in 1 contract
Samples: Merger Agreement (Industrial Distribution Group Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, has taken all necessary actions to the knowledge of ensure that the Company, its the Subsidiaries and the Affiliated Entities and their respective officers and directors, in their capacities as such, are and have been in compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act”) and the rules and regulations promulgated thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (China Distance Education Holdings LTD)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company andhas, to the knowledge of and the Company, its officers ’s directors and directorsofficers, in their capacities as such, are and have been have, complied in compliance all material respects with all applicable the provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated in connection therewith.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its subsidiaries and their respective officers and directors, in their capacities as such, directors are and have been in compliance in all material respects with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx- Xxxxx Act,” which term, as used herein, includes the rules and regulations of the Commission promulgated thereunder).
Appears in 1 contract
Samples: Underwriting Agreement (Vanguard Health Systems Inc)
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its officers directors and directorsofficers, in their capacities as such, are and have been in compliance in all material respects with all applicable provisions of the Xxxxxxxx-Xxxxx ActAct of 2002 and the rules and regulations promulgated in connection therewith applicable to the Company and its directors and officers.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge and each of the Company, its officers directors and directorsexecutive officers, in their capacities as such, are and have been is in compliance with all applicable provisions of the Xxxxxxxx-Xxxxx Act, including Section 402 related to loans and Sections 302 and 906 related to certifications.
Appears in 1 contract
Compliance with the Xxxxxxxx-Xxxxx Act. The Company and, to the knowledge of the Company, and its consolidated subsidiaries and their respective officers and directors, directors are in their capacities as such, are and have been all material respects in compliance with all the applicable provisions of the Xxxxxxxx-Xxxxx Act of 2002 (the “Xxxxxxxx-Xxxxx Act,” which term, as used herein, includes the rules and regulations of the Commission promulgated thereunder).
Appears in 1 contract
