Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser contained herein, to the performance by the Fund and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 7 contracts
Samples: Dealer Manager Agreement (Gabelli Dividend & Income Trust), Dealer Manager Agreement (Gabelli Convertible & Income Securities Fund Inc), Dealer Manager Agreement (Gabelli Utility Trust)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Manager contained herein, to the performance by the Fund and the Investment Adviser Manager of their respective obligations hereunder, and to the following further conditions:
Appears in 5 contracts
Samples: Dealer Manager Agreement (NXG NextGen Infrastructure Income Fund), Dealer Manager Agreement (NXG Cushing Midstream Energy Fund), Dealer Manager Agreement (Cushing Renaissance Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Soliciting Dealer Agreement (Gabelli Global Utility & Income Trust), Dealer Manager Agreement (Swiss Helvetia Fund, Inc.), Gabelli Utility Trust
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisers contained herein, to the performance by the Fund and the Investment Adviser Advisers of their respective obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Agent Agreement (Aberdeen Income Credit Strategies Fund), Dealer Manager Agreement (Aberdeen Income Credit Strategies Fund), Dealer Manager Agreement (Avenue Income Credit Strategies Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights Right by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Selling Group Agreement (Gabelli Global Deal Fund), Selling Group Agreement (Gabelli Global Deal Fund), Selling Group Agreement (Gabelli Global Deal Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Manager contained herein, to the performance by the Fund and the Investment Adviser Manager of their respective obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Agent Agreement (Japan Smaller Capitalization Fund Inc), Agency Agreement (Japan Smaller Capitalization Fund Inc), Korea Equity Fund Inc
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser contained herein, to the performance by the Fund and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 3 contracts
Samples: Dealer Manager Agreement (Mexico Fund Inc), Dealer Manager Agreement (Mexico Fund Inc), Dealer Manager Agreement (Mexico Fund Inc)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund Company and the Investment Adviser contained hereinherein on the date hereof and as if made on each date up to and including the final issuance and sale of Shares pursuant to the Offer, to the performance by the Fund Company and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Service Agreement (1838 Bond Debenture Trading Fund), Bea Strategic Income Fund Inc
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund Trust and the Investment Adviser contained herein, to the performance by the Fund Trust and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Dealer Manager Agreement (NexPoint Credit Strategies Fund), Soliciting Dealer Agreement (Highland Credit Strategies Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Gabelli Healthcare & WellnessRx Trust, Gabelli Healthcare & WellnessRx Trust
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights Right by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Manager contained herein, to the performance by the Fund and the Investment Adviser Manager of their respective obligations hereunder, and to the following further conditions:
Appears in 2 contracts
Samples: Soliciting Dealer Agreement, Dealer Manager Agreement (PIMCO Income Strategy Fund II)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Preferred Shares issuable upon exercise of Rights Right by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Dealer Manager Agreement (GDL Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) 20 are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser contained herein, to the performance by the Fund and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Dealer Manager Agreement (Neuberger Berman High Yield Strategies Fund Inc.)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser contained herein, to the performance by the Fund and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Agency Agreement (Colonial Intermediate High Income Fund)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Preferred Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Dealer Manager Agreement (Gabelli Equity Trust Inc)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund Fund, the Investment Adviser and the Investment Adviser Subadviser contained herein, to the performance by the Fund Fund, the Investment Adviser and the Investment Adviser Subadviser of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Soliciting Dealer Agreement (Hyperion Total Return Fund Inc)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares and Preferred Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser contained herein, to the performance by the Fund and the Investment Adviser of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund and the Investment Adviser Advisor contained herein, to the performance by the Fund and the Investment Adviser Advisor of their respective obligations hereunder, and to the following further conditions:
Appears in 1 contract
Samples: Blackrock Science and Technology Trust (BlackRock Science & Technology Trust)
Conditions of the Dealer Manager’s Obligations. The obligations of the Dealer Manager hereunder (including any obligation to pay for Common Shares issuable upon exercise of Rights by the Dealer Manager) are subject to the accuracy of the respective representations and warranties of the Fund Company and the Investment Adviser contained Manager con- tained herein, to the performance by the Fund Company and the Investment Adviser Manager of their respective obligations hereunder, and to the following further conditionscondi- tions:
Appears in 1 contract
Samples: Greater China Fund Inc
