Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the term of this Agreement and the Offering, to: (a) the performance by the Dealer Manager of its obligations (including compliance by the Dealer Manager with its covenants and agreements set forth in Section 8); and (b) the conditions that (i) the Registration Statement shall become and remain effective, and (ii) no stop order shall have been issued suspending the effectiveness of the Offering.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (Prospect Capital Corp), Dealer Manager Agreement (Prospect Capital Corp)
Conditions of the SIA’s Obligations. The SIA’s 's obligations hereunder under this Agreement are subject, during the term of this Agreement and the Offeringoffering of the Units, to:
(a) the performance by the Dealer Manager General Partner of its obligations (including under this Agreement and compliance by the Dealer Manager General Partner with its the covenants and agreements set forth in Section 8)9; and
(b) the conditions that that:
(i) the Registration Statement shall has become and remain remains effective, and ; and
(ii) no stop order shall have has been issued suspending the effectiveness of the Offeringoffering of the Units.
Appears in 2 contracts
Samples: Selected Investment Advisor Agreement (Lease Equity Appreciation Fund II, L.P.), Selected Investment Advisor Agreement (Lease Equity Appreciation Fund II, L.P.)
Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the full term of this Agreement and the OfferingOfferings, to:
to (a) the performance by the Dealer Manager of its obligations (including hereunder and compliance by the Dealer Manager with its the covenants and agreements set forth in Section 8)7 hereof; and
and (b) the conditions that that: (i) the Registration Statement Statements shall become and remain effective, ; and (ii) no stop order shall have been issued suspending the effectiveness of the OfferingOfferings.
Appears in 2 contracts
Samples: Distribution Agreement (Eagle Point Enhanced Income Trust), Dealer Manager Agreement (Eagle Point Institutional Income Fund)
Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the term of this Agreement and the Offering, to:
(a) the performance by the Dealer Manager of its obligations (including compliance by the Dealer Manager with its covenants and agreements set forth in Section 8)7); and
(b) the conditions that (i) the Registration Statement shall become and remain effective, and (ii) no stop order shall have been issued suspending the effectiveness of the Offering.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Prospect Floating Rate & Alternative Income Fund, Inc.), Selected Investment Advisor Agreement
Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the full term of this Agreement and the Offering, to:
to (a) the performance by the Dealer Manager Company of its obligations (including hereunder and compliance by the Dealer Manager Company with its the covenants and agreements set forth in Section 8)7 hereof; and
and (b) the conditions that that: (i) the Registration Statement shall become and remain effective, ; and (ii) no stop order shall have been issued suspending the effectiveness of the Offering.
Appears in 1 contract
Samples: Selected Investment Advisor Agreement (Redwood Mortgage Investors IX)
Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the full term of this Agreement and the Offering, to:
to (a) the performance by the Dealer Manager of its obligations (including hereunder and compliance by the Dealer Manager with its the covenants and agreements set forth in Section 8)7 hereof; and
and (b) the conditions that that: (i) the Registration Statement shall become and remain effective, ; and (ii) no stop order shall have been issued suspending the effectiveness of the Offering.
Appears in 1 contract
Samples: Selected Investment Advisor Agreement (Corporate Property Associates 17 - Global INC)
Conditions of the SIA’s Obligations. The SIA’s 's obligations hereunder under this Agreement are subject, during the term of this Agreement and the Offeringoffering, to:
(a) the performance by the Dealer Manager Managing General Partner of its obligations (including under this Agreement and compliance by the Dealer Manager Managing General Partner with its the covenants and agreements set forth in Section 8)9 of this Agreement; and
(b) the conditions that that:
(i) the Registration Statement shall has become and remain remains effective, and ; and
(ii) no stop order shall have has been issued suspending the effectiveness of the Offeringoffering.
Appears in 1 contract
Samples: Selected Investment Advisor Agreement (Atlas America Public # 14-2004 Program)
Conditions of the SIA’s Obligations. The SIA’s obligations hereunder are subject, during the full term of this Agreement and the Offering, to:
to (a) the performance by the Dealer Manager of its obligations (including hereunder and compliance by the Dealer Manager with its the covenants and agreements set forth in Section 8)7 hereof; and
and (b) the conditions that that: (i) the Registration Statement Statements shall become and remain effective, ; and (ii) no stop order shall have been issued suspending the effectiveness of the Offering.
Appears in 1 contract
Samples: Dealer Manager Agreement (Eagle Point Credit Co Inc.)