Common use of Conduct and Compliance Clause in Contracts

Conduct and Compliance. 14.1 You agree to act in accordance with: (a) the National’s corporate principles and behaviours, as stated in the attached “Statement of Corporate Principles”; (b) the National’s Group Code of Conduct; (c) the National’s policies and procedures and internal controls that are applicable to you and your position; (d) all laws, regulations and obligations that are applicable to you and your position; and (e) all industry and self-regulatory codes of conduct that are applicable to you and your position. 14.2 You agree to act within the limits and authorities that are applicable to your position. 14.3 You agree to complete mandatory regulatory compliance training and, where it is a regulatory requirement, complete the mandatory accreditations applicable to your position. 14.4 You must at all times act honestly and in a manner that is consistent with the status of your position with the National. You agree to indemnify the National against any loss or damage it suffers as a result of any dishonest act by you, or any serious misconduct in carrying out your duties. 14.5 You must not at any time intentionally make any untrue statement in relation to the National or in relation to your employment with the National. After the cessation of your employment with the National, you must not represent that you are employed by or are connected with the National.

Conduct and Compliance. 14.1 15.1 You agree to act in accordance with: (a) the National’s corporate principles and behaviours, as stated in the attached “Statement of Corporate Principles”; (b) the National’s Group Code of Conduct; (c) the National’s policies and procedures and internal controls that are applicable to you and your position; (d) all laws, regulations and obligations that are applicable to you and your position; and (e) all industry and self-regulatory codes of conduct that are applicable to you and your position. 14.2 15.2 You agree to act within the limits and authorities that are applicable to your position. 14.3 15.3 You agree to complete mandatory regulatory compliance training and, where it is a regulatory requirement, complete the mandatory accreditations applicable to your position. 14.4 15.4 You must at all times act honestly and in a manner that is consistent with the status of your position with the National. You agree to indemnify the National against any loss or damage it suffers as a result of any dishonest act by you, or any serious misconduct in carrying out your duties. 14.5 15.5 You must not at any time intentionally make any untrue statement in relation to the National or in relation to your employment with the National. After the cessation of your employment with the National, you must not represent that you are employed by or are connected with the National.