Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 64 contracts
Samples: Dealer Manager Agreement (Moody National REIT II, Inc.), Dealer Manager Agreement (Moody National REIT II, Inc.), Dealer Manager Agreement (Moody National REIT II, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Shares, including the Dealer Manager, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 35 contracts
Samples: Dealer Manager Agreement (Cim Income Nav, Inc.), Dealer Manager Agreement (Cim Income Nav, Inc.), Dealer Manager Agreement (Cim Income Nav, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 31 contracts
Samples: Dealer Manager Agreement (Jones Lang LaSalle Income Property Trust, Inc.), Dealer Manager Agreement (Sierra Total Return Fund), Dealer Manager Agreement (Sierra Total Return Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 26 contracts
Samples: Selected Investment Advisor Agreement (Behringer Harvard Reit I Inc), Selected Dealer Agreement (Behringer Harvard Opportunity REIT I, Inc.), Dealer Manager Agreement (Behringer Harvard Reit I Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 21 contracts
Samples: Dealer Manager Agreement (Cohen & Steers Income Opportunities REIT, Inc.), Dealer Manager Agreement (Brookfield Real Estate Income Trust Inc.), Dealer Manager Agreement (Oaktree Real Estate Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 10 contracts
Samples: Management Agreement (Dividend Capital Trust Inc), Dealer Manager Agreement (Dividend Capital Trust Inc), Dealer Manager Agreement (Dividend Capital Trust Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 10 contracts
Samples: Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.), Dealer Manager Agreement (Griffin-American Healthcare REIT III, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs and Selected Institutions who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Dealer Manager Agreement (BGO Industrial Real Estate Income Trust, Inc.), Dealer Manager Agreement (BGO Industrial Real Estate Income Trust, Inc.), Dealer Manager Agreement (BGO Industrial Real Estate Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes assumes, or will arrange for a party designated by it, to assume the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Participating Dealers, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Participating Dealer Agreement (Prospect Flexible Income Fund, Inc.), Participating Dealer Agreement (TP Flexible Income Fund, Inc.), Dealer Agreement (TP Flexible Income Fund, Inc.)
Confirmation. The Company hereby agrees and assumes assumes, or will arrange for a party designated by it, to assume the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Selected Dealers, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 9 contracts
Samples: Selected Dealer Agreement (VII Peaks Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (VII Peaks-KBR Co-Optivist Income BDC II, Inc.), Selected Dealer Agreement (Keating Capital Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers the Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to To the extent the Company is advised of practicable and permitted by law, all such laws in writing by the Dealer Managerconfirmations may be provided electronically.
Appears in 8 contracts
Samples: Dealer Manager Agreement (Priority Income Fund, Inc.), Dealer Manager Agreement (Prospect Floating Rate & Alternative Income Fund, Inc.), Dealer Manager Agreement (Priority Income Fund, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Participating Broker-Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manageras applicable.
Appears in 8 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 7 contracts
Samples: Dealer Manager Agreement (EQT Exeter Real Estate Income Trust, Inc.), Dealer Manager Agreement (Ares Real Estate Income Trust Inc.), Dealer Manager Agreement (EQT Exeter Real Estate Income Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm confirm, on its behalf and on behalf of dealers or brokers who sell the Offered Shares Shares, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 7 contracts
Samples: Dealer Manager Agreement (Hartman vREIT XXI, Inc.), Dealer Manager Agreement (Hartman vREIT XXI, Inc.), Dealer Manager Agreement (Hartman vREIT XXI, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT I, Inc.), Selected Dealer Agreement (Behringer Harvard Opportunity REIT I, Inc.), Selected Investment Advisor Agreement (Behringer Harvard Multifamily Reit I Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Selected Dealer Agreement (Cole Credit Property Trust II Inc), Dealer Manager Agreement (Cole Credit Property Trust Inc), Selected Investment Advisor Agreement (Cole Credit Property Trust II Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the applicable rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 6 contracts
Samples: Dealer Manager Agreement (Cole Credit Property Trust III, Inc.), Dealer Manager Agreement (Cole Credit Property Trust III, Inc.), Dealer Manager Agreement (Cole Credit Property Trust III, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 5 contracts
Samples: Dealer Manager Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc), Participating Dealer Agreement (Paladin Realty Income Properties Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Klein Retail Centers, Inc.), Dealer Manager Agreement (Klein Retail Centers, Inc.), Klein Retail Centers (Klein Retail Centers, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, FINRA and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Wells Core Office Income Reit Inc), Dealer Manager Agreement (Wells Core Office Income Reit Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Iii Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Participating Broker-Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Units all orders for purchase of Offered Shares Units accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRAFINRA Rules, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (TriLinc Global Impact Fund LLC), Dealer Manager Agreement (TriLinc Global Impact Fund LLC), Dealer Manager Agreement (TriLinc Global Impact Fund LLC)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 4 contracts
Samples: Managing Dealer Agreement (Kennedy Lewis Capital Co), Managing Dealer Agreement (HPS Corporate Lending Fund), Managing Dealer Agreement (Bain Capital Private Credit)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 4 contracts
Samples: Intermediary Manager Agreement (Apollo Debt Solutions BDC), Intermediary Manager Agreement (Apollo Debt Solutions BDC), Intermediary Manager Agreement (Blackstone Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Selected Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 4 contracts
Samples: Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.), Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.), Dealer Manager Agreement (Apollo Realty Income Solutions, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares Units all orders for purchase of Offered Shares Units accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Participating Dealers and the Offered Shares Dealer Manager all orders for the purchase of Offered Shares accepted by the Company. Such If applicable, such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Stirling Hotels & Resorts, Inc.), Manager Agreement (Stirling Hotels & Resorts, Inc.), Participating Dealer Agreement (Stirling Hotels & Resorts, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Bluerock Homes Trust, Inc.), Dealer Manager Agreement (Bluerock Residential Growth REIT, Inc.), Dealer Manager Agreement (NorthStar/RXR New York Metro Income, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Distribution Manager.
Appears in 3 contracts
Samples: Distribution Manager Agreement (Oaktree Strategic Credit Fund), Distribution Manager Agreement (Oaktree Strategic Credit Fund), Distribution Manager Agreement (Oaktree Strategic Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 3 contracts
Samples: Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.), Dealer Manager Agreement (Dividend Capital Diversified Property Fund Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 2 contracts
Samples: Managing Dealer Agreement (HPS Corporate Lending Fund), Form of Managing Dealer Agreement (HPS Corporate Lending Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Bxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerManaging Dealer.
Appears in 2 contracts
Samples: Managing Dealer Agreement (Kennedy Lewis Capital Co), Managing Dealer Agreement (Golub Capital Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to To the extent the Company is advised of practicable and permitted by law, all such laws in writing by the Dealer Managerconfirmations may be provided electronically.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.), Dealer Manager Agreement (Behringer Harvard Opportunity REIT II, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerDistributor.
Appears in 2 contracts
Samples: Distribution Agreement (NorthEnd Income Property Trust Inc.), Distribution Agreement (NorthEnd Income Property Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Financial Intermediaries and the Offered Shares Dealer Manager all orders for the purchase of Offered Shares accepted by the Company. Such If applicable, such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Applied Digital Corp.), Applied Digital Corp.
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 2 contracts
Samples: Selected Dealer Agreement (Wells Real Estate Investment Trust Ii Inc), Dealer Manager Agreement (Wells Real Estate Investment Trust Ii Inc)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs and Selected Institutions who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 2 contracts
Samples: Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund), Intermediary Manager Agreement (Nuveen Churchill Private Capital Income Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or Dealers and brokers of record for Selected RIAs who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Nuveen Global Cities REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm confirm, on its behalf and on behalf of dealers or brokers the Participating Broker-Dealers who sell the Offered Shares Shares, all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Dividend Capital Total Realty Trust Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Selected Dealer Agreement (Lanier Capital REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and the FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Samples: Dealer Manager Agreement (Grubb & Ellis Healthcare REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers and the Offered Shares Dealer Manager all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, FINRA and will comply with applicable laws of such any other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Managerapplicable jurisdiction.
Appears in 1 contract
Samples: Dealer Manager Agreement (Wells Timberland REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Dealers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission and FINRAthe NASD, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Manager.
Appears in 1 contract
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers who sell Dealers, Advisers and the Offered Shares Distributor all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, the NASD and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer ManagerDistributor.
Appears in 1 contract
Samples: Distribution Agreement (Wells Total Return REIT, Inc.)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Xxxxxxx who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Intermediary Manager.
Appears in 1 contract
Samples: Intermediary Manager Agreement (PGIM Private Credit Fund)
Confirmation. The Company hereby agrees and assumes the duty to confirm on its behalf and on behalf of dealers or brokers Brokers who sell the Offered Shares all orders for purchase of Offered Shares accepted by the Company. Such confirmations will comply with the rules of the Commission SEC and FINRA, and will comply with applicable laws of such other jurisdictions to the extent the Company is advised of such laws in writing by the Dealer Distribution Manager.
Appears in 1 contract
Samples: Distribution Manager Agreement (Oaktree Strategic Credit Fund)
