Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s transfer agent.
Appears in 23 contracts
Samples: Dealer Agreement (RBC Funds Trust), Dealer Selling Agreement (Tortoise Tax-Advantaged Social Infrastructure Fund, Inc.), Dealer Agreement (Artio Select Opportunities Fund Inc.)
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 ActAct and applicable banking laws and regulations. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s 's transfer agent.
Appears in 15 contracts
Samples: Dealer Agreement (First American Strategy Funds Inc), Dealer Agreement (First American Investment Funds Inc), Dealer Agreement (First American Investment Funds Inc)
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 ActAct and applicable banking laws and regulations. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s transfer agent.
Appears in 9 contracts
Samples: Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Funds Inc), Dealer Agreement (First American Funds Inc)
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s 's transfer agent.
Appears in 9 contracts
Samples: Dealer Agreement (USQ Core Real Estate Fund), Dealer Agreement (Julius Baer Global Equity Fund Inc), Dealer Agreement (Julius Baer Investment Funds)
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s transfer agent.
Appears in 5 contracts
Samples: Dealer Agreement (Thompson Im Funds Inc), Dealer Agreement (Thompson Im Funds Inc), Dealer Agreement (Thompson Im Funds Inc)
Confirmations. Dealer The DEALER agrees to send confirmations of orders to its Customers customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers customers of Dealer DEALER place orders directly with the Fund or any of its agents, confirmations will be sent to such Customerscustomers, as required, by the Fund’s 's transfer agent.
Appears in 2 contracts
Samples: Distribution Agreement (Cullen Funds Trust), Distribution Agreement (Cullen Funds Trust)
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s 's transfer agent.
Appears in 1 contract
Confirmations. Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations conformations will be sent to such Customers, as required, by the Fund’s 's transfer agent.
Appears in 1 contract
Confirmations. The Dealer agrees to send confirmations of orders to its Customers as required by Rule 10b-10 of the 1934 Act. In the event the Customers of Dealer place orders directly with the Fund or any of its agents, confirmations will be sent to such Customers, as required, by the Fund’s 's transfer agent.
Appears in 1 contract
