Conflict of Interest Disclosure. A conflict of interest generally may arise where: (i) The Firm or a representative have separate business or personal interests that differ from a client’s interests; (ii) The Firm or a representative may be influenced to put their own interests ahead of a client’s interest; (iii) Monetary or non-monetary benefits or disadvantages to the Firm or a representative might compromise a reasonable client’s trust; and (iv) There are differing interests amongst clients, resulting in preferential treatment for some in the operation and management of their account and execution of trades. Generally, a conflict of interest is material if the conflict may be reasonably expected to influence either your decisions as a client in the circumstances or the Firm or its representatives’ decisions in the circumstances. Disclosure regarding conflicts of interest is described in the Conflicts of Interest section of the Firm’s Website which is available here: xxxxx://xxx.xxxxxxxxxxxx.xxx/en-ca/legal/conflicts-of-interest-policy.
Appears in 5 contracts
Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement
