CONFLICT OF INTEREST POLICY. 4.1. The Company, partners of the Company or other affiliated parties may have material interest, a legal relationship or arrangement concerning a specific transaction in the Trader’s Room or on the trading platform or interests, relationships, or arrangements that may be in conflict with the interests of the Client. By way of example, the Company may: - act as Principal concerning any instrument on the Company’s own account by selling to or buying the instrument from the Client; - combine the Client’s transaction with that of another Client; - buy or sell an instrument the Company recommended to the Client; - advise and provide other services to partners or other clients of the Company who may have interests in investments or underlying assets which conflict with the Client’s interests. The Client consents to and grants the Company authority to deal with or for the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest or the existence of any material interest in any transaction in the Trader’s Room or on the trading platform, without prior notification of the Client. The Company’s employees are required to comply with a policy of impartiality and to disregard any material interests or conflicts of interest when advising the Client.
CONFLICT OF INTEREST POLICY. 1. The Company is committed to take reasonable steps to detect and avoid any conflict of interest.
2. The rules set out in this paragraph apply to the persons managing and supervising the Company, to the staff of the Company and to any other persons directly or indirectly associated with the Company and refer to the provision of all services to the Clients.
3. The Company takes all necessary measures to identify, manage, prevent and disclose the conflicts of interest with the Clients and between the Clients.
4. The conflict of interest especially may arise when the Company or other person associated with the Company in the course of providing services to the Client:
a) may achieve a financial gain or avoid a financial loss at the expense of the Client;
b) may have some interest in the results of services provided to the Client or of the transaction carried out on the Client’s behalf which is different from the Client’s interest in these results;
c) may have a financial or other incentive to favour the interest of another Client or group of Clients over the interest of the Client;
d) carries on the same business as the Client;
e) may receive from the other person than the Client an inducement in relation to the services provided to the Client in the form of money, goods or services other than standard commissions or fees for the services.
5. If in the course of providing services to the Client the actions undertaken by the Company reveal to be insufficient to avoid or manage the conflict of interest associated with this Client, the Company shall disclose the conflict of interest before further provision of the services to the Client.
6. The Client agrees and authorizes the Company to deal with the Client in any manner which the Company considers appropriate, notwithstanding any conflict of interest, without prior reference to the Client.
CONFLICT OF INTEREST POLICY. (1) Within sixty (60) days, the Board shall adopt, implement, and thereafter ensure Bank adherence to a written, comprehensive conflict of interest policy applicable to the Bank’s and the Bank’s holding company’s directors, principal shareholders, executive officers, affiliates, and employees (Insiders) and related interests of such Insiders. The policy, in addition to defining a conflict of interest, shall address:
(a) avoidance of conflicts of interest and breaches of fiduciary duty, and the appearance of conflicts of interest;
(b) involvement in the loan approval process of Insiders who may benefit directly or indirectly from the decision to grant credit;
(c) disclosure of actual and potential conflicts of interest to the Board, and periodic disclosure of "related interests" as defined by 12 C.F.R. Part 215;
(d) requirements for arms-length dealing in any transactions by Insiders, or their related organizations, involving the Bank's sale, purchase, or rental of property and services;
(e) disclosure of any Insider’s material interest in the business of a borrower, an applicant, or other customer of the Bank; and
(f) restrictions on and disclosure of receipt of anything of value by Insiders, directly or indirectly, from borrowers, loan applicants, other customers, or suppliers of the Bank.
(2) Upon adoption, a copy of this conflict of interest policy shall be forwarded to the Assistant Deputy Comptroller for review.
(3) The Board shall ensure that the Bank has processes, personnel, and control systems to ensure implementation of and adherence to the policy developed pursuant to this Article.
(4) Within ninety (90) days, the Compliance Committee shall conduct a review of the Bank's existing relationships with its and its holding company’s directors, executive officers, affiliates, principal shareholders, employees and their related interests for the purpose of identifying relationships not in conformity with the policy. The Board shall ensure that:
(a) any nonconforming relationships are brought into conformity with the policy within thirty (30) days; and
(b) that within thirty (30) days the Bank is properly reimbursed for:
(i) any excess or improper payments to Insiders and their related interests; and
(ii) any excess or improper payments for services provided by Insiders and their related interests. Thereafter, the Board shall review all proposed transactions, or modifications of existing relationships, between the Bank and any of its or its holding comp...
CONFLICT OF INTEREST POLICY. 4.1. The Company, partners of the Company or other affiliated parties may have material interest, a legal relationship or arrangement concerning a specific transaction in the Trader’s Room or on the trading platform or interests, relationships, or arrangements that возможность совершать операции, предусмотренные возможностями Личного кабинета.
3.2. Компания осуществляет исполнение торговых операций Клиента. Компания может исполнить распоряжение Клиента даже несмотря на то, что такая торговая операция может быть непригодной для данного Клиента. Компания не обязана, за исключением случаев, указанных в данном Соглашении, отслеживать и извещать Клиента о статусе его торговой операции, делать запросы о довнесении маржи, закрывать любую открытую позицию Клиента. Если другое специально не согласованно, Компания не обязана предпринимать попытки исполнить распоряжение Клиента по котировкам более выгодным, чем предложенные Клиенту через торговую платформу.
3.3. Клиент не имеет права запрашивать у Компании инвестиционные/торговые рекомендации, а также иную информацию, способную мотивировать Клиента на совершение торговых операций.
3.4. Компания, по своему собственному усмотрению, может предоставлять информацию, рекомендации и советы Клиенту, но в данном случае она не будет нести никакой ответственности за последствия и прибыльность таких рекомендаций и советов для Клиента. Клиент признает, что, при отсутствии мошенничества, умышленного невыполнения обязательств или грубой халатности, Компания не несет ответственности за какие-либо потери, расходы, затраты и убытки Клиента, полученные вследствие неточности информации, предоставленной Клиенту, включая, но не ограничиваясь, информацией о торговых операциях Клиента. Сохраняя за Компанией право отменить или закрыть любую позицию Клиента при определенных условиях, описанных в данном Соглашении, все операции, совершенные Клиентом вследствие такой неточной информации или ошибки, тем не менее, остаются в силе и являются обязательными к исполнению как со стороны Клиента, так и со стороны Компании.
3.5. В рамках торговых операций не происходит физической поставки валюты. Доходы или убытки по торговым операциям начисляются/списываются с баланса торгового счета Клиента сразу же после закрытия позиции.
3.6. Компания не предоставляет сервис в следующих странах: США.
CONFLICT OF INTEREST POLICY. (1) Within sixty (60) days, the Board shall adopt, implement, and thereafter ensure Bank adherence to a written, comprehensive conflict of interest policy applicable to the Bank’s directors, executive officers, and employees (collectively, “Insiders”) and related interests of such Insiders. The policy, in addition to defining a conflict of interest, shall address:
(a) avoidance of conflicts of interest and breaches of fiduciary duty, and the appearance of conflicts of interest;
(b) involvement in the loan approval process of Insiders who may benefit directly or indirectly from the decision to grant credit;
(c) disclosure of actual and potential conflicts of interest to the Board, and periodic disclosure of “related interests” as defined by 12 C.F.R. Part 215;
(d) requirements for arms-length dealing in any transactions by Insiders, or their related interests, involving the Bank’s sale, purchase, or rental of property and services;
(e) disclosure of any Insider’s material interest in the business of a borrower, a loan applicant, or other customer of the Bank; and
(f) restrictions on and disclosure of receipt of anything of value by Insiders, directly or indirectly, from borrowers, loan applicants, other customers, or suppliers of the Bank.
(2) Upon adoption, a copy of this conflict of interest policy shall be forwarded to the Assistant Deputy Comptroller for review.
(3) Within sixty (60) days, the Board shall conduct a review of the Bank’s existing relationships with its directors, executive officers, employees and their related interests for the purpose of identifying relationships not in conformity with the policy. The Board shall ensure that:
(a) any nonconforming relationships are brought into conformity with the policy within sixty (60) days; and
(b) that within sixty (60) days the Bank is properly reimbursed for:
(i) any excess or improper payments to Insiders and their related interests; and
(ii) any excess or improper payments for services provided by Insiders and their related interests.
(4) Thereafter, the Board shall review all proposed transactions, or modifications of existing relationships, between the Bank and any of its directors, executive officers, employees, and their related interests. Documentation supporting these reviews shall be in writing and preserved in the Bank.
CONFLICT OF INTEREST POLICY. The Division has determined that this contract is a financial assistance contract. Contractor shall file with the Division, a copy of the Contractor’s policy addressing conflicts of interest that may arise involving the Contractor’s management employees and the members of its board of directors or other governing body. The policy shall address situations in which any of these individuals may directly or indirectly benefit, except as the Contractor’s employees or members of its board or other governing body, from the Contractor’s disbursing of State funds and shall include actions to be taken by the Contractor or the individual, or both to avoid conflicts of interest and the appearance of impropriety. The policy shall be filed before the Division may disburse the grant funds. Refer to Attachment E. (N.C.G.S. 143C-6-23(b).
CONFLICT OF INTEREST POLICY. 1. If required by Not-for-Profit Corporation Law § 715-a(a), Contractor shall maintain a Conflict of Interest Policy that includes, at a minimum, the following provisions:
a. A definition of the circumstances that constitute a conflict of interest;
b. Procedures for disclosing a conflict of interest;
c. A requirement that the person with the conflict of interest not be present at or participate in Board or committee deliberation or vote on the matter giving rise to such conflict;
d. A prohibition against any attempt by the person with the conflict to influence improperly the deliberation or voting on the matter giving rise to such conflict;
e. A requirement that the existence and resolution of the conflict be documented in Contractor’s records, including in the minutes of any meeting at which the conflict was discussed or voted upon;
f. Procedures for disclosing, addressing, and documenting Related Party Transactions, as defined below, in accordance with Not-for-Profit Corporation Law §715; and
g. A requirement that each director annually submit the statement required pursuant to Article 5(C)(2), below.
2. The Conflict of Interest Policy shall require that prior to the initial election of any director, and annually thereafter, such director shall complete, sign and submit to the Board Secretary or a designated compliance officer a written statement identifying, to the best of the director’s knowledge, any entity of which such director is an officer, director, trustee, member, owner (either as a sole proprietor or a partner), or employee and with which Contractor has a relationship, and any transaction in which Contractor is a participant and in which the director might have a conflicting interest. The Board Secretary or designated compliance officer shall provide a copy of all completed statements to the chair of the audit committee or, if there is no audit committee, to the Board Chairperson.
3. The following definitions apply to this Agreement:
CONFLICT OF INTEREST POLICY. No employee shall use organization time, staff, clients, files, or funds in such a manner as to exact personal or monetary advantages.
CONFLICT OF INTEREST POLICY. The School shall adopt and strictly enforce a conflict of interest policy which preserves the mission and vision of the School and shall address nepotism, excessive compensation, and any other potential conflicts of interest among school staff, leadership, or governing board.
CONFLICT OF INTEREST POLICY. 6.1 Under Applicable Regulations, Demeterer is required to have arrangements in place to manage conflicts of interest between Demeterer and its Customers and between other Customers. In this respect, Xxxxxxxxx will make all reasonable efforts to avoid conflicts of interest; when they cannot be avoided Demeterer shall ensure that you are treated fairly and at the highest level of integrity and that your interests are protected at all times.
6.2 You acknowledge and accept that you have read and accepted the Conflict of Interest Policy, which was provided to you during the registration process and is uploaded on Demeterer's official website.
