Connected Person. The Client further represents and warrants to GTJAF that the Client is not or is not deemed to be a Connected Person of the company(ies) that underlie the Derivatives which any sale or purchase are effected by GTJAF pursuant to the Client’s Instruction unless the Client specifically notifies GTJAF to the contrary prior to the placing of such orders or Instructions.
Appears in 2 contracts
Samples: Client Agreement for Derivatives Trading, Client Agreement for Derivatives Trading
Connected Person. The Client further represents and warrants to GTJAF GTJAS that the Client is and, where applicable, its underlying clients are not or is are not deemed to be a Connected Person of the company(ies) that underlie and/or the Derivatives Securities, of which any sale the Client shall place orders or Instructions with GTJAS for the purchase are effected by GTJAF pursuant to the Client’s Instruction or disposal of or otherwise deal in such company’s(ies’) Securities unless the Client specifically notifies GTJAF GTJAS to the contrary prior to the placing of such orders or Instructions.
Appears in 2 contracts
Samples: Client Agreement for Securities Trading, Client Agreement for Securities Trading
Connected Person. The Client further represents and warrants to GTJAF GTJAS that the Client is not or is not deemed to be a Connected Person of the company(ies) that underlie and/or the Derivatives Securities, of which any sale the Client shall place orders or Instructions with GTJAS for the purchase are effected by GTJAF pursuant to the Client’s Instruction or disposal of or otherwise deal in such company(ies) Securities unless the Client specifically notifies GTJAF GTJAS to the contrary prior to the placing of such orders or Instructions.
Appears in 2 contracts
Samples: Client Agreement for Securities Trading, Client Agreement for Securities Trading