Connected Person. The Client further represents and warrants to USL that the Client is not a Connected Person of the company(ies) and/or the Securities, of which the Client shall place orders or Instructions with USL for the purchase or disposal of or otherwise deal in such company(ies) Securities unless the Client specifically notifies USL to the contrary prior to the placing of such orders or Instructions.
Appears in 3 contracts
Samples: Client Agreement, Client Agreement, Client Agreement for Securities
