Common use of Consents and Permits Clause in Contracts

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as have been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such as may be required under the blue sky laws of any jurisdiction or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.

Appears in 5 contracts

Samples: Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc), Equity Distribution Agreement (Oncolytics Biotech Inc)

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Consents and Permits. The Company and its Subsidiaries possess possesses all such licenses, permits, consents, orders, certificates, authorizationspermits and other authorizations issued by, approvals, franchises and rights issued by and have obtained or made all such registrations with declarations and filings with, the appropriate federal, state, local or foreign governmental or local regulatory agencies or judicial or governmental bodies authorities that are necessary for the ownership or will be necessary to lease of its properties or the conduct their of its business as described in the Registration Statement Statement, the Disclosure Package and the Prospectuses Prospectus, except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights where the failure to possess or registrations, make the absence of whichsame would not, individually or in the aggregate, would not have a Material Adverse Effect; and except as described in the Registration Statement, the Disclosure Package and the Prospectus, the Company and its Subsidiaries have has not received any notice of proceedings or investigations relating to the any revocation or modification of any such licenseslicense, permitscertificate, consentspermit or authorization or has any reason to believe that any such license, orderscertificate, certificates, authorizations, approvals, franchises, rights permit or registrations which, singly or authorization will not be renewed in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effectordinary course. No consent, approval, authorization, permitorder, license, registration or order of, qualification of or filing or registration with, with any court or arbitrator or governmental or self-regulatory agency or body authority is required for the issue execution, delivery and performance by the Company of this Agreement, the issuance and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as have been obtained for (i) where the failure to obtain any such consent, approval, authorization, order, registration or qualification would not, individually or in the aggregate, affect the Company's ability to consummate the transactions contemplated by this Agreement, and (ii) the registration of the Units under the Securities Act, the Exchange Act and Canadian Securities Lawssuch consents, approvals, authorizations, orders and such registrations or qualifications as may be required under by the blue sky laws of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA”), the Principal Trading Market NYSE American, or the TSX under applicable state securities laws in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Palatin Technologies Inc), Equity Distribution Agreement (Palatin Technologies Inc), Equity Distribution Agreement (Palatin Technologies Inc)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-self regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.Blue Sky laws;

Appears in 3 contracts

Samples: Sales Agreement (Oceanfreight Inc.), Sales Agreement (Top Tankers Inc.), Sales Agreement (DryShips Inc.)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as required pursuant to Section 9(h) below, and except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8-K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 3 contracts

Samples: Equity Distribution Agreement (Arcimoto Inc), Equity Distribution Agreement (Arcimoto Inc), Equity Distribution Agreement (PowerFleet, Inc.)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8-K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 2 contracts

Samples: Equity Distribution Agreement (GenMark Diagnostics, Inc.), Equity Distribution Agreement (GenMark Diagnostics, Inc.)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-self regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 2 contracts

Samples: Sales Agreement (Paragon Shipping Inc.), Sales Agreement (Paragon Shipping Inc.)

Consents and Permits. The (1) Except as disclosed in the Registration Statement and the Prospectus, the Company and its Subsidiaries possess have made all such filings, applications and submissions required by, and possesses all approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business its businesses as described in the Registration Statement and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse Effect; and neither the Company and nor any of its Subsidiaries have not has received any written notice of proceedings or investigations relating to the revocation limitation, revocation, cancellation, suspension, modification or modification non-renewal of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations Permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. , and has any reason to believe that any such license, certificate, permit or authorization will not be renewed in the ordinary course. (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreementhereby (including, except without limitation, the Exchange, or approval of the stockholders of the Company (including as have been obtained may be required pursuant to Rule 5635 of the NASDAQ Marketplace Rules)), other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by CF&Co, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and or (iv) such approvals as may be required under by the blue sky laws Conduct Rules of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time”).

Appears in 2 contracts

Samples: Sales Agreement (Sunesis Pharmaceuticals Inc), Sales Agreement (Sunesis Pharmaceuticals Inc)

Consents and Permits. The (1) Except as disclosed in the Registration Statement and the Prospectus, the Company and its Subsidiaries have made all filings, applications and submissions required by, and possess all such approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business its businesses as described in the Registration Statement and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse Effect; and neither the Company and nor any of its Subsidiaries have not has received any written notice of proceedings or investigations relating to the revocation limitation, revocation, cancellation, suspension, modification or modification non-renewal of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations Permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. , and has any reason to believe that any such license, certificate, permit or authorization will not be renewed in the ordinary course. (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreementhereby (including, except without limitation, the Exchange, or approval of the stockholders of the Company (including as have been obtained may be required pursuant to Rule 5635 of the NASDAQ Marketplace Rules)), other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by Ladenburg, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and or (iv) such approvals as may be required under by the blue sky laws Conduct Rules of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time”).

Appears in 1 contract

Samples: Equity Distribution Agreement (Repros Therapeutics Inc.)

Consents and Permits. The Company and its Subsidiaries Subsidiary possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries Subsidiary have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-self regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8-K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 1 contract

Samples: Equity Distribution Agreement (EnteroMedics Inc)

Consents and Permits. The (1) Except as disclosed in the Registration Statements and the Prospectus, the Company and its Subsidiaries possess have made all such filings, applications and submissions required by, and possesses all approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business its businesses as described in the Registration Statement Statements and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse Effect; and neither the Company and nor any of its Subsidiaries have not has received any written notice of proceedings or investigations relating to the revocation limitation, revocation, cancellation, suspension, modification or modification non-renewal of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations Permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. , and has any reason to believe that any such license, certificate, permit or authorization will not be renewed in the ordinary course. (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreementhereby (including, except without limitation, the Exchange, or approval of the stockholders of the Company (including as have been obtained may be required pursuant to Rule 5635 of the NASDAQ Marketplace Rules)), other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by CF&Co, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and or (iv) such approvals as may be required under by the blue sky laws Conduct Rules of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time”).

Appears in 1 contract

Samples: Sales Agreement (Sunesis Pharmaceuticals Inc)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus, except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8‑K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under by the blue sky laws of any jurisdiction Financial Industry Regulatory Authority, Inc. (“FINRA”) or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained under state securities or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 1 contract

Samples: Equity Distribution Agreement (ConforMIS Inc)

Consents and Permits. The Except as disclosed in the Registration Statement and the Prospectus, the Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8-K (unless disclosed on Form 10-Q or Form 10-K) and such consents, approvals, authorizations, registrations or qualifications as have already been obtained or made or as may be required under the Securities Act, the Exchange Act and Canadian Securities Lawssecurities laws, and such as may be required under the blue sky laws of any jurisdiction or the rules and regulations of FINRA, the Principal Trading The NASDAQ Stock Market LLC or the TSX Toronto Stock Exchange in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.

Appears in 1 contract

Samples: Equity Distribution Agreement (VBI Vaccines Inc/Bc)

Consents and Permits. The Company and its Subsidiaries possess possesses all such licenses, permits, consents, orders, certificates, authorizationspermits and other authorizations issued by, approvals, franchises and rights issued by and have obtained or made all such registrations with declarations and filings with, the appropriate federal, state, local or foreign governmental or local regulatory agencies or judicial or governmental bodies authorities that are necessary for the ownership or will be necessary to lease of its properties or the conduct their of its business as described in the Registration Statement Statement, the Disclosure Package and the Prospectuses Prospectus, except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights where the failure to possess or registrations, make the absence of whichsame would not, individually or in the aggregate, would not have a Material Adverse Effect; and except as described in the Registration Statement, the Disclosure Package and the Prospectus, the Company and its Subsidiaries have has not received any notice of proceedings or investigations relating to the any revocation or modification of any such licenseslicense, permitscertificate, consentspermit or authorization or has any reason to believe that any such license, orderscertificate, certificates, authorizations, approvals, franchises, rights permit or registrations which, singly or authorization will not be renewed in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effectordinary course. No consent, approval, authorization, permitorder, license, registration or order of, qualification of or filing or registration with, with any court or arbitrator or governmental or self-regulatory agency or body authority is required for the issue execution, delivery and performance by the Company of this Agreement, the issuance and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as have been obtained for (i) where the failure to obtain any such consent, approval, authorization, order, registration or qualification would not, individually or in the aggregate, affect the Company's ability to consummate the transactions contemplated by this Agreement, and (ii) the registration of the Shares under the Securities Act, the Exchange Act and Canadian Securities Lawssuch consents, approvals, authorizations, orders and such registrations or qualifications as may be required under by the blue sky laws of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA”), the Principal Trading Market NYSE American, or the TSX under applicable state securities laws in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.

Appears in 1 contract

Samples: Equity Distribution Agreement (Ampio Pharmaceuticals, Inc.)

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Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-self regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as have been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such as may be required under the blue sky laws of any jurisdiction or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time.

Appears in 1 contract

Samples: Equity Distribution Agreement (Oncolytics Biotech Inc)

Consents and Permits. (1) The Company and its Subsidiaries have made all filings, applications and submissions required by, and possess all such approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business respective businesses as described in the Registration Statement and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse EffectChange; and neither the Company and its Subsidiaries have not received nor any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. its (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreementhereby (including, except as have been obtained without limitation, Nasdaq), other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by Xxxxx, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and or (iv) such approvals as may be required under by the blue sky laws Conduct Rules of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time”).

Appears in 1 contract

Samples: Sales Agreement (Avanir Pharmaceuticals, Inc.)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8‑K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 1 contract

Samples: Equity Distribution Agreement (GenMark Diagnostics, Inc.)

Consents and Permits. (1) The Company and each of its Subsidiaries possess has made all such filings, applications and submissions required by, and possesses all approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business its businesses as described in the Registration Statement and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse Effect; and except as set forth in the Prospectus, neither the Company and nor any of its Subsidiaries have not has received any written notice of proceedings or investigations relating to the revocation limitation, revocation, cancellation, suspension, modification or modification non-renewal of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations Permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. , and has any reason to believe that any such license, certificate, permit or authorization will not be renewed in the ordinary course. (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreement, except as have been obtained hereby other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by CF&Co, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and (iv) such approvals obtained or to be obtained in connection with the approval of the listing of the Placement Shares on the NASDAQ or other Exchange, or (v) such approvals as may be required under the blue sky laws of any jurisdiction or by the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeNational Association of Securities Dealers (“NASD”).

Appears in 1 contract

Samples: Sales Agreement (Sangamo Biosciences Inc)

Consents and Permits. The Company and its Subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly individually or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except as required pursuant to Section 9(h) below, and except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Shares, filings related to the transactions contemplated hereby on Form 8-K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 1 contract

Samples: Equity Distribution Agreement (Inseego Corp.)

Consents and Permits. The To the Company’s actual knowledge, the Company and its Subsidiaries subsidiaries possess all such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, state, foreign or local regulatory agencies or judicial or governmental bodies that are or will be necessary to conduct their business as described in the Registration Statement and the Prospectuses Prospectus except for licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations, the absence of which, individually or in the aggregate, would not have a Material Adverse Effect; the Company and its Subsidiaries subsidiaries have not received any notice of proceedings or investigations relating to the revocation or modification of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. No consent, approval, authorization, permit, or order of, or filing or registration with, any court or governmental or self-regulatory agency or body is required for the issue and sale of the Shares and the consummation by the Company of the transactions contemplated by this Agreement, except the filing with the Commission of the Registration Statement (including the Prospectus) and amendments and supplements to the Registration Statement and Prospectus related to the issue and sale of the Securities, filings related to the transactions contemplated hereby on Form 8-K and such consents, approvals, authorizations, registrations or qualifications as have already been obtained under the Securities Act, the Exchange Act and Canadian Securities Laws, and such or made or as may be required under the blue sky laws of any jurisdiction state securities or the rules and regulations of FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable TimeBlue Sky laws.

Appears in 1 contract

Samples: Equity Distribution Agreement (Net Element, Inc.)

Consents and Permits. The (1) Except as disclosed in the Registration Statement and the Prospectus, the Company and its Subsidiaries possess have made all such filings, applications and submissions required by, and possesses all approvals, licenses, permitscertificates, certifications, clearances, consents, exemptions, marks, notifications, orders, certificatespermits and other authorizations issued by, authorizations, approvals, franchises and rights issued by and have obtained or made all such registrations with the appropriate federal, statestate or foreign regulatory authorities (including, foreign without limitation, the FDA, and any other foreign, federal, state or local government or regulatory agencies authorities performing functions similar to those performed by the FDA) necessary for the ownership or judicial lease of their respective properties or governmental bodies that are or will be necessary to conduct their business its businesses as described in the Registration Statement and the Prospectuses Prospectus (collectively, “Permits”), except for licensessuch Permits the failure of which to possess, permits, consents, orders, certificates, authorizations, approvals, franchises, rights obtain or registrations, make the absence of which, individually or in the aggregate, same would not reasonably be expected to have a Material Adverse Effect; and neither the Company and nor any of its Subsidiaries have not has received any written notice of proceedings or investigations relating to the revocation limitation, revocation, cancellation, suspension, modification or modification non-renewal of any such licenses, permits, consents, orders, certificates, authorizations, approvals, franchises, rights or registrations Permit which, singly or in the aggregate, if the subject of an unfavorable decision, ruling or finding, would have a Material Adverse Effect. , and has any reason to believe that any such license, certificate, permit or authorization will not be renewed in the ordinary course. (2) No consent, approval, authorization, permit, consent or order of, of or filing with any national, state or registration with, any court or local governmental or self-regulatory commission, board, body, authority or agency or body is required for in connection with the issue issuance and sale of the Placement Shares and or the consummation by the Company of the transactions contemplated by this Agreementhereby (including, except without limitation, the Exchange, or approval of the stockholders of the Company (including as have been obtained may be required pursuant to Rule 5635 of the NASDAQ Marketplace Rules)), other than (i) registration of the Placement Shares under the Securities Act, (ii) any necessary qualification under the securities or blue sky laws of the various jurisdictions in which the Placement Shares are being offered by Ladenburg, (iii) filing of any reports under the Exchange Act and Canadian Securities LawsAct, and or (iv) such approvals as may be required under by the blue sky laws Conduct Rules of any jurisdiction or the rules and regulations of Financial Industry Regulatory Authority, Inc. (“FINRA, the Principal Trading Market or the TSX in connection with the transactions contemplated by this Agreement. Except as set forth elsewhere in this Agreement, all consents, authorizations, orders, filings and registrations which the Company is required to obtain pursuant to the preceding sentence shall be obtained or effected on or prior to each Applicable Time”).

Appears in 1 contract

Samples: Equity Distribution Agreement (Repros Therapeutics Inc.)

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