Common use of Daily Activity Clause in Contracts

Daily Activity. Establish and maintain shareholder data required to perform security holder accounting (e.g. name, address, certificated shares, uncertificated shares, distribution method account options, banking information (if provided), TIN (if provided). Perform certificate tracking, transferring, depositing and canceling. Provide system to support operations and the following fund type processing; CDSC, front-end load, money market, and front-end/back-end (dual) load, daily accrual, periodic record date funds and GAMA. Provide system to support the following features with regard to commission processing; Right of Accumulation (ROA), Letter of Intent (LOI), 12b-1, exchange across load types, 12b-1 override schedules and multiple trailer fee functionality. Provide system to support redemption fee processing and market timing monitoring. Provide system to support and maintain dealer, branch, representative, group information. Calculate and pay backup withholding at Federal level in accordance with applicable law and the instructions of an Authorized Person. Perform withholding on shareholder accounts and reporting to shareholders, government and remittance to government. Prepare filing and mailing of US Treasury Department forms 1099, 1042, 1042S, 5498, 5498-ESA, 1099Q, 1099R, 1099DIV, 1099B and any other tax forms supported by the TA2000 System as needed on behalf of the Funds and as instructed by an Authorized Person and provide system and operational support for year-end suppressions. Provide system to track shareholder account activity. Provide system that supports one-time wires, group wires and onetime ACH, and periodic ACH processing. Provide system for servicing retirement accounts (including reporting, maintenance, and online access). Provide system to support adjustments and gain/loss functions. Provide systems and operational support to handle Lion Account requests. Provide systems and operational support for Dealer Branch wire hierarchy and bulking. Provide systems and operational support to maintain Blue Sky files and generate appropriate reporting.

Daily Activity. Establish and maintain shareholder data required to perform security holder accounting (e.g. name, address, certificated shares, uncertificated shares, distribution method account options, banking information (if provided), TIN (if provided). · Perform certificate tracking, transferring, depositing and canceling. · Provide system to support operations and the following fund type processing; CDSC, front-end load, money market, and front-end/back-end (dual) load, daily accrual, periodic record date funds and GAMA. · Provide system to support the following features with regard to commission processing; Right of Accumulation (ROA), Letter of Intent (LOI), 12b-1, exchange across load types, 12b-1 override schedules and multiple trailer fee functionality. · Provide system to support redemption fee processing and market timing monitoring. · Provide system to support and maintain dealer, branch, representative, group information. · Calculate and pay backup withholding at Federal level in accordance with applicable law and the instructions of an Authorized Person. · Perform withholding on shareholder accounts and reporting to shareholders, government and remittance to government. · Prepare filing and mailing of US Treasury Department forms 1099, 1042, 1042S, 5498, 5498-ESA, 1099Q, 1099R, 1099DIV, 1099B and any other tax forms supported by the TA2000 System as needed on behalf of the Funds and as instructed by an Authorized Person and provide system and operational support for year-end suppressions. · Provide system to track shareholder account activity. · Provide system that supports one-time wires, group wires and onetime ACH, and periodic ACH processing. · Provide system for servicing retirement accounts (including reporting, maintenance, and online access). · Provide system to support adjustments and gain/loss functions. · Provide systems and operational support to handle Lion Account requests. · Provide systems and operational support for Dealer Branch wire hierarchy and bulking. · Provide systems and operational support to maintain Blue Sky files and generate appropriate reporting.