Dealer Commissions Sample Clauses

Dealer Commissions. Dealer Concession as Percentage of Offering Price ----------------------------------------------------- Class A Class B Class C Amount of Sale Shares Shares Shares -------------- ------- ------- ------- Less than $50,000 4.50% 3.75% -0- $50,000 but less than $100,000 4.05 3.38 -0- $100,000 but less than $250,000 3.15 2.63 -0- $250,000 but less than $500,000 2.25 1.88 -0- $500,000 but less than $1,000,000 1.35 1.13 -0- $1,000,000 and over .9* n/a* n/a* * Orders of $1,000,000 or more will be accepted only for Class A Shares. MIMLIC does not receive a sales load on sales of Class A Shares of $1,000,000 or more. The Dealer will receive the commission indicated on such sales; provided, however, that if the customer redeems any portion of such investment within 18 months after purchase, the pro rated commission paid on the portion redeemed shall be charged back against the Dealer's compensation account in an amount determined as follows:
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Dealer Commissions. You shall receive for each sale of shares of the Fund, except shares sold which are not subject to a contingent deferred sales charge, a commission in an amount equal to three and three-quarters (3 3/4) percent of the offering price of shares of the Fund sold multiplied by the number of shares of the Fund sold. The amount of the commission is subject to change by us without notice.
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Dealer Commissions. During the term of this Agreement, the Dealer shall receive from RESRV a commission with respect to all accounts accepted by RESRV in which the executed account application form on file with the Fund is marked or designated to show that it was provided to the investor by the Dealer (each such marked account being a "Dealer Account"). The commission to be paid to the Dealer with respect to each Dealer Account shall be an amount equal to the dealer commission specified from time to time in the Prospectus. Any assistance payments and/or administrative service fees for distribution pursuant to a distribution plan ("Plan") adopted by the Fund in accordance with Rule 12b-1 under the Investment Company Act of 1940, as amended, due to the Dealer hereunder shall be paid at the end of the month. RESRV will pay Dealer a monthly fee as set forth in the Plan and current Fund prospectus based on the net asset value of Fund shares, which are held in accounts which are designated as a Dealer Account. Payment shall be made within 30 days after the close of each month for which such fee(s) is payable. No such monthly payment will be paid if the average net asset value of all Dealer Accounts upon which the fee is based is less than $25,000.
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Dealer Commissions. A. Commissions for MultiOption Annuities (Forms 92-9283 and 92-9284) A commission of 3.0% of the amount of each purchase payment received under the Contract. ------------------------------------------------------------ Cumulative Contribution Amount Rate of commissions ------------------------------------------------------------ $25 - 499,999 3.00% $500,000 - 749,999 2.75% $750,000 - 999,999 2.50% $1,000,000 - 1,499,999 2.25% $1,500,000 - 1,999,999 2.00% $2,000,000 - 2,499,999 1.75% $2,500,000 - 2,999,999 1.50% $3,000,000 - 3,999,999 1.25% $4,000,000 - 5,000,000 1.00% $5,000,000+ 0.00%
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Dealer Commissions. First-Year Commissions (as percentage of earned first-year premiums) Commission Rate* 50% *Target Premium Definition--50% first-year commission rate applies to premium up to whole life plan of insurance. Premiums in excess receive a 4% first-year commission.
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Dealer Commissions. A. Commissions for MultiOption Flex and Single Annuity and MultiOption Classic. A commission of 3.0% of the amount of each purchase payment received under the Contract.
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Dealer Commissions. EV Connect will commission Dealer for all customer sales that result from the qualified referrals from the Dealer. The commissions will be in the following amounts: EVSE hardware: US$50.00 EVSE Installation: US$100.00 Commissions will be paid on Net 60 terms following the monthly Sales Reports. Commissions will be sent electronic transfer or via check addressed to the dealership and to the attention of the point of contact identified by the Dealer.
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Related to Dealer Commissions

  • Brokerage Commissions All brokers' commissions and other charges incident to the purchase, sale or lending of the Fund 's portfolio securities.

  • Dealers’ Commissions Except for volume discounts described in the “Plan of Distribution” section of the Prospectus, which volume discounts shall be the responsibility of the Dealer to provide to investors who qualify, and except as otherwise provided in the “Plan of Distribution” section of the Prospectus, the Dealer’s sales commission applicable to the Shares sold by Dealer which it is authorized to sell hereunder is 7.0% of the gross proceeds of Shares sold by it and accepted and confirmed by the Company, which commission will be payable by the Dealer Manager. No sales commissions shall be paid with respect to Shares issued and sold pursuant to the Company’s distribution reinvestment plan. For these purposes, shares shall be deemed to be “sold” if and only if a transaction has closed with a subscriber for Shares pursuant to all applicable offering and subscription documents, the Company has accepted the subscription agreement of such subscriber, and such Shares have been fully paid for. The Dealer affirms that the Dealer Manager’s liability for commissions payable is limited solely to the proceeds of commissions receivable from the Company, and the Dealer hereby waives any and all rights to receive payment of commissions due until such time as the Dealer Manager is in receipt of the commission from the Company. In addition, as set forth in the Prospectus, the Dealer Manager may, in its sole discretion, reallow a portion of its dealer manager fee to Dealers participating in the offering of Shares as marketing fees, reimbursement of costs and expenses of attending educational conferences or to defray other distribution-related expenses. The parties hereby agree that the foregoing commission is not in excess of the usual and customary distributors’ or sellers’ commission received in the sale of securities similar to the Shares, that Dealer’s interest in the offering is limited to such commission from the Dealer Manager and Dealer’s indemnity referred to in Section 4 of the Dealer Manager Agreement, and that the Company is not liable or responsible for the direct payment of such commission to the Dealer. In addition, as set forth in the Prospectus, the Dealer Manager may reimburse Dealer up to 0.5% of gross proceeds for bona fide due diligence expenses incurred by such Dealer. The Dealer Manager shall have the right to require the Dealer to provide a detailed and itemized invoice as a condition to the reimbursement of any such due diligence expenses.

  • Selling Commissions Any and all commissions payable to underwriters, dealer managers or other broker-dealers in connection with the sale of Shares, including, without limitation, commissions payable to Behringer Securities LP.

  • Excess Brokerage Commissions The Adviser is hereby authorized, to the fullest extent now or hereafter permitted by law, to cause the Corporation to pay a member of a national securities exchange, broker or dealer an amount of commission for effecting a securities transaction in excess of the amount of commission another member of such exchange, broker or dealer would have charged for effecting that transaction, if the Adviser determines in good faith, taking into account such factors as price (including the applicable brokerage commission or dealer spread), size of order, difficulty of execution, and operational facilities of the firm and the firm’s risk and skill in positioning blocks of securities, that such amount of commission is reasonable in relation to the value of the brokerage and/or research services provided by such member, broker or dealer, viewed in terms of either that particular transaction or its overall responsibilities with respect to the Corporation’s portfolio, and constitutes the best net results for the Corporation.

  • Brokerage Commission Contributor has not engaged the services of, nor has it or will it or Acquirer become liable to, any real estate agent, broker, finder or any other person or entity for any brokerage or finder's fee, commission or other amount with respect to the transactions described herein on account of any action by Contributor. Contributor hereby agrees to indemnify and hold Acquirer and its employees, directors, members, partners, affiliates and agents harmless against any claims, liabilities, damages or expenses arising out of a breach of the foregoing. This indemnification shall survive Closing or any termination of this Agreement.

  • Brokerage Fees and Commissions The Seller has not incurred any obligation or entered into any agreement for any investment banking, brokerage, or finder's fee or commission in respect of the transactions contemplated by this Agreement for which Buyer or the Company will incur any liability.

  • Sales Commissions You shall not be entitled to charge a sales commission on the sale of Shares of the Company.

  • Broker’s Commissions Buyer and Seller each hereby represent that, except for the Broker listed herein, there are no other brokers involved or that have a right to proceeds in this transaction. Seller shall be responsible for payment of commissions to the Broker pursuant to a separate written agreement executed by Seller. Seller and Buyer each hereby agree to indemnify and hold the other harmless from all loss, cost, damage or expense (including reasonable attorneys' fees at both trial and appellate levels) incurred by the other as a result of any claim arising out of the acts of the indemnifying party (or others on its behalf) for a commission, finder's fee or similar compensation made by any broker, finder or any party who claims to have dealt with such party (except that Buyer shall have no obligations hereunder with respect to any claim by Broker). The representations, warranties and indemnity obligations contained in this section shall survive the Closing or the earlier termination of this Agreement.

  • No Commissions Neither the Company nor any of its Subsidiaries is a party to any contract, agreement or understanding with any person (other than as contemplated by this Agreement or any Terms Agreement) that would give rise to a valid claim against the Company or any of its Subsidiaries or the Agent for a brokerage commission, finder’s fee or like payment in connection with the offering and sale of the Shares.

  • Brokers' Fees and Commissions Neither the Purchaser nor any of its officers, partners, employees or agents has employed any investment banker, broker, or finder in connection with the transactions contemplated by the Primary Documents.

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