Common use of Dealer Compensation Clause in Contracts

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 2 contracts

Samples: Dealer Agreement (Advisors Disciplined Trust 262), Dealer Agreement (Advisors Disciplined Trust 230)

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Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM Xxxxxxx & Xxxxx reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (Smart Trust, Zacks Diversified Equity & Corporate Bond Trust, Series 9)

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable TrustSeries. In determining the amount payable to Dealer hereunder, AAM Axio reserves the right to exclude any sales which it reasonably determines do not qualify for such Concessions or are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: M Funds Trust

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM Xxxxx Xxxx reserves the right to exclude any sales which it reasonably determines do not qualify for such Concessions or are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: Olden Lane Trust C/O Olden Lane Securities LLC

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM EVD reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (Eaton Vance Unit Trust - Series 1)

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Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM [__________] reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (Smart Trust, Tax Free Income Trust (2009 Series A))

Dealer Compensation. (i) In return for providing the services set forth in this Agreement, Dealer shall be entitled to any concessions and/or sales charges (collectively, "Concessions") set forth in the Prospectus of the applicable Trust. In determining the amount payable to Dealer hereunder, AAM TSCD reserves the right to exclude any sales which it reasonably determines are not made in accordance with the terms of the Prospectus and provisions of this Agreement.

Appears in 1 contract

Samples: Dealer Agreement (TSC Uits 18)

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