Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be in the amount set forth on Exhibit A hereto. Distributor agrees that Dealer shall receive the upfront sales load, if any, directly from Clients.
Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be an upfront sales load of up to 3.0% of a Dealer Shareholder’s investment amount (whether new or additional) or as otherwise set forth in the Fund’s Prospectus, subject to the reduction or waiver of any such fees in the Dealer’s sole discretion. Except as otherwise noted in this section 4, neither the Fund nor the Distributor shall have the right to reduce or waive any of the sales load payable by clients to Dealer. Distributor agrees that Dealer shall receive the upfront sales load, if any, directly from Clients.
Sales Charges/Dealer Concessions. On each purchase of Shares by Dealer from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be as set forth in each Fund's Prospectus. Dealer acknowledges that no sales charge or concession or commission will be paid to Dealer on the reinvestment of dividends or capital gains reinvestment or on Shares acquired in exchange for Shares of another Fund, or class thereof, having the same sales charge structure as the Fund, or class thereof, from which the exchange was made, in accordance with the Prospectus.
Sales Charges/Dealer Concessions. On each purchase of Shares by clients of Dealer from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be as set forth in the Fund’s Prospectus, subject to the reduction or waiver of any such fees in the Dealer’s discretion, as described in the Prospectus.
Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be in the rates set forth on Exhibit C hereto. Except as otherwise noted in this Section 4, neither the Fund nor the Distributor shall have the right to reduce or waive any of the sales load payable by clients to Dealer.
Sales Charges/Dealer Concessions. On each purchase of Units by Dealer Members of Dealer, Dealer shall be entitled to charge an upfront sales load of up to 3.0% of an investor's investment amount (whether new or additional), or such other amount as set forth in the Fund's Prospectus (provided that the maximum sales load shall never be less than 3% unless Dealer otherwise agrees in writing), subject to the reduction or waiver of any such fees in the Dealer's sole discretion. Except as otherwise noted in this Section 4, neither the Fund nor the Distributor shall have the right to reduce or waive any of the sales load payable by Dealer Members to Dealer. For purposes of this Agreement, a "Dealer Member" shall include any person or entity introduced by Dealer to the Fund during the term of this Agreement which invests in the Fund through an account maintained with Dealer.
Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions, if any, payable to Dealer shall be in the rates set forth on Exhibit B hereto. The terms and conditions affecting the applicable offering prices on Shares sold with a sales charge, including features such as combined purchase, Rights of Accumulation, Letters of Intent and net asset value purchases, are described in the Prospectus. Unless at the time of transmitting an order Dealer advises the Fund, the Fund’s transfer agent or Distributor to the contrary, the Fund and Distributor may consider the order to be the total holding of a Client and assume that Client is not entitled to any reduction in sales price beyond that accorded to the amount of the purchase as determined by the schedule set forth in the Prospectus. Distributor agrees that Dealer may receive the upfront sales load and contingent deferred sales charge, if any, directly from Clients. Distributor shall have no liability to Dealer for such upfront sales load and Dealer is solely responsible for retaining such compensation due to Dealer from the subscription funds received by Dealer from its Clients for the purchase of Shares in accordance with the terms of this Agreement.
Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions or commissions, if any, payable to Dealer shall be in the rates set forth on Exhibit C hereto. Except as otherwise noted in this Section 4, neither the Fund nor the Distributor shall have the right to reduce or waive any of the sales load payable by clients to Dealer. Distributor agrees that Dealer shall receive the upfront sales load, if any, directly from Clients. Distributor shall have no liability to Dealer for such upfront sales load and Dealer is solely responsible for retaining such compensation due to Dealer from the subscription funds received by Dealer from its Clients for the purchase of Shares in accordance with the terms of this Agreement.
Sales Charges/Dealer Concessions. On each purchase of Non-FB Fund Units by Dealer Members of Dealer, Dealer shall be entitled to charge an upfront sales load of up to 3.00% of an investor's investment amount (whether new or additional), or such other amount as set forth in a Non-FB Fund's Prospectus, subject to the reduction or waiver of any such fees in the Dealer's sole discretion, including through the application of breakpoints or the aggregation of prior purchases of Non-FB Fund Units. An investor's investment amount shall be equal to the net asset value equivalent of Units desired by such investor and the upfront sales load shall be added to that amount. Except as otherwise noted in this Section 4, neither a Fund nor the Distributor shall have the right to reduce or waive any of the sales load payable by Dealer Members to Dealer. For purposes of this Agreement, a "Dealer Member" shall include any person or entity introduced by Dealer to a Fund during the term of this Agreement which invests in a Fund through an account maintained with Dealer.
Sales Charges/Dealer Concessions. On each purchase of Shares by Clients from Distributor, the total sales charges and dealer concessions or commissions (other than Dealer-Imposed Commissions, if any), if any, payable to Dealer shall be in the rates set forth on Exhibit C hereto. Except as otherwise noted in this Section 4, neither the Fund nor Distributor shall have the right to reduce or waive any of the sales load payable by clients to Dealer. Distributor agrees that Dealer shall receive the upfront sales load, if any, directly from Clients. Distributor shall have no liability to Dealer for such upfront sales load and Dealer is solely responsible for retaining such compensation due to Dealer from the subscription funds received by Dealer from its Clients for the purchase of Shares in accordance with the terms of this Agreement. The parties hereto understand, acknowledge and agree that Dealer-Imposed Commissions are separate and apart from any compensation Dealer is entitled to receive from the Fund or Distributor under this Agreement, and that neither the Fund nor Distributor have any obligation with respect to any such Dealer-Imposed Commissions.
