Common use of Dealer Representations Clause in Contracts

Dealer Representations. Dealer represents that it is a member in ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-2110-1) and Rules 2500 and 2700 of the NASD Conduct Rules. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 3 contracts

Samples: Selected Dealer Agreement (Intervest Corporation of New York), Selected Dealer Agreement (Intervest Corporation of New York), Selected Dealer Agreement (Intervest Corporation of New York)

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Dealer Representations. Dealer represents that it is a member in ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-2110-1) and Rules 2500 2420, 2730, 2740 and 2700 2750 of the NASD Conduct Rules. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures Units in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Intervest Bancshares Corp), Selected Dealer Agreement (Intervest Bancshares Corp)

Dealer Representations. Dealer represents that it is a member in ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-2110and Sections 8-1) 24, 25 and Rules 2500 and 2700 36 of Article III of the NASD Conduct RulesRules of Fair Practice. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Intervest Corporation of New York), Selected Dealer Agreement (Intervest Corporation of New York)

Dealer Representations. Dealer represents that it is a member in good ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-2110-1) and Rules 2500 and 2700 of the NASD Conduct Rules. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 2 contracts

Samples: Selected Dealer Agreement (Intervest Corporation of New York), Selected Dealer Agreement (Intervest Corporation of New York)

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Dealer Representations. Dealer represents that it is a member in ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-2110-1) and Rules 2500 2420, 2730, 2740 and 2700 2750 of the NASD Conduct Rules. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 1 contract

Samples: Selected Dealer Agreement (Intervest Bancshares Corp)

Dealer Representations. Dealer represents that it is a member in ----------------------- good standing of the NASD and agrees to abide by all of the NASD rules and regulations, and any interpretations thereof, including, without limitation, the NASD interpretation with respect to Free-Riding and Withholding (Rule IM-21101M-2110-1) and Rules 2500 and 2700 of the NASD Conduct Rules. Dealer also agrees to comply with the requirements of all applicable Federal and State Laws and all rules and regulations thereunder, and interpretations thereof, promulgated by any regulatory agency having jurisdiction. In the event that a domestic or foreign Dealer should sell or offer for sale the Debentures in any jurisdiction outside the United States, Dealer also agrees to comply with the laws, rules and regulations of any governmental or regulatory body applicable within such foreign jurisdiction.

Appears in 1 contract

Samples: Selected Dealer Agreement (Intervest Corporation of New York)

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