DEALING INSTRUCTIONS. 7.1. Where the Company agrees with the Client to deal with the client on an execution-only basis, the Client will be relying solely on his/her judgment. If the terms of an investment or its performance characteristics are explained to the Client by the Company, this does not amount to advice on the merits of the transaction in question or on any other matter in relation thereto.
Appears in 4 contracts
Samples: Client Agreement, Client Agreement, Client Agreement
