Common use of DEALING INSTRUCTIONS Clause in Contracts

DEALING INSTRUCTIONS. 7.1. Where the Company agrees with the Client to deal with the client on an execution-only basis, the Client will be relying solely on his/her judgment. If the terms of an investment or its performance characteristics are explained to the Client by the Company, this does not amount to advice on the merits of the transaction in question or on any other matter in relation thereto. 7.2. The Client may provide instructions to the Company to execute Orders in Financial Instruments on an execution-only basis orally via telephone, facsimile or email. The Client will be obliged to use his Password in case that he wishes to provide instructions to the Company orally by telephone. 7.3. The Company may execute the Client’s dealing instructions on a best execution basis upon any market or exchange and through any clearing house and/or execution venue selected by the Company. 7.4. Assets and profits arising on settlement or liquidation will be credited to the Client Account and any losses will be debited to the Client Account. 7.5. The Company shall have the right to carry out all instructions of the Client according to the rules, regulations or practices of the relevant market, exchange, execution venue and with Applicable Regulations. The Company may at its discretion, take such steps as may be required or permitted by such rules, regulations or practices, Applicable Regulations. 7.6. The Company will execute the Client’s instructions subject to the Company’s Best Interest and Order Execution Policy. If the Company will execute an order or a specific aspect of an order following specific 7.7. The Company may aggregate the Client’s orders with orders of other clients as provided in the Company’s Best Interest and Order Execution Policy. 7.8. The Company may execute the Client’s order at once or over a period of time if it is unable to or considers it undesirable to execute the order at once or in a single transaction, as stated in the Company’s Best Interest and Order Execution Policy. 7.9. In the case where the Client is a legal person it is obliged to obtain a legal entity identifier from an appropriate authority duly licensed to provide legal entity identifiers. In the case of a legal person, the Client may not (where provided by Applicable Regulations) be able to execute any Transactions with the Company if it does not possess a legal entity identifier.