Delivery and Registration of Shares of Common Stock. The Company's obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act"), or any other Federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 8 contracts
Samples: Non Qualified Stock Option Agreement (Great Southern Bancorp, Inc.), Incentive Stock Option Agreement (Great Southern Bancorp, Inc.), Non Qualified Stock Option Agreement (Southern Missouri Bancorp, Inc.)
Delivery and Registration of Shares of Common Stock. The Company's Corporation’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, listed and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 6 contracts
Samples: Separation and Settlement Agreement (Banc of California, Inc.), Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc)
Delivery and Registration of Shares of Common Stock. The CompanyCorporation's obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"), ”) or any other Federalfederal, state or local securities law or regulationlegislation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares the Option Shares or other action eliminating the necessity of such representation under the such Securities Act or other securities law or regulationlegislation. The Company Corporation shall not be required to deliver any shares upon exercise of this Option hereunder prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, listed and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 5 contracts
Samples: Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc)
Delivery and Registration of Shares of Common Stock. The Company's Corporation’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"), ”) or any other Federalfederal, state or local securities law or regulationlegislation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares the Option Shares or other action eliminating the necessity of such representation under the such Securities Act or other securities law or regulationlegislation. The Company Corporation shall not be required to deliver any shares upon exercise of this Option hereunder prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, listed and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 4 contracts
Samples: Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc)
Delivery and Registration of Shares of Common Stock. The Company's Corporation’s obligation to deliver shares of Common Stock Shares hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the OptioneeGrantee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"), ”) or any other Federalfederal, state or local securities law or regulationlegislation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares the Shares or other action eliminating the necessity of such representation under the such Securities Act or other securities law or regulationlegislation. The Company Corporation shall not be required to deliver any shares upon exercise of this Option Shares hereunder prior to (i) the admission of such shares Shares to listing on any stock exchange or system on which the shares of Common Stock Shares may then be listed, listed and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 4 contracts
Samples: Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc), Employment Agreement (First Pactrust Bancorp Inc)
Delivery and Registration of Shares of Common Stock. The Company's obligation to deliver shares of the Common Stock payable with respect to the Performance Shares earned hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares Shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act")amended, or any other Federal, state or local securities law or regulation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the such Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option Common Stock under the Plan prior to (i) the admission of such shares to listing on any stock exchange or automated quotation system on which the shares of Common Stock may then be listedlisted or quoted, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 3 contracts
Samples: Performance Share Award Agreement (LegacyTexas Financial Group, Inc.), Performance Share Award Agreement (LegacyTexas Financial Group, Inc.), Performance Share Award Agreement (Southern Missouri Bancorp, Inc.)
Delivery and Registration of Shares of Common Stock. The Company's obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act"), or any other Federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 2 contracts
Samples: Director Non Qualified Stock Option Agreement (Mb Financial Inc /Md), Director Non Qualified Stock Option Agreement (Mb Financial Inc /Md)
Delivery and Registration of Shares of Common Stock. The Company's Corporation’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, listed and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 2 contracts
Samples: Incentive Stock Option Agreement (First Pactrust Bancorp Inc), Non Qualified Stock Option Agreement (First Pactrust Bancorp Inc)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federalfederal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 2 contracts
Samples: Incentive Stock Option Agreement (Great Southern Bancorp, Inc.), Non Qualified Stock Option Agreement (Great Southern Bancorp, Inc.)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 2 contracts
Samples: Incentive Stock Option Agreement (Mb Financial Inc /Md), Non Qualified Stock Option Agreement (Mb Financial Inc /Md)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) 11.2 of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federalfederal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Unless the foregoing representation is provided, the Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable. In addition, in the event Sections 11.3 and 11.4 of the Plan are applicable upon the exercise of this Option, the Company may impose an additional restriction on the Option Shares to reflect such provisions.
Appears in 2 contracts
Samples: Incentive Stock Option Agreement (BayCom Corp), Non Qualified Stock Option Agreement (BayCom Corp)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optionee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "“Securities Act"”), or any other Federalfederal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or automated quotation system on which the shares of Common Stock may then be listedlisted or quoted, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 2 contracts
Samples: Incentive Stock Option Agreement (BayCom Corp), Non Qualified Stock Option Agreement (BayCom Corp)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock the Shares hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Participant or any other person to whom such shares Shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act")amended, or any other Federalfederal, state or local securities law regulation. Unless the foregoing representation is provided, the Company shall not be required to deliver any shares of Common Stock under the Plan prior to (i) the admission of such shares to listing on any stock exchange or automated quotation system on which the shares of Common Stock may then be listed or quoted, and (ii) the completion of such registration or other qualification of such shares under any state or federal law, rule or regulation, as the Committee shall determine to be necessary or advisable. In requesting any such representation, it may be provided that such The foregoing representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act of 1933 or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 1 contract
Delivery and Registration of Shares of Common Stock. The CompanyCorporation's obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Optionee, or any other person person, to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act")amended, or any other Federalfederal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the such Securities Act or other securities law or regulation. The Company Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 1 contract
Samples: Non Qualified Stock Option Agreement (Covest Bancshares Inc)
Delivery and Registration of Shares of Common Stock. The Company's ’s obligation to deliver shares of Common Stock hereunder shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Participant or any other person to whom such shares are to be delivered pursuant to Section 6.8(a) of the Plan in the event of the death of the Optioneedelivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended (the "Securities Act")amended, or any other Federalfederal, state or local securities law regulation. Unless the foregoing representation is provided, the Company shall not be required to deliver any shares of Common Stock under the Plan prior to (i) the admission of such shares to listing on any stock exchange or automated quotation system on which the shares of Common Stock may then be listed or quoted, and (ii) the completion of such registration or other qualification of such shares under any state or federal law, rule or regulation, as the Committee shall determine to be necessary or advisable. In requesting any such representation, it may be provided that such The foregoing representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under the Securities Act of 1933 or other securities law or regulation. The Company shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.
Appears in 1 contract