Common use of Delivery and Registration of Shares of Common Stock Clause in Contracts

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 2 contracts

Samples: Non Qualified Stock Option Agreement (First Robinson Financial Corp), Non Qualified Stock Option Agreement (Hbancorporation Inc)

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Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 2 contracts

Samples: Non Qualified Stock Option Agreement (First Robinson Financial Corp), Non Qualified Stock Option Agreement (Hbancorporation Inc)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law legislation or regulation. In requesting any such representation, it It may be provided that such any representation shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option under the Plan prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule Rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 2 contracts

Samples: Restricted Stock Agreement (Hbancorporation Inc), Restricted Stock Agreement (First Robinson Financial Corp)

Delivery and Registration of Shares of Common Stock. The Corporation's ’s obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 2 contracts

Samples: Non Qualified Stock Option Agreement (LSB Financial Corp), Incentive Stock Option Agreement (LSB Financial Corp)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock Shares hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares Shares are to be delivered, in such form as the Committee shall determine determined to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federalFederal, state or local securities law legislation or regulation. In requesting any such representation, it may be provided that such Any representation regarding investment intent shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option Shares under the Plan prior to (i) the admission of such shares Shares to listing on the Nasdaq Stock Market or any stock exchange or system on which the shares Shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Restricted Stock Agreement (American Business Financial Services Inc /De/)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock Shares hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares Shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federalFederal, state or local securities law legislation or regulation. In requesting any such representation, it may be provided that such Any representation regarding investment intent shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option Shares under the Plan prior to (i) the admission of such shares Shares to listing on the Nasdaq Stock Market or any stock exchange or system on which the shares Shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Restricted Stock Agreement (Genesis Healthcare Corp)

Delivery and Registration of Shares of Common Stock. Except as otherwise provided in Section 9, if the requirements for vesting of the Deferred Shares has occurred, the Corporation shall deliver to the Grantee a certificate for the number of shares of Common Stock represented by the Deferred Shares. The Corporation's ’s obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state State or local securities law or regulation. In requesting any such representation, it may be provided that such representation shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulationlegislation. The Corporation shall not be required to deliver any shares upon exercise of under this Option Agreement prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, listed and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Deferred Share Agreement (First Indiana Corp)

Delivery and Registration of Shares of Common Stock. The Corporation's Company’s obligation to deliver shares of Common Stock Shares hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares Shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federalFederal, state or local securities law legislation or regulation. In requesting any such representation, it may be provided that such Any representation regarding investment intent shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation Company shall not be required to deliver any shares upon exercise of this Option Shares under the Plan prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Restricted Stock Agreement (Pure Earth, Inc.)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock Shares hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be deliveredGrantee, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, amended (the “Securities Act”) or any other federal, state or local securities law or regulationlegislation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares the Shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulationlegislation. The Corporation shall not be required to deliver any shares upon exercise of this Option Shares hereunder prior to (i) the admission of such shares Shares to listing on any stock exchange or system on which the shares of Common Stock Shares may then be listed, listed and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Employment Agreement (First Pactrust Bancorp Inc)

Delivery and Registration of Shares of Common Stock. The Corporation's Company’s obligation to deliver shares of Common Stock Shares hereunder shall be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares Shares are to be delivered, in such form as the Committee Board of Directors shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law legislation or regulation. In requesting any such representation, it may be provided that such Any representation regarding investment intent shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation Company shall not be required to deliver any shares upon exercise of this Option Shares under the Plan prior to (i) the admission of such shares Shares to listing on any stock exchange or system on which the shares Shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares Shares under any state or Federal federal law, rule or regulation, as the Committee Board of Directors shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Stock Bonus Award Agreement (Impax Laboratories Inc)

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Delivery and Registration of Shares of Common Stock. The Corporation's ’s obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such the Securities Act of 1933 or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Rowe Companies)

Delivery and Registration of Shares of Common Stock. The Corporation's ’s obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federalFederal, state or local securities law legislation or regulation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option under the Plan prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable. 10.

Appears in 1 contract

Samples: Restricted Stock Agreement (LSB Financial Corp)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Southwest Bancorp of Texas Inc)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee Grantee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federalFederal, state or local securities law legislation or regulation. In requesting any such representation, it It may be provided that such any representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option under the Plan prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration SO-5 or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Stock Option Agreement (Commercial Federal Corp)

Delivery and Registration of Shares of Common Stock. The Corporation's ’s obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, delivered in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Incentive Stock Option Agreement (Cisco Systems Inc)

Delivery and Registration of Shares of Common Stock. The Corporation's obligation to deliver shares of Common Stock hereunder shall shall, if the Committee so requests, be conditioned upon the receipt of a representation as to the investment intention of the Optionee or any other person to whom such shares are to be delivered, in such form as the Committee shall determine to be necessary or advisable to comply with the provisions of the Securities Act of 1933, as amended, or any other federal, state or local securities law or regulation. In requesting any such representation, it may be provided that such representation requirement shall become inoperative upon a the registration of such shares or other action eliminating the necessity of such representation under such Securities Act or other securities law or regulation. The Corporation shall not be required to deliver any shares upon exercise of this Option prior to (i) the admission of such shares to listing on any stock exchange or system on which the shares of Common Stock may then be listed, and (ii) the completion of such registration or other qualification of such shares under any state or Federal law, rule or regulation, as the Committee shall determine to be necessary or advisable.

Appears in 1 contract

Samples: Non Qualified Stock Option Agreement (Southwest Bancorp of Texas Inc)

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