Common use of Delivery of Documents and Other Information Clause in Contracts

Delivery of Documents and Other Information. In connection therewith, the Trust has delivered to CFS copies of (i) the Trust's Agreement and Declaration of Trust and By-Laws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust with respect to the Funds, and shall promptly furnish CFS with all amendments of or supplements to the foregoing. The Trust shall deliver to CFS a certified copy of the resolution(s) of the Board of Trustees of the Trust (the "Board") appointing CFS and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's responsibilities under this Agreement, if applicable, the Trust shall deliver or cause to be delivered to CFS (i) an accurate list of Shareholders of the Trust, showing each Shareholder's address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS under this Agreement (collectively referred to as the "Materials").

Appears in 3 contracts

Samples: Transfer Agency and Services Agreement (World Funds Trust), Transfer Agency and Services Agreement (World Funds Trust), Transfer Agency and Services Agreement (World Funds Trust)

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Delivery of Documents and Other Information. In connection therewith, the Trust has delivered to CFS copies of (i) the Trust's ’s Agreement and Declaration of Trust and By-Laws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's ’s Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's ’s current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust with respect to the Funds, and shall promptly furnish CFS with all amendments of or supplements to the foregoing. The Trust shall deliver to CFS a certified copy of the resolution(s) of the Board of Trustees of the Trust (the "Board") appointing CFS and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's ’s responsibilities under this Agreement, if applicable, the Trust shall deliver or cause to be delivered to CFS (i) an accurate list of Shareholders of the Trust, showing each Shareholder's ’s address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS under this Agreement (collectively referred to as the "Materials").

Appears in 2 contracts

Samples: Transfer Agency and Services Agreement (World Funds Trust), Transfer Agency and Services Agreement (Dblaine Investment Trust)

Delivery of Documents and Other Information. In connection therewith, the Trust Company has delivered to CFS copies of (i) the TrustCompany's Agreement Articles of Incorporation, as amended and Declaration of Trust supplemented, and By-Laws (collectively, as amended from time to time, "Organizational Documents"), (ii) the TrustCompany's Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust Company under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust Company with respect to the Funds, and shall promptly furnish CFS with all amendments of or supplements to the foregoing. The Trust Company shall deliver to CFS a certified copy of the resolution(s) of the Board of Trustees Directors of the Trust Company (the "Board") appointing CFS and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's responsibilities under this Agreement, if applicable, the Trust Company shall deliver or cause to be delivered to CFS (i) an accurate list of Shareholders of the TrustCompany, showing each Shareholder's address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS under this Agreement (collectively referred to as the "Materials").

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (World Funds Inc /Md/)

Delivery of Documents and Other Information. In connection therewith, the Trust Company has delivered to CFS FSI copies of (i) the Trust's Agreement Company’s Articles of Incorporation, as amended and Declaration of Trust supplemented, and By-Laws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's Company’s Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each the Fund's ’s current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust Company under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust Company with respect to the FundsFund, and shall promptly furnish CFS FSI with all amendments of or supplements to the foregoing. The Trust Company shall deliver to CFS FSI a certified copy of the resolution(s) of the Board of Trustees Directors of the Trust Company (the "Board") appointing CFS FSI and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's FSI’s responsibilities under this Agreement, if applicable, the Trust Company shall deliver or cause to be delivered to CFS FSI (i) an accurate list of Shareholders of the TrustCompany, showing each Shareholder's ’s address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS FSI under this Agreement (collectively referred to as the "Materials").

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Z Seven Fund Inc)

Delivery of Documents and Other Information. In connection therewith, the Trust has delivered to CFS copies of (i) the Trust's Agreement and Declaration of Trust and By-Laws Bylaws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust with respect to the Funds, and shall promptly furnish CFS with all amendments of or supplements to the foregoing. The Trust shall deliver to CFS a certified copy of the resolution(s) of the Board of Trustees of the Trust (the "Board") appointing CFS and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's responsibilities under this Agreement, if applicable, the Trust shall deliver or cause to be delivered to CFS (i) an accurate list of Shareholders of the Trust, showing each Shareholder's address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS under this Agreement (collectively referred to as the "Materials").

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (DGHM Investment Trust)

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Delivery of Documents and Other Information. In connection therewith, the Trust has delivered to CFS FSI copies of (i) the Trust's ’s Agreement and Declaration of Trust and By-Laws Bylaws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's ’s Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's ’s current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust with respect to the Funds, and shall promptly furnish CFS FSI with all amendments of or supplements to the foregoing. The Trust shall deliver to CFS FSI a certified copy of the resolution(s) of the Board of Trustees of the Trust (the "Board") appointing CFS FSI and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's FSI’s responsibilities under this Agreement, if applicable, the Trust shall deliver or cause to be delivered to CFS FSI (i) an accurate list of Shareholders of the Trust, showing each Shareholder's ’s address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS FSI under this Agreement (collectively referred to as the "Materials").

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (Diamond Portfolio Investment Trust)

Delivery of Documents and Other Information. In connection therewith, the Trust has delivered to CFS copies of (i) the Trust's ’s Agreement and Declaration of Trust and By-Laws Bylaws (collectively, as amended from time to time, "Organizational Documents"), (ii) the Trust's ’s Registration Statement and all amendments thereto filed with the U.S. Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended (the "Securities Act"), or the 1940 Act (the "Registration Statement"), (iii) each Fund's ’s current Prospectus, (iv) each current plan of distribution or similar document adopted by the Trust under Rule 12b- 1 under the 1940 Act ("Plan") and each current shareholder service plan or similar document adopted by the Fund ("Service Plan"), and (v) all applicable procedures adopted by the Trust with respect to the Funds, and shall promptly furnish CFS with all amendments of or supplements to the foregoing. The Trust shall deliver to CFS a certified copy of the resolution(s) of the Board of Trustees of the Trust (the "Board") appointing CFS and authorizing the execution and delivery of this Agreement. Prior to the commencement of CFS's ’s responsibilities under this Agreement, if applicable, the Trust shall deliver or cause to be delivered to CFS (i) an accurate list of Shareholders of the Trust, showing each Shareholder's ’s address of record, number of Shares owned and whether such Shares are represented by outstanding share certificates and (ii) all Shareholder records, files, and other materials necessary or appropriate for proper performance of the functions assumed by CFS under this Agreement (collectively referred to as the "Materials").

Appears in 1 contract

Samples: Transfer Agency and Services Agreement (DGHM Investment Trust)

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