Common use of Delivery of Records Upon Expiration or Early Termination Clause in Contracts

Delivery of Records Upon Expiration or Early Termination. Upon the expiration or early termination of this Agreement for any reason, the Dealer Manager shall: (i) promptly forward any and all funds, if any, in its possession which were received from investors for the sale of Shares for deposit; (ii) to the extent not previously provided to the Company a list of all investors who have subscribed for or purchased shares and all broker-dealers with whom the Dealer Manager has entered into a Selected Dealer Agreement; (iii) notify Selected Dealers of such termination; and (iv) promptly deliver to the Company copies of any sales literature designed for use specifically for the Offering that it is then in the process of preparing. Upon expiration or earlier termination of this Agreement, the Company shall pay to the Dealer Manager all compensation to which the Dealer Manager is or becomes entitled under Section 3(d) at such time as such compensation becomes payable.

Appears in 9 contracts

Samples: Dealer Manager Agreement (Carey Watermark Investors Inc), Dealer Manager Agreement (Corporate Property Associates 18 Global Inc), Dealer Manager Agreement (Corporate Property Associates 17 - Global INC)

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Delivery of Records Upon Expiration or Early Termination. Upon the expiration or early termination of this Agreement for any reason, the Dealer Manager shall: (i) promptly forward any and all funds, if any, in its possession which were received from investors for the sale of Shares Units for deposit; (ii) to the extent not previously provided to the Company a list of all investors who have subscribed for or purchased shares Units and all broker-dealers with whom the Dealer Manager has entered into a Selected Soliciting Dealer Agreement; (iii) notify Selected Soliciting Dealers of such termination; and (iv) promptly deliver to the Company copies of any sales literature designed for use specifically for the Offering that it is then in the process of preparing. Upon expiration or earlier termination of this Agreement, the Company shall pay to the Dealer Manager all compensation to which the Dealer Manager is or becomes entitled under Section 3(d) at such time as such compensation becomes payable.

Appears in 5 contracts

Samples: Dealer Manager Agreement (Investment Grade R.E. Income Fund, L.P.), Dealer Manager Agreement (GWG Holdings, Inc.), Dealer Manager Agreement

Delivery of Records Upon Expiration or Early Termination. Upon the expiration or early termination of this Agreement for any reason, the Dealer Manager shall: (i) promptly forward any and all funds, if any, in its possession which were received from investors for the sale of Shares for deposit; (ii) to the extent not previously provided to the Company a list of all investors who have subscribed for or purchased shares Shares and all broker-dealers with whom the Dealer Manager has entered into a Selected Soliciting Dealer Agreement; (iii) notify Selected Soliciting Dealers of such termination; and (iv) promptly deliver to the Company copies of any sales literature designed for use specifically for the Offering that it is then in the process of preparing. Upon expiration or earlier termination of this Agreement, the Company shall pay to the Dealer Manager all compensation to which the Dealer Manager is or becomes entitled under Section 3(d) at such time as such compensation becomes payable.

Appears in 1 contract

Samples: Dealer Manager Agreement (GWG Holdings, Inc.)

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Delivery of Records Upon Expiration or Early Termination. Upon the expiration or early termination of this Agreement for any reason, the Dealer Manager shall: (i) promptly forward any and all funds, if any, in its possession which were received from investors for the sale of Shares Preferred Stock for deposit; (ii) to the extent not previously provided to the Company a list of all investors who have subscribed for or purchased shares Preferred Stock and all broker-dealers with whom the Dealer Manager has entered into a Selected Soliciting Dealer Agreement; (iii) notify Selected Soliciting Dealers of such termination; and (iv) promptly deliver to the Company copies of any sales literature designed for use specifically for the Offering that it is then in the process of preparing. Upon expiration or earlier termination of this Agreement, the Company shall pay to the Dealer Manager all compensation to which the Dealer Manager is or becomes entitled under Section 3(d) at such time as such compensation becomes payable.

Appears in 1 contract

Samples: Dealer Manager Agreement (Preferred Apartment Communities Inc)

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