Common use of Delivery of Registration Statement Clause in Contracts

Delivery of Registration Statement. The Fund has furnished or will deliver to the Representative and counsel to the Underwriters and the Fund, without charge, signed copies of the notification of registration on Form N-8A and Registration Statement as originally filed and of each amendment thereto, (including exhibits filed therewith, or incorporated by reference therein) and signed copies of all consents and certificates of experts, and will also deliver to the Representative a conformed copy, without charge, of the Registration Statement as originally filed and of each amendment thereto (without exhibits) for each of the Underwriters. The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

Appears in 10 contracts

Samples: Purchase Agreement (Dow 30 Enhanced Premium & Income Fund Inc.), Purchase Agreement (Global Income & Currency Fund Inc.), Purchase Agreement (Dow 30 Premium & Dividend Income Fund Inc.)

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Delivery of Registration Statement. The Fund has furnished or will deliver to the Representative and counsel to the Underwriters and the Fund, without charge, signed copies of the notification of registration on Form N-8A and Registration Statement as originally filed and of each amendment thereto, (including exhibits filed therewith, or incorporated by reference therein) and signed copies of all consents and certificates of experts, and will also deliver to the Representative a conformed copy, without charge, of the Registration Statement as originally filed and of each amendment thereto (without exhibits) for each of the Underwriters. The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXXEDGAR, except to the extent permitted by Regulation S-T.

Appears in 6 contracts

Samples: Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.), Purchase Agreement (Floating Rate Income Strategies Fund Ii Inc), Purchase Agreement (Diversified Income Strategies Portfolio, Inc.)

Delivery of Registration Statement. The Fund Company has furnished or will deliver to the Representative Representatives and counsel to for the Underwriters and the FundUnderwriters, without charge, signed copies of the notification of registration on Form N-8A and Registration Statement as originally filed and of each amendment thereto, thereto (including exhibits filed therewith, therewith or incorporated by reference therein and documents incorporated or deemed incorporated by reference therein) and signed copies of all consents and certificates of experts, and will also deliver to the Representative a conformed copyRepresentatives, without charge, a conformed copy of the Registration Statement as originally filed and of each amendment thereto (without exhibits) for each of the Underwriters. The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

Appears in 2 contracts

Samples: Underwriting Agreement (Synlogic, Inc.), Synlogic, Inc.

Delivery of Registration Statement. The Fund Company has furnished or will deliver to the Representative and counsel to for the Underwriters and the FundUnderwriters, without charge, signed copies of the notification of registration on Form N-8A and Registration Statement as originally filed and of each amendment thereto, thereto (including exhibits filed therewith, therewith or incorporated by reference therein and documents incorporated or deemed incorporated by reference therein) and signed copies of all consents and certificates of experts, and will also deliver to the Representative a conformed copyRepresentative, without charge, a conformed copy of the Registration Statement as originally filed and of each amendment thereto (without exhibits) for each of the Underwriters. The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXX, except to the extent permitted by Regulation S-T.

Appears in 2 contracts

Samples: Underwriting Agreement (Synlogic, Inc.), F-Star Therapeutics, Inc.

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Delivery of Registration Statement. The Fund Depositor has furnished or will deliver to the Representative and counsel to for the Underwriters and the FundUnderwriters, without charge, signed copies of the notification of registration on Form N-8A and Registration Statement as originally filed and of each amendment thereto, thereto (including exhibits filed therewith, therewith or incorporated by reference therein and documents incorporated or deemed to be incorporated by reference therein) and signed copies of all consents and certificates of experts, and will also deliver to the Representative a conformed copyRepresentative, without charge, a conformed copy of the Registration Statement as originally filed and of each amendment thereto (without exhibits) for each of the Underwriters. The copies of the Registration Statement and each amendment thereto furnished to the Underwriters will be substantially identical to the electronically transmitted copies thereof filed with the Commission pursuant to XXXXXEDGAX, except xxcept to the extent permitted by Regulation S-T.

Appears in 1 contract

Samples: Underwriting Agreement (First Sierra Receivables Iii Inc)

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