Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 22 contracts
Samples: Equity Distribution Agreement (Arbor Realty Trust Inc), Equity Distribution Agreement (Ready Capital Corp), Equity Distribution Agreement (Arbor Realty Trust Inc)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon 12:00 p.m. (New York time) on the Business Day prior to the Settlement Date.
Appears in 9 contracts
Samples: Equity Distribution Agreement (New York Mortgage Trust Inc), Management Agreement (Invesco Mortgage Capital Inc.), Equity Distribution Agreement (Invesco Mortgage Capital Inc.)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities Shares shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities Shares will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 6 contracts
Samples: Equity Distribution Agreement (ACRES Commercial Realty Corp.), Equity Distribution Agreement (Arlington Asset Investment Corp.), Equity Distribution Agreement (Arlington Asset Investment Corp.)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities Securities, if any, will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 5 contracts
Samples: Equity Distribution Agreement (Zevra Therapeutics, Inc.), Equity Distribution Agreement (Marin Software Inc), Equity Distribution Agreement (Marin Software Inc)
Denominations; Registration. If requested by the Placement Agent at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York timeEastern Time) on the Business Day prior to the Settlement Date.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Genprex, Inc.), Equity Distribution Agreement (PLx Pharma Inc.), Equity Distribution Agreement (PLx Pharma Inc.)
Denominations; Registration. If requested by the Placement Agent at least two one Business Days Day prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be delivered to the Placement Agent or its designee in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 3 contracts
Samples: Equity Distribution Agreement, Equity Distribution Agreement (Marinus Pharmaceuticals Inc), Equity Distribution Agreement (Marinus Pharmaceuticals Inc)
Denominations; Registration. If requested by the Placement Agent Agents at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent Agents shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent Agents in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Granite Point Mortgage Trust Inc.), Equity Distribution Agreement (Two Harbors Investment Corp.)
Denominations; Registration. If requested by the Applicable Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Applicable Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Applicable Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Newtek Business Services (Newtek Business Services Corp.), Newtek Business Services (Newtek Business Services Corp.)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Placement Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Placement Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon 12:00 p.m. (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Mitcham Industries Inc), Equity Distribution Agreement (Mitcham Industries Inc)
Denominations; Registration. If requested by the Applicable Placement Agent at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Applicable Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Applicable Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Newtek Business Services Corp.), Equity Distribution Agreement (Newtek Business Services Corp.)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities Securities, if any, shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities Securities, if any, will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Northstar Realty Finance Corp.), Equity Distribution Agreement (Northstar Realty Finance Corp.)
Denominations; Registration. If requested by the Applicable Placement Agent at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Applicable Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Applicable Placement Agent in The the City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Newtek Business Services Corp.), NewtekOne, Inc.
Denominations; Registration. If requested by the a Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be issued in such denominations and registered in such names as the such Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the such Placement Agent in The City of New York not later than noon 12:00 p.m. (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Management Agreement (Invesco Mortgage Capital Inc.), Equity Distribution Agreement (Invesco Mortgage Capital Inc.)
Denominations; Registration. If requested by the Placement Agent at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Veritone, Inc.), Equity Distribution Agreement (CYS Investments, Inc.)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon Noon (New York timeEastern Time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Vascular Biogenics Ltd.), Equity Distribution Agreement (Vascular Biogenics Ltd.)
Denominations; Registration. If requested by the Placement Applicable Sales Agent at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be issued in such denominations and registered in such names as the Placement Applicable Sales Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Applicable Sales Agent in The City of New York, New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Stellus Capital Investment Corp), Equity Distribution Agreement (Stellus Capital Investment Corp)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities Securities, if any, will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon Noon (New York timeEastern Time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Strongbridge Biopharma PLC)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York City not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Ashford Hospitality Trust Inc)
Denominations; Registration. If requested by the Current Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities Shares shall be in such denominations and registered in such names as the Current Placement Agent shall have specified in such request. The certificates for the Securities Shares will be made available for examination and packaging by the Current Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Arlington Asset Investment Corp.)
Denominations; Registration. If requested by the Selected Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Selected Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Selected Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Denominations; Registration. If requested by the Placement Designated Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Designated Agent shall have specified in such request. The certificates for the Securities Securities, if any, will be made available for examination and packaging by the Placement Designated Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Denominations; Registration. If requested by the Placement Agent at least two one Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon 12:00 p.m. (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (New York Mortgage Trust Inc)
Denominations; Registration. If requested by the Placement Sales Agent in writing at least two (2) Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Placement Securities shall be in such denominations and registered in such names as the Placement Sales Agent shall have specified in such request. The certificates for the any such Placement Securities will be made available for examination and packaging by the Placement Sales Agent in The City of New York not later than noon (noon, New York time) , on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (ONCOSEC MEDICAL Inc)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be delivered to the Placement Agent or its designee in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Marinus Pharmaceuticals Inc)
Denominations; Registration. If requested by the Placement Agent at least two Business Days prior to the Settlement Date, then in lieu of electronic transfer, certificates for the Securities shall be in such denominations and registered in such names as the Placement Agent shall have specified in such request. The certificates for the Securities will be made available for examination and packaging by the Placement Agent in The City of New York not later than noon (New York timeEastern Time) on the Business Day prior to the Settlement Date.
Appears in 1 contract
Samples: Equity Distribution Agreement (Aevi Genomic Medicine, Inc.)
