Description of Investment Adviser. The description of the Investment Adviser in the Registration Statement and the Prospectus (and any amendment or supplement to either of them) complied and complies in all material respects with the provisions of the 1933 Act, the Investment Company Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 12 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Enhanced Equity Yield & Premium Fund, Inc.), Purchase Agreement (Muniyield Arizona Fund Inc /Nj/)
Description of Investment Adviser. The description of the Investment Adviser in the Registration Statement Statement, the Prospectus and the Time of Sale Prospectus (and including any amendment or supplement to either of themthereto) complied and complies will comply in all material respects with the provisions of the 1933 Act, the Investment Company ActActs, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not and will not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 4 contracts
Samples: Underwriting Agreement (Salient MLP & Energy Infrastructure Fund), Underwriting Agreement (Tortoise Pipeline & Energy Fund, Inc.), Underwriting Agreement (Salient MLP & Energy Infrastructure Fund)
Description of Investment Adviser. The description of the Investment Adviser in the Registration Statement and the Prospectus (and any amendment or supplement to either of them) complied did not violate and complies does not violate in all any material respects with respect the provisions of the 1933 Act, the Investment Company Act, the Advisers 1940 Act, the Rules and Regulations Regulations, the Advisers Act and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 3 contracts
Samples: Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Calamos Convertible Opportunities & Income Fund)
Description of Investment Adviser. The description of the Investment Adviser in the Registration Statement and the Prospectus (and any amendment or supplement to either of them) complied and complies in all material respects with the provisions of the 1933 Act, the Investment Company Act, the Advisers Act, the Rules and Regulations and the rules and regulations under the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Purchase Agreement (Capital & Income Strategies Fund Inc)