Common use of Direct Market Access and Suitability Obligations Clause in Contracts

Direct Market Access and Suitability Obligations. Orders entered by you may be sent directly to the exchange or market without prior review by the Firm. However, we reserve the right to review any of your trades prior to entry to the exchange or market. You understand that we have the right to reject, change or remove any order entered by you or to cancel any trade resulting from an order entered by you. You acknowledge that the Firm does not give tailored investment advice or recommendations to you and does not accept any responsibility to advise you on the suitability of any of your investment decisions or transactions. You acknowledge that you are responsible for your investment decisions as well as for any profits or losses that may result.

Appears in 3 contracts

Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement

AutoNDA by SimpleDocs

Direct Market Access and Suitability Obligations. Orders entered by you may be sent directly to the exchange or market without prior review by the Firm. However, we reserve the right to review any of your trades prior to entry to the exchange or market. You understand that we have the right to reject, change or remove any order entered by you or to cancel any trade resulting from an order entered by you. You acknowledge that the Firm Wealthsimple Trade does not give tailored investment advice or recommendations to you and does not accept any responsibility to advise you on the suitability of any of your investment decisions or transactions. You acknowledge that you are responsible for your investment decisions as well as for any profits or losses that may result.

Appears in 3 contracts

Samples: compliance-documents-public.s3.amazonaws.com, compliance-documents-public.s3.amazonaws.com, compliance-documents-public.s3.amazonaws.com

AutoNDA by SimpleDocs
Time is Money Join Law Insider Premium to draft better contracts faster.