Director’s Agreement. The Director xxxxxx agrees that this Agreement and Undertaking are the only sanctions the Director will seek to have the Commission impose upon Xxxxxxxxx pursuant to the Act with respect to the matters set out in this Agreement, provided that nothing herein shall prohibit the Director from considering and dealing with any matter not set out in this Agreement or any new complaint brought to the Director's attention in respect of Xxxxxxxxx.
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Director’s Agreement. The Director xxxxxx agrees that this Agreement and Undertaking are is the only sanctions sanction the Director will seek to have the Commission impose upon Xxxxxxxxx Xxxxxxxxxxx pursuant to the Act with respect to the matters set out in this Agreement, provided that nothing herein shall prohibit the Director from considering and dealing with any matter not set out in this Agreement or any new complaint brought to the Director's attention in respect of XxxxxxxxxXxxxxxxxxxx.
Appears in 1 contract
Samples: Agreement and Undertaking
Director’s Agreement. The Director xxxxxx agrees that this Agreement and Undertaking are the only sanctions the Director will seek to have the Commission impose upon Xxxxxxxxx the Retvedt's pursuant to the Act with respect to the matters set out in this Agreement, provided that nothing herein shall prohibit the Director from considering and dealing with any matter not set out in this Agreement or any new complaint brought to the Director's attention in respect of Xxxxxxxxxthe Retvedt's.
Appears in 1 contract
Samples: Agreement and Undertaking
Director’s Agreement. The Director xxxxxx agrees that this Agreement and Undertaking are is the only sanctions sanction the Director will seek to have the Commission impose upon Xxxxxxxxx the Respondents pursuant to the Act with respect to the matters set out in this Agreement, provided however that nothing herein shall prohibit the Director from considering and dealing with any matter not set out in this Agreement or any new complaint brought to the Director's attention in respect of Xxxxxxxxxto THE Financial Planning Group (the "Respondents").
Appears in 1 contract
Samples: Securities Agreement
Director’s Agreement. The Director xxxxxx agrees that this Agreement and Undertaking are the only sanctions the Director will seek to have the Commission impose upon Xxxxxxxxx Xxxxxx pursuant to the Act with respect to the matters set out in this Agreement, provided that nothing herein shall prohibit the Director from considering and dealing with any matter not set out in this Agreement or any new complaint brought to the Director's attention in respect of XxxxxxxxxXxxxxx.
Appears in 1 contract
Samples: Agreement and Undertaking