Disclaimer of Liability of Trustees and Beneficiaries. A copy of the Agreement and Declaration of the Fund is on file with the Secretary of State of The Commonwealth of Massachusetts, and notice hereby is given that this Underwriting Agreement is executed on behalf of the Fund by an officer or Trustee of the Fund in his or her capacity as an officer or Trustee of the Fund and not individually and that the obligations under or arising out of this Underwriting Agreement are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and properties of the Fund. [Remainder of page intentionally left blank] Very truly yours, NUVEEN FLEXIBLE INVESTMENT INCOME FUND By: Name: Title: NUVEEN FUND ADVISORS, LLC By: Name: Title: NWQ INVESTMENT MANAGEMENT COMPANY, LLC By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC [Others] Nuveen Securities, LLC Acting severally on behalf of themselves and the several Underwriters named in Schedule I hereto By: Xxxxxx Xxxxxxx & Co. LLC By: Name: Title: By: By: Name: Title: By: By: Name: Title: [Underwriting Agreement – Signature Page] By: By: Name: Title: By: Name: Title: By: By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC Nuveen Securities, LLC Total:
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen Flexible Investment Income Fund), Underwriting Agreement (Nuveen Flexible Investment Income Fund)
Disclaimer of Liability of Trustees and Beneficiaries. A copy of the Agreement and Declaration of the Fund is on file with the Secretary of State of The the Commonwealth of Massachusetts, and notice hereby is given that this Underwriting Agreement is executed on behalf of the Fund by an officer or Trustee trustee of the Fund in his or her capacity as an officer or Trustee trustee of the Fund and not individually and that the obligations of the Fund under or arising out of this Underwriting Agreement are not binding upon any of the Trusteestrustees, officers or shareholders individually but are binding only upon the assets and properties of the Fund. [Remainder of page intentionally left blank] Very truly yours, NUVEEN FLEXIBLE INVESTMENT HIGH INCOME 2023 TARGET TERM FUND By: Name: Title: NUVEEN FUND ADVISORS, LLC By: Name: Xxxxx X. XxXxxxxx Title: NWQ INVESTMENT MANAGEMENT COMPANYSenior Managing Director NUVEEN ASSET MANAGEMENT, LLC By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC [Others[ ] Nuveen Securities, LLC Acting severally on behalf of themselves and the several Underwriters named in Schedule I hereto By: Xxxxxx Xxxxxxx & Co. LLC By: Name: Xxxxxxx Xxxx Title: Executive Director By: [ ] By: Name: Title: By: By: Name: Title: [Underwriting Agreement – Signature Page] By: By: Name: Title: By: Name: Title: By: Nuveen Securities, LLC By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC [ ] Nuveen Securities, LLC Total:Total [ ] SCHEDULE II Omitting Prospectuses
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen High Income 2023 Target Term Fund)
Disclaimer of Liability of Trustees and Beneficiaries. A copy of the Agreement and Declaration of the Fund is on file with the Secretary of State of The the Commonwealth of Massachusetts, and notice hereby is given that this Underwriting Agreement is executed on behalf of the Fund by an officer or Trustee of the Fund in his or her capacity as an officer or Trustee of the Fund and not individually and that the obligations under or arising out of this Underwriting Agreement are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and properties of the Fund. [Remainder of page intentionally left blank] Very truly yours, NUVEEN FLEXIBLE INVESTMENT HIGH INCOME DECMBER 2018 TARGET TERM FUND By: Name: Title: NUVEEN FUND ADVISORS, LLC By: Name: Title: NWQ INVESTMENT MANAGEMENT COMPANYNUVEEN ASSET MANAGEMENT, LLC By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC [Others] Xxxxx Fargo Securities, LLC Nuveen Securities, LLC Acting severally on behalf of themselves and the several Underwriters named in Schedule I hereto By: Xxxxxx Xxxxxxx & Co. LLC By: Name: Xxx Xxxxxxxx Title: Executive Director By: Xxxxx Fargo Securities, LLC By: Name: Xxxxx Xxxx Title: Managing Director By: By: Name: Title: [Underwriting Agreement – Signature Page] By: By: Name: Title: By: Name: Title: By: Nuveen Securities, LLC By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC Xxxxx Fargo Securities, LLC Nuveen Securities, LLC Total:: SCHEDULE II Omitting Prospectuses
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen High Income December 2018 Target Term Fund)
Disclaimer of Liability of Trustees and Beneficiaries. A copy of the Agreement and Declaration of the Fund is on file with the Secretary of State of The the Commonwealth of Massachusetts, and notice hereby is given that this Underwriting Agreement is executed on behalf of the Fund by an officer or Trustee of the Fund in his or her capacity as an officer or Trustee of the Fund and not individually and that the obligations under or arising out of this Underwriting Agreement are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and properties of the Fund. [Remainder of page intentionally left blank] Very truly yours, NUVEEN FLEXIBLE INVESTMENT HIGH INCOME DECEMBER 2019 TARGET TERM FUND By: Name: Title: NUVEEN FUND ADVISORS, LLC By: Name: Title: NWQ INVESTMENT MANAGEMENT COMPANYNUVEEN ASSET MANAGEMENT, LLC By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC [Others] Nuveen Securities, LLC Acting severally on behalf of themselves and the several Underwriters named in Schedule I hereto By: Xxxxxx Xxxxxxx & Co. LLC By: Name: Xxxxx Xxxxxxxx Title: Executive Director By: By: Name: Title: By: By: Name: Title: [Underwriting Agreement – Signature Page] By: By: Name: Title: By: Name: Title: By: Nuveen Securities, LLC By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC Nuveen Securities, LLC Total:TOTAL SCHEDULE II Omitting Prospectuses
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen High Income December 2019 Target Term Fund)
Disclaimer of Liability of Trustees and Beneficiaries. A copy of the Agreement and Declaration of the Fund is on file with the Secretary of State of The the Commonwealth of Massachusetts, and notice hereby is given that this Underwriting Agreement is executed on behalf of the Fund by an officer or Trustee of the Fund in his or her capacity as an officer or Trustee of the Fund and not individually and that the obligations under or arising out of this Underwriting Agreement are not binding upon any of the Trustees, officers or shareholders individually but are binding only upon the assets and properties of the Fund. [Remainder of page intentionally left blank] Very truly yours, NUVEEN FLEXIBLE INVESTMENT HIGH INCOME 2020 TARGET TERM FUND By: Name: Title: NUVEEN FUND ADVISORS, LLC By: Name: Title: NWQ INVESTMENT MANAGEMENT COMPANYNUVEEN ASSET MANAGEMENT, LLC By: Name: Title: Accepted as of the date hereof Xxxxxx Xxxxxxx & Co. LLC [Others] Nuveen Securities, LLC Acting severally on behalf of themselves and the several Underwriters named in Schedule I hereto By: Xxxxxx Xxxxxxx & Co. LLC By: Name: Title: By: By: Name: Title: By: By: Name: Title: [Underwriting Agreement – Signature Page] By: By: Name: Title: By: Name: Title: By: Nuveen Securities, LLC By: Name: Title: SCHEDULE I Underwriter Number of Firm Shares To Be Purchased Xxxxxx Xxxxxxx & Co. LLC Nuveen Securities, LLC Total:: SCHEDULE II Omitting Prospectuses
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen High Income 2020 Target Term Fund)