Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE to the disclosure by the Firm to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE to the disclosure of your beneficial ownership information, please select Yes in Question 1 of the Shareholder Communication Instructions section of the New Account Application Form. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE to the disclosure of your beneficial ownership information by the Firm, please select No in Question 1. If you object, all materials to be delivered to you as a beneficial owner of securities will be delivered by us.
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Samples: Client Account Agreement, Client Account Agreement, Client Account Agreement
Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s 's securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE to the disclosure by the Firm to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE to the disclosure of your beneficial ownership information, please select Yes in Question 1 of the Shareholder Communication Instructions section of the New Account Application Form. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE to the disclosure of your beneficial ownership information by the Firm, please select No in Question 1. If you object, all materials to be delivered to you as a beneficial owner of securities will be delivered by us.
Appears in 1 contract
Samples: Client Account Agreement
Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s securities if the beneficial owner does not object to having contact information about it disclosed to the reporting issuer or other persons and companies. Question Part 1 of the Shareholder Communication Instructions section of the New Account Application Form National Instrument 54-101 allows you to tell us if you AGREE OBJECT to the disclosure by the Firm us to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail addressemail, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE ALLOW us to the disclosure of disclose your beneficial ownership information, please select Yes mark “Yes” in Question Part 1 of the Shareholder Communication Instructions section of the New Account Application FormNational Instrument 54-101. In those circumstances, you You will not be charged with any costs associated with sending securityholder shareholder materials to you. If you DO NOT AGREE ALLOW us to the disclosure of disclose your beneficial ownership information by the Firminformation, please select No mark “No” in Question 1Part 1 of the form. If you objectdo this, all materials to be delivered to you as a beneficial owner of securities will be delivered by us.us and you will be responsible for any costs associated with providing these materials to you. For securities that you hold through your account, you have the right to receive proxy-related materials sent by reporting issuers to registered holders of their securities in connection with meetings of such shareholders. Among other things, this permits you to receive the necessary information to allow you to have your securities voted in accordance with your instructions at a shareholder meeting. In addition, reporting issuers may choose to send other shareholder materials to beneficial owners, although they are not obliged to do so. Securityholder materials sent to beneficial owners of securities consist of the following materials:
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Samples: Client Agreements
Disclosure of Beneficial Ownership Information. Securities law permits reporting issuers and other persons and companies to send materials related to the affairs of the reporting issuer directly to beneficial owners of the reporting issuer’s securities if the beneficial owner does not object to having information about it disclosed to the reporting issuer or other persons and companies. Question PART 1 of the Shareholder Communication Instructions section of the New Account Application Form allows you to tell us if you AGREE OBJECT to the disclosure by the Firm us to the reporting issuer or other persons or companies of your beneficial ownership information, consisting of your name, address, electronic mail address, securities holdings and preferred language of communication. Securities legislation restricts the use of your beneficial ownership information to matters relating to the affairs of the reporting issuer. If you AGREE DO NOT OBJECT to the disclosure of your beneficial ownership information, please select Yes mark the first box in Question Part 1 of the Shareholder Communication Instructions section of the New Account Application Formform. In those circumstances, you will not be charged with any costs associated with sending securityholder materials to you. If you DO NOT AGREE OBJECT to the disclosure of your beneficial ownership information by the Firmus, please select No mark the second box in Question 1Part 1 of the form. If you objectdo this, all materials to be delivered to you as a beneficial owner of securities will be delivered by us. We have the right to charge a fee for this service.
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