Common use of Disclosure of Regulatory Matters Clause in Contracts

Disclosure of Regulatory Matters. At the request of the Funds acting collectively (not more than once annually), and provided that disclosure by BNYM is not prohibited by applicable law, rule or agreement between BNYM and a governmental authority with jurisdiction over BNYM, BNYM will make available to the Funds publicly available information which BNYM makes available to its clients generally regarding a criminal or regulatory investigation of BNYM with respect to a violation by BNYM of federal securities laws, the U.S. Bank Secrecy Act, the USA PATRIOT Act or a failure of BNYM to have sufficient policies or procedures relating to compliance with applicable law (collectively, “Regulatory Matters). In addition, provided that disclosure by BNYM is not prohibited by applicable law, rule or agreement between BNYM and a governmental authority with jurisdiction over BNYM, BNYM will make available to the Funds publicly available information regarding a Regulatory Matter which would reasonably be expected to have a material adverse impact on BNYM’s performance of services to the Funds under this Agreement as promptly as reasonably practicable under the circumstances. In each case, each Fund acknowledges and agrees that BNYM’s failure to make any such information available to the Funds shall not be deemed to be a breach of this Agreement. IN WITNESS WHEREOF, each of the parties hereto has caused this Transfer Agency And Shareholder Services Agreement to be executed as of the Effective Date by its duly authorized representative designated below. An authorized representative, if executing this Agreement by Electronic Signature, affirms authorization to execute this Agreement by Electronic Signature and that the Electronic Signature represents an intent to enter into this Agreement and an agreement with its terms. On behalf of each Pioneer Investment BNY Mellon Investment Servicing (US) Inc. Company* and each Portfolio of a Pioneer Investment Company listed on Schedule B to the Agreement, each in its individual and separate capacity By: Name: Title: /s/ Xxxxxx Xxxxxx Xxxxxx Xxxxxx Director By: /s/ Xxxx X. Xxxxx Name: Xxxx X. Xxxxx Title: President and Chief Executive Officer * Pioneer Investment Companies Pioneer Asset Allocation Trust Pioneer Bond Fund Pioneer Core Trust I Pioneer Equity Income Fund Pioneer Fund Pioneer High Yield Fund Pioneer Mid Cap Value Fund Pioneer Money Market Trust Pioneer Real Estate Shares Pioneer Series Trust II Pioneer Series Trust III Pioneer Series Trust IV Pioneer Series Trust V Pioneer Series Trust VI Pioneer Series Trust VII Pioneer Series Trust VIII Pioneer Series Trust X Pioneer Series Trust XI Pioneer Series Trust XII Pioneer Series Trust XIV Pioneer Short Term Income Fund Pioneer Variable Contracts Trust Pioneer ILS Bridge Fund Pioneer ILS Interval Fund Pioneer Securitized Income Fund SCHEDULE A

Appears in 4 contracts

Samples: Transfer Agency and Shareholder Services Agreement (Pioneer Series Trust X), Transfer Agency and Shareholder Services Agreement (Pioneer Series Trust Xiv), Transfer Agency and Shareholder Services Agreement (Pioneer Core Trust I)

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