Disclosures of Information Regarding Legal Events and Disciplinary History. MSRB Rule G-42 requires that municipal advisors provide to their clients certain disclosures of legal or disciplinary events material to its client’s evaluation of the municipal advisor or the integrity of the municipal advisor’s management or advisory personnel. Accordingly, the Firm sets out below required disclosures and related information in connection with such disclosures.
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Samples: sunburyohio.org, Financial Advisory Agreement, mccmeetingspublic.blob.core.usgovcloudapi.net
Disclosures of Information Regarding Legal Events and Disciplinary History. MSRB Rule G-42 requires that municipal advisors provide to their clients client certain disclosures of legal or disciplinary events material to its client’s evaluation of the municipal advisor or the integrity of the municipal advisor’s management or advisory personnel. Accordingly, the Firm Municipal Advisor sets out below required disclosures and related information in connection with such disclosures.
Appears in 2 contracts
Samples: agendalink.co.fort-bend.tx.us:8085, agendalink.co.fort-bend.tx.us:8085
Disclosures of Information Regarding Legal Events and Disciplinary History. MSRB Rule G-42 requires that municipal advisors provide to their clients certain disclosures of legal or disciplinary events material to its client’s evaluation of the municipal advisor or the integrity of the municipal advisor’s management or advisory personnel. Accordingly, the Firm Xxxxxxx Xxxxx sets out below required disclosures and related information in connection with such disclosures.
Appears in 1 contract
Samples: Municipal Advisor Agreement
Disclosures of Information Regarding Legal Events and Disciplinary History. MSRB Rule G-42 requires that municipal advisors provide to their clients certain disclosures of legal or disciplinary events material to its client’s 's evaluation of the municipal advisor or the integrity of the municipal advisor’s 's management or advisory personnel. Accordingly, the Firm Municipal Advisor sets out below required disclosures and related information in connection with such disclosures.
Appears in 1 contract
Samples: whitestownin.govoffice3.com
Disclosures of Information Regarding Legal Events and Disciplinary History. MSRB Rule G-42 requires that municipal advisors provide to their clients certain disclosures of legal or disciplinary events material to its client’s evaluation of the municipal advisor or the integrity of the municipal advisor’s management or advisory personnel. Accordingly, The following legal or disciplinary events may be material to Client’s evaluation of Municipal Advisor or the Firm sets out below required disclosures and related information in connection with such disclosures.integrity of Municipal Advisor’s management or advisory personnel:
Appears in 1 contract
Samples: Financial Advisory Services
