DISCLOSURES TO ISSUERS. Under Rule 14b-1(c) promulgated under the Securities Exchange Act of 1934, as amended, we are required to disclose to an issuer the name, address, and position of our customers who are beneficial owners of that issuer’s securities unless you object. Unless you notify us of such objection in writing, we will make such disclosures to issuers.
Appears in 11 contracts
Samples: Customer Agreement, Customer Agreement, Customer Agreement
DISCLOSURES TO ISSUERS. Under Rule 14b-1(c) promulgated under the Securities Exchange Act of 1934, as amended, we are required to disclose to an issuer the name, address, and position of our customers who are beneficial owners of that issuer’s 's securities unless you object. Unless you notify us of such objection in writing, we will make such disclosures to issuers.
Appears in 11 contracts
Samples: Basic Brokerage Account Agreement, Basic Brokerage Account Agreement, Brokerage Account Agreement
DISCLOSURES TO ISSUERS. Under Rule rule 14b-1(c) promulgated under of the Securities Exchange Act of 1934, as amended, we are required to disclose to an issuer the name, address, and securities position of our customers who are beneficial owners of that issuer’s securities unless you objectthe customer objects. Unless you notify us Therefore, please check one of such objection in writing, we will make such disclosures to issuers.the boxes below:
Appears in 2 contracts
Samples: Customer Agreement, Customer Agreement
DISCLOSURES TO ISSUERS. Under Rule rule 14b-1(c) promulgated under of the Securities Exchange Act of 1934, as amended, we are required to disclose to an issuer the name, address, and securities position of our customers who are beneficial owners of that issuer’s 's securities unless you objectthe customer objects. Unless you notify us Therefore, please check one of the boxes below: [ ] Yes, I do object to the disclosure of such objection in writinginformation. [ ] No, we will make I do not object to the disclosure of such disclosures to issuersinformation.
Appears in 1 contract
Samples: Customer Agreement (Hull Group Inc)