Distribution Responsibility for the Variable Contracts. Sec. 1.1 EOC authorizes to act, and EQFC agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. EQFC shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 2 contracts
Samples: Distribution and Servicing Agreement (Separate Account Va of the Equitable of Colorado Inc), Distribution and Servicing Agreement (Separate Account Vli of the Equitable of Colorado Inc)
Distribution Responsibility for the Variable Contracts. Sec. 1.1 EOC authorizes Equitable and Equitable Variable authorize Equico to act, and EQFC Equico agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. EQFC Equico shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD rules Rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 2 contracts
Samples: Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us), Distribution and Servicing Agreement (Separate Account Fp of Equitable Variable Life Insurance Co)
Distribution Responsibility for the Variable Contracts. Sec. 1.1 EOC authorizes Equitable and Equitable Variable authorize Equico to act, and EQFC Equico agrees to serveserve Equitable, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. EQFC shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.this
Appears in 2 contracts
Samples: Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us), Distribution and Servicing Agreement (Separate Account No 301 of the Equit Life Ass Soc of the U S)
Distribution Responsibility for the Variable Contracts. Sec. 1.1 EOC authorizes ss.1.1 Equitable and Equitable Variable authorize Equico to act, and EQFC Equico agrees to serve, as broker-dealer in connection with the distribution of their respective Variable Contracts to the extent provided in this Agreement. EQFC Equico shall be fully responsible for carrying out all compliance and supervisory obligations in connection with the distribution of the Variable Contracts, as required by the NASD rules Rules and by federal and any applicable state or foreign securities laws. Equitable shall be fully responsible for compensating the Agents for their sales of Variable Contracts, as provided in Section 1.4.
Appears in 1 contract
Samples: Distribution and Servicing Agreement (Equitable Life Assurance Society of the United States /Ny/)
