Dividends and Other Rights. 13.1 The Client shall be responsible for doing all necessary acts for the collection of all income and the acquisition of all rights and the exercise of the voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement. 13.2 Without prejudice to the generality of the provisions of the above clause, dividends, distributions and other income arising from the Financial Instruments of the Client and received for any reason by the IF, shall be collected by the Client from the IF’s address following a relevant notice of collection by the IF or shall be deposited in the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires the dispatch of his income, the IF shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant cost. 13.3 Without prejudice to the generality of the above provision, the Client understands and agrees that he is and shall be solely responsible for having knowledge of the rights and terms of issue of all his Financial Instruments which may be terminating or expiring. These include, without any limitation, share issues, bonus issues, warrants, voting rights, convertible Financial Instruments, bonds, stocks and Financial Instruments which are subject to any acquisition or exchange offer. The IF shall have no responsibility nor shall it have any duty to notify the Client in respect of any expiry dates or acquisition dates or to proceed to any actions on behalf of the Client without specific written orders from the Client which have been accepted by the IF in writing. In case the IF proceeds with any reminder in relation to the Financial Instruments of the Client or exercise or conversion on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, recommendation or provision of investment advice and the Client shall remain responsible for all of the above without any prejudice to the foregoing.
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Samples: General Agreement for the Provision of Services, General Agreement for the Provision of Services
Dividends and Other Rights. 13.1 The Client shall be responsible for doing all necessary acts for the collection of all income and income, the acquisition of all rights and the exercise of the voting rights and/or other rights deriving from his Financial Instruments unless otherwise provided for in the this Agreement.
13.2 Without prejudice to the generality of the provisions of the above clauseparagraph 13.1 above, dividends, distributions dividends and other income arising deriving from the Financial Instruments of the Client and received paid for any reason by to the IFCompany, shall be collected by the Client from the IF’s address Company's offices following a relevant notice of collection by the IF or Company and/or shall be deposited in the Client’s IF account's Bank Account, unless the Client shall give other instructions in writing. If the Client requires the dispatch of his income, the IF Company shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant costcosts.
13.3 Without prejudice to the generality provisions of the above provisionparagraph 13.1 above, the Client understands acknowledges and agrees that he is and shall be solely responsible for having knowledge of knowing the rights and terms of issue of all his Financial Instruments which may be terminating or expiringInstruments. These include, without any limitation, share warrants, rights issues, voting rights, bonus issues, warrants, voting rights, convertible Financial Instruments, bonds, stocks and Financial Instruments which are subject to any acquisition or exchange offer. The IF Company shall have no responsibility nor shall it have any duty obligation to notify the Client in respect of any expiry dates or acquisition dates or except as required by legislation in force to proceed to any actions on behalf of the Client without specific written orders from the Client which have been accepted by the IF in writingClient. In case the IF Company proceeds with any reminder in relation to the Financial Instruments of the Client or and/or exercise or and/or conversion on behalf of the Client, this shall not entail the assumption constitute an obligation or recognition of any obligation on the part of the IF, recommendation or provision of investment advice Investment Advice by the Company and the Client shall remain responsible for all of the above aforementioned without any prejudice to the foregoing.
13.4 In case where the Company provides custody / safekeeping services and/or in case where the Company deposits the Financial Instruments and assets of the Client with a third party / custodian of its choice, the Company shall inform the Client for the collection of all income, the acquisition of all rights and the exercise of the voting rights and/or other rights deriving from the Client's Financial Instruments. Where the Client gives instructions to the Company in good time in relation to the above, the Company will proceed to the necessary actions on his behalf. In case of failure and/or delay by the Client to give instructions to the Company in relation to the above, the Company shall have no obligation to take any action. Provided that in case of appointment of a custodian of the Company's choice, the Company shall not be liable for any omission or delay by the custodian to inform the Company in relation to the above.
Appears in 2 contracts
Samples: Agreement for the Provision of Investment Services and Activities and Ancillary Services to Retail Client, Agreement for the Provision of Investment Services and Activities and Ancillary Services to Corporate Professional Client
Dividends and Other Rights. 13.1 11.1 The Client shall be responsible for doing taking all necessary acts actions for the collection of all income proceeds and the acquisition of all rights and the exercise of the all voting rights deriving from his their Financial Instruments unless otherwise provided for in the Agreement.
13.2 11.2 Without prejudice to the generality of the provisions of the above clauseClause, dividends, distributions and any other income arising deriving from the Financial Instruments of the Client and received which are collected for any reason by the IF, shall be collected by the Client from the IF’s address following a relevant notice of collection by the IF or Skanestas shall be deposited to the account that the Client holds with Xxxxxxxxx, unless other instructions are given in writing order by the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires the dispatch of his income, the IF shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant cost.
13.3 11.3 Without prejudice to the generality of the above provision, the Client understands acknowledges and agrees that he is they are and shall be solely remain responsible for having knowledge of knowing and exercising the rights and terms of issue of all his their Financial Instruments Instruments, which may expire or lapse or which require any action in order to be terminating converted or expiringexercised, as well as complying with any obligations associated with Transactions in and/or holdings of Financial Instruments. These include, without any limitation, share issuesfree issuances, bonus issues, warrantsstock options, voting rights, convertible Financial Instruments, bonds, stocks securities and Financial Instruments which are subject to any acquisition takeover offer or exchange offerproposal. The IF Skanestas shall have no responsibility liability nor shall it have any duty obligation to notify the Client in respect of with regard to any expiry dates or acquisition dates takeover or to proceed to any actions on behalf of the Client without specific written orders instructions from the Client which have been accepted by the IF in writing. In case the IF Xxxxxxxxx proceeds with any reminder in relation with regard to the Client’s Financial Instruments of the Client or exercise or conversion of rights on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, be perceived:
(1) As a recommendation or provision of investment advice by Xxxxxxxxx, and/or
(2) As an undertaking or acknowledgement of any obligation by Xxxxxxxxx, and/or
(3) That Skanestas shall always provide reminders and/or notices, and the Client shall remain at all times responsible for all of the above without any prejudice to the foregoing.
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Dividends and Other Rights. 13.1 10.1 The Client shall be responsible for doing taking all necessary acts actions for the collection of all income proceeds and the acquisition of all rights and the exercise of the all voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement.
13.2 10.2 Without prejudice to the generality of the provisions of the above clause, dividends, distributions and any other income arising deriving from the Financial Instruments of the Client and received which are collected for any reason by the IFXxxxx, shall be collected received by the Client from the IFArgus’s address following offices upon a relevant notice of collection by the IF from Argus or shall be deposited to the account that the Client holds with Argus, unless other instructions are given in writing by the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires requests the dispatch of his incomeproceeds, the IF Argus shall do so, but but, the Client shall have full responsibility for any risk involved and shall bear all the relevant costcosts.
13.3 10.3 Without prejudice to the generality of the above provision, the Client understands acknowledges and agrees that he is and shall be solely remain responsible for having knowledge of knowing the rights and terms of issue of all his Financial Instruments Instruments, which may expire or lapse or which require any action in order to be terminating converted or expiringexercised. These include, without any limitation, share issuesfree issuances, bonus issues, warrantsstock options, voting rights, convertible Financial Instruments, bonds, stocks securities and Financial Instruments which are subject to any acquisition takeover offer or exchange offerproposal. The IF Argus shall have no responsibility liability nor shall it have any duty obligation to notify the Client in respect of with regard to any expiry dates or acquisition dates takeover or to proceed to any actions on behalf of the Client without specific written orders instructions from the Client which have been accepted by the IF in writing. In case the IF Argus proceeds with any reminder in relation with regard to the Client’s Financial Instruments of the Client or exercise or conversion of rights on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, be perceived:
(1) As a recommendation or provision of investment advice by Xxxxx, and/or
(2) As an undertaking or acknowledgement of any obligation by Xxxxx, and/or
(3) That Argus shall always provide reminders and/or notices, and the Client shall remain at all times responsible for all of the above without any prejudice to the foregoing.
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Dividends and Other Rights. 13.1 15.1 The Client shall be responsible for doing all necessary acts for the collection of all income and the acquisition of all rights and the exercise of the voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement.
13.2 15.2 Without prejudice to the generality of the provisions of the above clause, dividends, distributions and other income arising from the Financial Instruments of the Client and received for any reason by the IF, shall be collected by the Client from the IF’s address following a relevant notice of collection by the IF or shall be deposited in the Client’s IF account, unless the Client shall give other instructions in writingXXXXXXXXX INVESTMENT LTD HEAD OFFICE ADDRESS: 88 Arch. If the Client requires the dispatch Xxxxxxxx XXX, 0xx Xxxxx, 0000 Xxxxxxx, Xxxxxx PHONE: +000 00 000 000 CLIENT LINE: +000 00 000 000 FAX: +000 00 000 000 EMAIL: xxxx@xxxxxxxxxx.xxx Page | 25 of his income, the IF shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant cost.42
13.3 Without prejudice to the generality of the above provision, the Client understands and agrees that he is and shall be solely responsible for having knowledge of the rights and terms of issue of all his Financial Instruments which may be terminating or expiring. These include, without any limitation, share issues, bonus issues, warrants, voting rights, convertible Financial Instruments, bonds, stocks and Financial Instruments which are subject to any acquisition or exchange offer. The IF shall have no responsibility nor shall it have any duty to notify the Client in respect of any expiry dates or acquisition dates or to proceed to any actions on behalf of the Client without specific written orders from the Client which have been accepted by the IF in writing. In case the IF proceeds with any reminder in relation to the Financial Instruments of the Client or exercise or conversion on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, recommendation or provision of investment advice and the Client shall remain responsible for all of the above without any prejudice to the foregoing. 16.
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Dividends and Other Rights. 13.1 11.1 The Client shall be responsible for doing taking all necessary acts actions for the collection of all income proceeds and the acquisition of all rights and the exercise of the all voting rights deriving from his their Financial Instruments unless otherwise provided for in the Agreement.
13.2 11.2 Without prejudice to the generality of the provisions of the above clauseClause, dividends, distributions and any other income arising deriving from the Financial Instruments of the Client and received which are collected for any reason by the IF, shall be collected by the Client from the IF’s address following a relevant notice of collection by the IF or Skanestas shall be deposited to the account that the Client holds with Skanestas, unless other instructions are given in writing order by the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires the dispatch of his income, the IF shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant cost.
13.3 11.3 Without prejudice to the generality of the above provision, the Client understands acknowledges and agrees that he is they are and shall be solely remain responsible for having knowledge of knowing and exercising the rights and terms of issue of all his their Financial Instruments Instruments, which may expire or lapse or which require any action in order to be terminating converted or expiringexercised, as well as complying with any obligations associated with Transactions in and/or holdings of Financial Instruments. These include, without any limitation, share issuesfree issuances, bonus issues, warrantsstock options, voting rights, convertible Financial Instruments, bonds, stocks securities and Financial Instruments which are subject to any acquisition takeover offer or exchange offerproposal. The IF Skanestas shall have no responsibility liability nor shall it have any duty obligation to notify the Client in respect of with regard to any expiry dates or acquisition dates takeover or to proceed to any actions on behalf of the Client without specific written orders instructions from the Client which have been accepted by the IF in writing. In case the IF Skanestas proceeds with any reminder in relation with regard to the Client’s Financial Instruments of the Client or exercise or conversion of rights on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, be perceived:
(1) As a recommendation or provision of investment advice by Skanestas, and/or
(2) As an undertaking or acknowledgement of any obligation by Skanestas, and/or
(3) That Skanestas shall always provide reminders and/or notices, and the Client shall remain at all times responsible for all of the above without any prejudice to the foregoing.
Appears in 1 contract
Dividends and Other Rights. 13.1 The Client shall be responsible for doing all necessary acts for the collection of all income and the acquisition of all rights and the exercise of the voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement.
13.2 Without prejudice to the generality of the provisions of the above clause, dividends, distributions and other income arising from the Financial Instruments of the Client and received for any reason by the IF, shall be collected by the Client from the IF’s address following a relevant notice of collection by the IF or shall be deposited in the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires the dispatch of his income, the IF shall do so, but the Client shall have full responsibility for any risk involved and shall bear all relevant cost.
13.3 Without prejudice to the generality of the above provision, the Client understands and agrees that he is and shall be solely responsible for having knowledge of the rights and terms of issue of all his Financial Instruments which may be terminating or expiring. These include, without any limitation, share issues, bonus issues, warrants, voting rights, convertible Financial Instruments, bonds, stocks and Financial Instruments which are subject to any acquisition or exchange offer. The IF shall have no responsibility nor shall it have any duty to notify the Client in respect of any expiry dates or acquisition dates or to proceed to any actions on behalf of the Client without specific written orders from the Client which have has been accepted by the IF in writing. In case the IF proceeds with any reminder in relation to the Financial Instruments of the Client or exercise or conversion on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, recommendation or provision of investment advice and the Client shall remain responsible for all of the above without any prejudice to the foregoing.
Appears in 1 contract
Samples: General Agreement for the Provision of Services to a Professional Investor
Dividends and Other Rights. 13.1 11.1 The Client shall be responsible for doing taking all necessary acts actions for the collection of all income proceeds and the acquisition of all rights and the exercise of the all voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement.
13.2 11.2 Without prejudice to the generality of the provisions of the above clauseClause, dividends, distributions and any other income arising deriving from the Financial Instruments of the Client and received which are collected for any reason by the IFSkanestas, shall be collected received by the Client from the IF’s address following Skanestas’ offices upon a relevant notice of collection by the IF from Skanestas or shall be deposited to the account that the Client holds with Skanestas, unless other instructions are given in writing by the Client’s IF account, unless the Client shall give other instructions in writing. If the Client requires requests the dispatch of his incomeproceeds, the IF Skanestas shall do so, but but, the Client shall have full responsibility for any risk involved and shall bear all the relevant costcosts.
13.3 11.3 Without prejudice to the generality of the above provision, the Client understands acknowledges and agrees that he is and shall be solely remain responsible for having knowledge of knowing and exercising the rights and terms of issue of all his Financial Instruments Instruments, which may expire or lapse or which require any action in order to be terminating converted or expiringexercised, as well as complying with any obligations associated with transactions in and/or holdings of Financial Instruments. These include, without any limitation, share issuesfree issuances, bonus issues, warrantsstock options, voting rights, convertible Financial Instruments, bonds, stocks securities and Financial Instruments which are subject to any acquisition takeover offer or exchange offerproposal. The IF Skanestas shall have no responsibility liability nor shall it have any duty obligation to notify the Client in respect of with regard to any expiry dates or acquisition dates takeover or to proceed to any actions on behalf of the Client without specific written orders instructions from the Client which have been accepted by the IF in writing. In case the IF Skanestas proceeds with any reminder in relation with regard to the Client’s Financial Instruments of the Client or exercise or conversion of rights on behalf of the Client, this shall not entail the assumption or recognition of any obligation on the part of the IF, be perceived:
(1) As a recommendation or provision of investment advice by Skanestas, and/or
(2) As an undertaking or acknowledgement of any obligation by Skanestas, and/or
(3) That Skanestas shall always provide reminders and/or notices, and the Client shall remain at all times responsible for all of the above without any prejudice to the foregoing.
Appears in 1 contract
Dividends and Other Rights. 13.1 10.1 The Client shall be responsible for doing taking all necessary acts actions for the collection of all income proceeds and the acquisition of all rights and the exercise of the all voting rights deriving from his Financial Instruments unless otherwise provided for in the Agreement.
13.2 10.2 Without prejudice to the generality of the provisions of the above clause, dividends, distributions and any other income arising deriving from the Financial Instruments of the Client and received which are collected for any reason by the IFProchoice, shall be collected by the Client from the IFProchoice’s address following offices upon a relevant notice of collection by the IF from Prochoice or shall be deposited in the Clientclient’s IF accountaccount that the Client holds with Prochoice, unless the Client shall give other instructions are given in writingwriting by the Client. If the Client requires requests the dispatch of his income, the IF income Prochoice shall do so, but the Client shall have full responsibility for any risk involved and shall bear all the relevant costcosts.
13.3 10.3 Without prejudice to the generality of the above provision, the Client understands acknowledges and agrees that he is and shall be solely remain responsible for having knowledge of knowing the rights and terms of issue of all his Financial Instruments Instruments, which may expire or lapse, or which require any action in order to be terminating converted or expiringexercised. These include, without any limitation, share issuesfree issuances, bonus issues, warrantsstock options, voting rights, convertible Financial Instruments, bonds, stocks securities and Financial Instruments which are subject to any acquisition takeover offer or exchange offerproposal. The IF Prochoice shall have no responsibility liability nor shall it have any duty obligation to notify the Client in respect of with regard to any expiry dates or acquisition dates takeover or to proceed to any actions on behalf of the Client without specific written orders instructions from the Client which have been accepted by the IF in writing. In case the IF Prochoice proceeds with any reminder in relation with regard to the Client’s Financial Instruments of the Client or exercise or conversion of rights on behalf of the Client, this the Parties hereby agree that such reminder shall not constitute the provision of the service of Investment advice and such action mot entail the assumption or recognition of any obligation on the part of the IF, recommendation or provision of investment advice Prochoice and that the Client shall remain responsible for all of the above without any prejudice to the foregoing.
Appears in 1 contract