Common use of D&O Questionnaires Clause in Contracts

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 45 contracts

Samples: Underwriting Agreement (MED EIBY Holding Co., LTD), Underwriting Agreement (Green Circle Decarbonize Technology LTD), Underwriting Agreement (Green Circle Decarbonize Technology LTD)

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D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 35 contracts

Samples: Underwriting Agreement (Guardforce AI Co., Ltd.), Underwriting Agreement (Guardforce AI Co., Ltd.), Underwriting Agreement (Trio Petroleum Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 21 contracts

Samples: Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD), Underwriting Agreement (Wing Yip Food Holdings Group LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 19 contracts

Samples: Underwriting Agreement (BloomZ Inc.), Underwriting Agreement (Webus International Ltd.), Underwriting Agreement (Webus International Ltd.)

D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrectincorrect in any material respect.

Appears in 17 contracts

Samples: Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (Zi Toprun Acquisition Corp.), Underwriting Agreement (ClimateRock)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Xxxxx XX provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 11 contracts

Samples: Underwriting Agreement (Vittoria LTD), Underwriting Agreement (Autozi Internet Technology (Global) Ltd.), Underwriting Agreement (Flewber Global Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 9 contracts

Samples: Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Creatd, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Prospectus and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 8 contracts

Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)

D&O Questionnaires. To the Company’s knowledge, all All information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders directors (the “Directors/Officers”) and Initial Shareholders (as defined below) immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters as well as the biographies attached as exhibits to each person’s Insider Letter (as defined in Section 2.25.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by the Directors/Officers and Initial Shareholders to become materially inaccurate and incorrect.

Appears in 8 contracts

Samples: Underwriting Agreement (Korea Milestone Acquisition CORP), Underwriting Agreement (Hambrecht Asia Acquisition Corp.), Underwriting Agreement (Korea Milestone Acquisition CORP)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 7 contracts

Samples: Underwriting Agreement (Addentax Group Corp.), Underwriting Agreement (Addentax Group Corp.), Underwriting Agreement (Cn Energy Group. Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the General Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 7 contracts

Samples: Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.), Underwriting Agreement (Chicken Soup for the Soul Entertainment, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Axxxx XX provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 6 contracts

Samples: Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.), Underwriting Agreement (EShallGo Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 5 contracts

Samples: Underwriting Agreement (Lead Real Estate Co., LTD), Underwriting Agreement (Lead Real Estate Co., LTD), Underwriting Agreement (Lead Real Estate Co., LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 5 contracts

Samples: Underwriting Agreement (ComSovereign Holding Corp.), Underwriting Agreement (Longeveron LLC), Underwriting Agreement (Longeveron Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Puyi, Inc.), Underwriting Agreement (Wah Fu Education Group LTD), Underwriting Agreement (Hexindai Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders principal stockholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrectinaccurate, incorrect or incomplete.

Appears in 4 contracts

Samples: Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (Millennium Group International Holdings LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreements in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and or incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Ming Shing Group Holdings LTD), Underwriting Agreement (Ming Shing Group Holdings LTD), Underwriting Agreement (Ming Shing Group Holdings LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Belite Bio, Inc), Underwriting Agreement (AgileThought, Inc.), Underwriting Agreement (AgileThought, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Green Circle Decarbonize Technology LTD), Underwriting Agreement (Leaping Group Co., Ltd.), Underwriting Agreement (Wunong Net Technology Co LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers directors and 5% shareholders Named Executive Officers immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (FGI Industries Ltd.), Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)

D&O Questionnaires. To the Company’s knowledge, without investigation, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsSEC Reports incorporated by reference in the Registration Statement, as well as in the Lock-Up Agreement provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to such questionnaires become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (Alset EHome International Inc.), Underwriting Agreement (NuZee, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and executive officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and executive officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co), Underwriting Agreement (SMX (Security Matters) Public LTD Co)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers named in the section “Management” in the Prospectus and the beneficial owners of 5% shareholders or greater of the Company’s outstanding Class A Ordinary Shares immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD), Underwriting Agreement (Linkers Industries LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex II provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD), Underwriting Agreement (Zhongchao Inc.), Underwriting Agreement (Zhongchao Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Digital Ally Inc), Underwriting Agreement (Immuron LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described disclosed in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Protagenic Therapeutics, Inc.\new), Underwriting Agreement (Protagenic Therapeutics, Inc.\new)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and named executive officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Presidio Property Trust, Inc.), Underwriting Agreement (Presidio Property Trust, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package, and the Prospectus provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Nature's Miracle Holding Inc.), Underwriting Agreement (Nature's Miracle Holding Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Planet Image International LTD), Underwriting Agreement (Hywin Holdings Ltd.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package, and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Treasure Global Inc), Underwriting Agreement (Treasure Global Inc)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (collectively, the “Insiders,” and each individually, an “Insider”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)

D&O Questionnaires. To the knowledge of the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described directors and included by the Company in the Offering Materials, provided to the Underwriter, Registration Statement is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrectincorrect in any material respect.

Appears in 2 contracts

Samples: Underwriting Agreement (JVSPAC Acquisition Corp.), Underwriting Agreement (JVSPAC Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Beamr Imaging Ltd.), Underwriting Agreement (Cancer Genetics, Inc)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement and the Disclosure Documents, as well as in the Lock-Up Agreement, provided to the Underwriter, Placement Agent is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Placement Agency Agreement (VistaGen Therapeutics, Inc.), Placement Agency Agreement (VistaGen Therapeutics, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreements provided by the Insiders to the Underwriter, Underwriters pursuant to Section 2.22.1 hereof is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex II provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD), Underwriting Agreement (Zhongchao Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (KULR Technology Group, Inc.), Underwriting Agreement (KULR Technology Group, Inc.)

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D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (collectively, the “Insiders,” and each individually, an “Insider”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (China Shandong Industries, Inc.), Underwriting Agreement (China Shandong Industries, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Bone Biologics Corp), Underwriting Agreement (Bone Biologics Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement in the form attached hereto as Annex IV provided to the Underwriter, Underwriter is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Intelligent Living Application Group Inc.), Underwriting Agreement (Intelligent Living Application Group Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the any questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Registration Statement, the Time of Sale Prospectus and the Final Offering Materials, provided to the UnderwriterDocuments, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Draganfly Inc.), Underwriting Agreement (Draganfly Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) in connection with the Offering as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, provided to the UnderwriterPricing Disclosure Package and the Prospectus, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Globeimmune Inc), Underwriting Agreement (Globeimmune Inc)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Representative as an exhibit to his or her Insider Letter (as defined in Section 2.22.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Cazador Acquisition Corp Ltd.), Underwriting Agreement (Cazador Acquisition Corp Ltd.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, directors and officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (Heart Test Laboratories, Inc.), Underwriting Agreement (Creatd, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) Offering, as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Heat Biologics, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, corporate auditors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, as well as in the Lock-Up Agreement in the form attached hereto as Annex II, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Warrantee Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately named in the section “Management” in the Prospectus prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% and greater shareholders (the “Insiders”) immediately prior to the Offering (the “InsidersQuestionnaires”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriters is true and correct in all material respects respects, and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter and Underwriter’s Counsel, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (AiXin Life International, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, provided to the UnderwriterDisclosure Package and the Prospectus, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Staffing 360 Solutions, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders Insiders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus provided to the UnderwriterUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Cingulate Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% and greater shareholders (the “Insiders”) immediately prior to the Offering (the “InsidersQuestionnaires”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-Up Agreement provided to the Underwriter, Underwriter is true and correct in all material respects respects, and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Imprimis Pharmaceuticals, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering Placement (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to Registration Statement and the Underwriter, Prospectus is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Equity Distribution Agreement (Fat Brands, Inc)

D&O Questionnaires. To the Company’s 's knowledge, all information contained in the questionnaires (the "Questionnaires") completed by each of the Company’s directors, 's directors and officers and 5% shareholders immediately prior to the Offering (the "Insiders") as supplemented by all information concerning the Company’s 's directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterPlacement Agent, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Placement Agency Agreement (Nemaura Medical Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) ), as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, provided to the Underwriter, Disclosure Package and the Prospectus is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Cel Sci Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders named in the section “Management” in the Prospectus immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the Underwriter, Underwriters is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Pop Culture Group Co., LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directorsshareholders, officers officers, directors and 5% shareholders immediately prior to the Offering Placement Investors (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering Materials, provided to the UnderwriterUnderwriter and the biographies of the Insiders (to the extent a biography is intended) contained in the Registration Statement, Sale Preliminary Prospectus and the Prospectus is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires questionnaires completed by each Insider to become materially inaccurate and incorrectinaccurate, incorrect or incomplete.

Appears in 1 contract

Samples: Underwriting Agreement (Collabrium Japan Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and shareholders of 5% shareholders immediately prior to or more of the Offering outstanding Ordinary Shares as of the effective date of the Registration Statement (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders well as described in the Offering Materials, Lock-up Agreement in the form attached hereto as Exhibit A provided to the Underwriter, Representative is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (ALE Group Holding LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, directors and officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders as described in the Offering MaterialsRegistration Statement, the Disclosure Package and the Prospectus, provided to the UnderwriterMLV, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Oramed Pharmaceuticals Inc.

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “InsidersInitial Shareholders”) as supplemented by all information concerning and each of the Company’s directors, officers and principal shareholders as described in the Offering Materials, directors and provided to the Underwriter, Underwriters as an exhibit to his or her Insider Letter (as defined in Section 2.23.1) is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Initial Shareholder, officer or director, to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Tenzing Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 510% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the UnderwriterRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Senmiao Technology LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s directors, officers and 5% shareholders immediately prior to the Offering (the “Insiders”) as supplemented by all information concerning the Company’s directors, officers and principal shareholders stockholders as described in the Offering MaterialsRegistration Statement, the Pricing Disclosure Package and the Prospectus, provided to the Underwriter, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (BRB Foods Inc.)

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