Common use of D&O Questionnaires Clause in Contracts

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the Representatives, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 14 contracts

Samples: Underwriting Agreement (GigInternational1, Inc.), Underwriting Agreement (GigInternational1, Inc.), Underwriting Agreement (GigCapital5, Inc.)

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D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, and owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 12 contracts

Samples: Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp), Underwriting Agreement (Novus Capital Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to included in the RepresentativesRegistration Statement, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 10 contracts

Samples: Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II), Underwriting Agreement (Andina Acquisition Corp. II)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 10 contracts

Samples: Underwriting Agreement (DD3 Acquisition Corp.), Underwriting Agreement (DD3 Acquisition Corp.), Underwriting Agreement (Big Rock Partners Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 510% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as in the biographies previously provided to the RepresentativesRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 9 contracts

Samples: Underwriting Agreement (Finnovate Acquisition Corp.), Underwriting Agreement (Finnovate Acquisition Corp.), Underwriting Agreement (Oxus Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 7 contracts

Samples: Underwriting Agreement (Pacific Special Acquisition Corp.), Underwriting Agreement (Pacific Special Acquisition Corp.), Underwriting Agreement (DT Asia Investments LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 6 contracts

Samples: Underwriting Agreement (Tuscan Holdings Corp. II), Underwriting Agreement (Tuscan Holdings Corp. II), Underwriting Agreement (Tuscan Holdings Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentatives , owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentatives , is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 5 contracts

Samples: Underwriting Agreement (Petra Acquisition Inc.), Underwriting Agreement (Petra Acquisition Inc.), Underwriting Agreement (Petra Acquisition Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “RespondentsDirectors/Officers)) immediately prior to the Offering and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 5 contracts

Samples: Underwriting Agreement (Hf2 Financial Management Inc.), Underwriting Agreement (Infinity Cross Border Acquisition Corp), Underwriting Agreement (Infinity Cross Border Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 510% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as in the biographies previously provided to the RepresentativesRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 5 contracts

Samples: Underwriting Agreement (Larkspur Health Acquisition Corp.), Underwriting Agreement (Larkspur Health Acquisition Corp.), Underwriting Agreement (Digital Health Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “RespondentsDirectors/Officers)) immediately prior to the Offering and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to included in the RepresentativesRegistration Statement, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Andina Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp), Underwriting Agreement (Andina Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and or incorrect.

Appears in 4 contracts

Samples: Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp), Underwriting Agreement (Greenrose Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Co-Representatives, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as in the biographies previously provided to the Co-Representatives, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD), Underwriting Agreement (Cactus Acquisition Corp. 1 LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the Representatives, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 3 contracts

Samples: Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.), Underwriting Agreement (GigCapital5, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. October __, 2013

Appears in 3 contracts

Samples: Underwriting Agreement (Quartet Merger Corp.), Underwriting Agreement (Quartet Merger Corp.), Underwriting Agreement (Quartet Merger Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the Representatives, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrectincorrect in any material respects.

Appears in 2 contracts

Samples: Underwriting Agreement (DT Cloud Star Acquisition Corp), Underwriting Agreement (DT Cloud Star Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “D&O Questionnaires”) completed by each of the Company’s officers, officers and directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) and immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative by the directors/officers, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 2 contracts

Samples: Underwriting Agreement (KLR Energy Acquisition Corp.), Underwriting Agreement (KLR Energy Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, after reasonable inquiry, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial ownersand Insider Shareholders (collectively, and, other than “Insiders”) and provided to the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsInsiders, as well as and the biographies previously provided of the Insiders (to the Representativesextent a biography is included) contained in the Registration Statement, is Sale Preliminary Prospectus and the Prospectus are true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires completed by each Insider to become inaccurate and incorrectinaccurate, incorrect or incomplete.

Appears in 2 contracts

Samples: Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (Electrum Special Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative and Northland Investment, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. , 2019

Appears in 1 contract

Samples: Underwriting Agreement (GigCapital2, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and the Canadian Prospectus and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 1 contract

Samples: Services Agreement (Merida Merger Corp. I)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “RespondentsDirectors/Officers)) immediately prior to the Offering and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided attached as exhibits to the Representativeseach person’s Insider Letter (as defined in Section 2.25.1), is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Trio Merger Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to included in the RepresentativesRegistration Statement, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrectincorrect in any material respect.

Appears in 1 contract

Samples: Underwriting Agreement (Barington/Hilco Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 510% beneficial owners, and, other than the RepresentativesRepresentative, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 1 contract

Samples: Services Agreement (RF Acquisition Corp.)

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D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. March 13, 2018

Appears in 1 contract

Samples: Underwriting Agreement (Opes Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. , 2021

Appears in 1 contract

Samples: Underwriting Agreement (Adit EdTech Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. [_____], 2017

Appears in 1 contract

Samples: Underwriting Agreement (PENSARE ACQUISITION Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “D&O Questionnaires”) completed by each of the Company’s officers, officers and directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) and immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative by the directors/officers, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. [___________], 2016

Appears in 1 contract

Samples: Underwriting Agreement (KLR Energy Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers and EarlyBirdCapital, Inc. __________, 2021 directors immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondentsrespondents, as well as in the biographies previously provided to the Representatives, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Black Mountain Acquisition Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative and Northland Investment, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (GigCapital2, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than directors and officers immediately prior to the Representatives, owners of unregistered securities acquired within the past 180 days Offering (the “RespondentsInsiders)) as supplemented by all information concerning the Company’s directors, officers and, to the best of the Company’s knowledge, the principal stockholders, as such Questionnaires may have been updated from time to time described in the Registration Statement, the Disclosure Package and confirmed by each of the RespondentsProspectus, as well as in the biographies previously Lock-Up Agreement (as defined below), provided to the RepresentativesUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Presidio Property Trust, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. _____________, 2013

Appears in 1 contract

Samples: Underwriting Agreement (Cambridge Capital Acquisition Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than directors and officers prior to the Representatives, owners of unregistered securities acquired within Company’s initial public offering and delivered to the past 180 days Representatives in connection therewith and confirmed or supplemented immediately prior to the Offering (the “RespondentsInsiders”), as such Questionnaires may have been updated from time to time supplemented by all information concerning the Company’s directors, officers and confirmed by each of principal shareholders as described in the RespondentsRegistration Statement, as well as the biographies previously Pricing Disclosure Package and the Prospectus, provided to the RepresentativesUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Sachem Capital Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than directors and officers prior to the Representatives, owners of unregistered securities acquired within Company’s initial public offering and delivered to the past 180 days Representative in connection therewith and confirmed or supplemented immediately prior to the Offering (the “RespondentsInsiders”), as such Questionnaires may have been updated from time to time supplemented by all information concerning the Company’s directors, officers and confirmed by each of principal shareholders as described in the RespondentsRegistration Statement, as well as the biographies previously Pricing Disclosure Package and the Prospectus, provided to the RepresentativesUnderwriters, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Sachem Capital Corp.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives Representative (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the RepresentativesRepresentative and Northland Investment, owners of unregistered securities acquired within the past 180 days (the “Respondents”), as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. June 5, 2019

Appears in 1 contract

Samples: Underwriting Agreement (GigCapital2, Inc.)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners and owners of unregistered securities acquired within the past 180 days (the “Directors/Officers”) immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners of unregistered securities acquired within the past 180 days (the “Respondents”)Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the RespondentsDirectors/Officers, as well as the biographies previously provided to the RepresentativesRepresentative, is true and correct and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. , 2014

Appears in 1 contract

Samples: Underwriting Agreement (DT Asia Investments LTD)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 510% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing date of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as in the biographies previously provided to the RepresentativesRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become materially inaccurate and incorrect.

Appears in 1 contract

Samples: Underwriting Agreement (Ault Disruptive Technologies Corp)

D&O Questionnaires. To the Company’s knowledge, all information contained in the questionnaires completed immediately prior to the initial filing of the Registration Statement and provided to the Representatives (the “Questionnaires”) completed by each of the Company’s officers, directors, 5% beneficial owners, and, other than the Representatives, owners and owners of unregistered securities acquired within the past 180 days (the “Respondents”)) immediately prior to the initial filing of the Registration Statement and provided to the Representative, as such Questionnaires may have been updated from time to time and confirmed by each of the Respondents, as well as in the biographies previously provided to the RepresentativesRepresentative, is true and correct in all material respects and the Company has not become aware of any information which would cause the information disclosed in the Questionnaires to become inaccurate and incorrect.. EarlyBirdCapital, Inc. August 25, 2021

Appears in 1 contract

Samples: Underwriting Agreement (Springwater Special Situations Corp.)

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