Due Diligence Supporting Materials. In response to the Funds’ due diligence efforts, DST will provide copies of its: (i) BITS Full Standard Information Gathering questionnaire; (ii) if applicable, once annually, the SOC 1, Type II report, prepared in accordance with Statement on Standards for Attestation Engagements (SSAE) No. 18, Reporting on Controls at a Service Organization; (iii) information security policy and control standards summary; and
Appears in 11 contracts
Samples: Transfer Agency and Service Agreement (Nuveen Investment Trust V), Transfer Agency and Service Agreement (Nuveen Investment Trust Iii), Transfer Agency and Service Agreement (Nuveen Multistate Trust I)
