Duties and Responsibilities of FTC. A. General Fund Management 1. Act as liaison among all fund service providers 2. Coordinate board communication by: a. Assisting fund counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating thereto
Appears in 6 contracts
Samples: Fund Sub Administration Servicing Agreement (Tocqueville Trust), Fund Administration Servicing Agreement (Bremer Investment Funds Inc), Fund Administration Servicing Agreement (Thurlow Funds Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating theretoif requested.
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (Prudent Bear Funds Inc), Fund Administration Servicing Agreement (Jensen Portfolio Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Company service providers
2. Coordinate board Board communication by:
a. Assisting fund Company counsel in establishing meeting agendas b. Preparing board Board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e. Preparing minutes of meetings of the Board and shareholders
Appears in 2 contracts
Samples: Fund Administration Servicing Agreement (Amquest Matrix Funds Inc), Fund Administration Servicing Agreement (Rockland Funds Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund service providers
2. Coordinate board communication by:
a. Assisting fund Company counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data data
c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e. Preparing minutes of meetings of the board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Badgley Funds Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund service providers
2. Coordinate board communication by:
a. Assisting fund Company counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e. Preparing minutes of meetings of the board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (KPM Funds Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating theretoif requested
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Jefferson Fund Group Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas agendas
b. Preparing board reports based on financial and administrative data data
c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating thereto
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Hennessy Funds Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas agendas
b. Preparing board reports based on financial advisory and administrative data data
c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers liability coverage, coverage and making the necessary SEC filings relating theretoreporting
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Lepercq Istel Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund's service providers
2. Coordinate board Board communication by:
a. Assisting fund Fund's counsel in establishing meeting agendas agendas
b. Preparing board reports based on financial and administrative data to the Fund's Board of Trustees ("Board")
c. Evaluating independent auditor auditors
d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC Securities and Exchange Commission ("SEC") filings relating thereto
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Potomac Funds)
Duties and Responsibilities of FTC. A. General Fund Trust Management
1. Act as liaison among all fund service providers
providers 2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas agendas
b. Preparing board reports based on financial and administrative data data
c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating thereto
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Richardson T O Trust)
Duties and Responsibilities of FTC. A. General Fund Funds Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas agendas
b. Preparing board reports based on financial and administrative data data
c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating thereto
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Ramirez Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund service providers
2. Coordinate board communication by:
a. Assisting fund Trust counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e. Preparing minutes of meetings of the board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Star Funds)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund service providers
2. Coordinate board communication by:
a. Assisting fund Company counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e. Preparing minutes of meetings of the board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Light Index Fund Inc)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Company service providers
2. Coordinate board Board communication by:
a. Assisting fund Company counsel in establishing meeting agendas agendas
b. Preparing board Board reports based on financial and administrative data data
c. Evaluating independent auditor auditor
d. Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating thereto
e. Preparing minutes of meetings of the Board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Rockland Funds Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund service providers
2. Coordinate board communication by:
a. Assisting fund counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating theretothereto e. Record board minutes
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Granum Series Trust)
Duties and Responsibilities of FTC. A. General Fund Management
1. Act as liaison among all fund Fund service providers
2. Coordinate board communication by:
a. Assisting fund Company counsel in establishing meeting agendas b. b.Preparing board reports based on financial and administrative data c. c.Evaluating independent auditor d. d.Securing and monitoring fidelity bond and director and officers officer liability coverage, and making the necessary SEC filings relating theretothereto e.Preparing minutes of meetings of the board and shareholders
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Kopp Funds Inc)
Duties and Responsibilities of FTC. A. General Fund Trust Management
1. Act as liaison among all fund service providers.
2. Coordinate board communication communications by:
a. Assisting fund counsel in establishing meeting agendas b. Preparing board reports based on financial and administrative data c. Evaluating independent auditor d. Securing and monitoring fidelity bond and director and officers liability coverage, and making the necessary SEC filings relating thereto
Appears in 1 contract
Samples: Fund Administration Servicing Agreement (Holland Trust)
