EAGLE. Eagle represents and warrants to IMCO that (i) the retention of Eagle by IMCO as contemplated by this Agreement is authorized by Eagle's governing documents; (ii) the execution, delivery and performance of this Agreement does not violate any obligation by which Eagle or its property is bound, whether arising by contract, operation of law or otherwise; (iii) this Agreement has been duly authorized by appropriate action of Eagle and when executed and delivered by Eagle will be a legal, valid and binding obligation of Eagle, enforceable against Eagle in accordance with its terms, subject, as to enforcement, to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally and to general equitable principles (regardless of whether enforcement is sought in a proceeding in equity or law); (iv) Eagle is registered as an investment adviser under the Advisers Act; (v) Eagle has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and that Eagle and certain of its employees, officers, partners and directors are subject to reporting requirements thereunder and, accordingly, agrees that it shall, on a timely basis, furnish a copy of such code of ethics to IMCO, and, and with respect to such persons, Eagle shall furnish to IMCO all reports and information provided under Rule 17j-1(c)(2); (vi) Eagle is not prohibited by the 5 933104 1940 Act, the Advisers Act or other law, regulation or order from performing the services contemplated by this Agreement; (vii) Eagle will promptly notify IMCO of the occurrence of any event that would disqualify Eagle from serving as investment manager of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise; (viii) Eagle has provided IMCO with a copy of its Form ADV, which as of the date of this Agreement is its Form ADV as most recently filed with the SEC, and promptly will furnish a copy of all amendments to IMCO at least annually; (ix) Eagle will notify IMCO of any "assignment" (as defined in the 1940 Act) of this Agreement or chxxxx xx control of Eagle, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of any Fund Account or senior management of Eagle, in each case prior to or promptly after, such change; and (x) Eagle has adequate disaster recovery and interruption prevention measures to ensure business resumption in accordance with applicable law and within industry standards.
Appears in 1 contract
Samples: Investment Advisory Agreement (Usaa Mutual Fund Inc)
EAGLE. Eagle represents and warrants to IMCO that (i) the retention of Eagle by IMCO as contemplated by this Agreement is authorized by Eagle's governing documents; (ii) the execution, delivery and performance of this Agreement does not violate any obligation by which Eagle or its property is bound, whether arising by contract, operation of law or otherwise; (iii) this Agreement has been duly authorized by appropriate action of Eagle and when executed and delivered by Eagle will be a legal, valid and binding obligation of Eagle, enforceable against Eagle in accordance with its terms, subject, as to enforcement, to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally and to general equitable principles (regardless of whether enforcement is sought in a proceeding in equity or law); (iv) Eagle is registered as an investment adviser under the Advisers Act; (v) Eagle has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and that Eagle and certain of its employees, officers, partners and directors are subject to reporting requirements thereunder and, accordingly, agrees that it shall, on a timely basis, furnish a copy of such code of ethics to IMCO, and, and with respect to such persons, Eagle shall furnish to IMCO all reports and information provided under Rule 17j-1(c)(2); (vi) Eagle is not prohibited by the 5 933104 1940 Act, the Advisers Act or other law, regulation or order from performing the services contemplated by this Agreement; (vii) Eagle will promptly notify IMCO of the occurrence of any event that would disqualify Eagle from serving as investment manager of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise; (viii) Eagle has provided IMCO with a copy of its Form ADV, which as of the date of this Agreement is its Form ADV as most recently filed with the SEC, and promptly will furnish a copy of all amendments to IMCO at least annually; (ix) Eagle will notify IMCO of any "assignment" (as defined in the 1940 Act) of this Agreement or chxxxx chaxxx xx control xontrol of Eagle, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of any Fund Account or senior management of Eagle, in each case prior to or promptly after, such change; and (x) Eagle has adequate disaster recovery and interruption prevention measures to ensure business resumption in accordance with applicable law and within industry standards.
Appears in 1 contract
Samples: Investment Subadvisory Agreement (Usaa Mutual Fund Inc)
EAGLE. Eagle represents and warrants to IMCO that (i) the retention of Eagle by IMCO as contemplated by this Agreement is authorized by Eagle's governing documents; (ii) the execution, delivery and performance of this Agreement does not violate any obligation by which Eagle or its property is bound, whether arising by contract, operation of law or otherwise; (iii) this Agreement has been duly authorized by appropriate action of Eagle and when executed and delivered by Eagle will be a legal, valid and binding obligation of Eagle, enforceable against Eagle in accordance with its terms, subject, as to enforcement, to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally and to general equitable principles (regardless of whether enforcement is sought in a proceeding in equity or law); (iv) Eagle is registered as an investment adviser under the Advisers Act; (v) Eagle has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and that Eagle and certain of its employees, officers, partners and directors are subject to reporting requirements thereunder and, accordingly, agrees that it shall, on a timely basis, furnish a copy of such code of ethics to IMCO, and, and with respect to such persons, Eagle shall furnish to IMCO all reports and information provided under Rule 17j-1(c)(2); (vi) Eagle is not prohibited by the 5 933104 1940 Act, the Advisers Act or other law, regulation or order from performing the services contemplated by this Agreement; (vii) Eagle will promptly notify IMCO of the occurrence of any event that would disqualify Eagle from serving as investment manager of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise; (viii) Eagle has provided IMCO with a copy of its Form ADV, which as of the date of this Agreement is its Form ADV as most recently filed with the SEC, and promptly will furnish a copy of all amendments to IMCO at least annually; (ix) Eagle will notify IMCO of any "assignment" (as defined in the 1940 Act) of this Agreement or chxxxx xx control of Eagle, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of any Fund Account or senior management of Eagle, in each case prior to or promptly after, such change; and (x) Eagle has adequate disaster recovery and interruption prevention measures to ensure business resumption in accordance with applicable law and within industry standards.
Appears in 1 contract
Samples: Interim Investment Advisory Agreement (Usaa Mutual Fund Inc)
EAGLE. Eagle represents and warrants to IMCO that (i) the retention of Eagle by IMCO as contemplated by this Agreement is authorized by Eagle's governing documents; (ii) the execution, delivery and performance of this Agreement does not violate any obligation by which Eagle or its property is bound, whether arising by contract, operation of law or otherwise; (iii) this Agreement has been duly authorized by appropriate action of Eagle and when executed and delivered by Eagle will be a legal, valid and binding obligation of Eagle, enforceable against Eagle in accordance with its terms, subject, as to enforcement, to applicable bankruptcy, insolvency and similar laws affecting creditors' rights generally and to general equitable principles (regardless of whether enforcement is sought in a proceeding in equity or law); (iv) Eagle is registered as an investment adviser under the Advisers Act; (v) Eagle has adopted a written code of ethics complying with the requirements of Rule 17j-1 under the 1940 Act and that Eagle and certain of its employees, officers, partners and directors are subject to reporting requirements thereunder and, accordingly, agrees that it shall, on a timely basis, furnish a copy of such code of ethics to IMCO, and, and with respect to such persons, Eagle shall furnish to IMCO all reports and information provided under Rule 17j-1(c)(2); (vi) Eagle is not prohibited by the 5 933104 1940 Act, the Advisers Act or other law, regulation or order from performing the services contemplated by this Agreement; (vii) Eagle will promptly notify IMCO of the occurrence of any event that would disqualify Eagle from serving as investment manager of an investment company pursuant to Section 9(a) of the 1940 Act or otherwise; (viii) Eagle has provided IMCO with a copy of its Form ADV, which as of the date of this Agreement is its Form ADV as most recently filed with the SEC, and promptly will furnish a copy of all amendments to IMCO at least annually; (ix) Eagle will notify IMCO of any "assignment" (as defined in the 1940 Act) of this Agreement or chxxxx xx change of control of Eagle, as applicable, and any changes in the key personnel who are either the portfolio manager(s) of any Fund Account or senior management of Eagle, in each case prior to or promptly after, such change; and (x) Eagle has adequate disaster recovery and interruption prevention measures to ensure business resumption in accordance with applicable law and within industry standards.
Appears in 1 contract
Samples: Interim Investment Subadvisory Agreement (Usaa Mutual Fund Inc)