Common use of Effectiveness and Events Requiring Notice to the Representatives Clause in Contracts

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable efforts to cause the Registration Statement to remain effective and will notify the Representatives immediately and confirm the notice in writing (i) of the effectiveness of the Registration Statement and any amendment thereto, (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus or the Prospectus, (v) of the receipt of any comments or request for any additional information from the Commission, and (vi) of the happening of any event during the period described in Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus or the Prospectus untrue or that requires the making of any changes in the Registration Statement or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 3 contracts

Samples: Underwriting Agreement (New Asia Partners China I Corp), Underwriting Agreement (New Asia Partners China I Corp), Underwriting Agreement (New Asia Partners China I Corp)

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Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable its best efforts to cause the Registration Statement to remain effective and will notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, when the Company becomes aware of such; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, when the Company becomes aware of such; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Statement or the Prospectus untrue or that requires the making of any changes in the Registration Statement or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 3 contracts

Samples: Underwriting Agreement (Platinum Energy Resources Inc), Underwriting Agreement (Platinum Energy Resources Inc), Underwriting Agreement (Platinum Energy Resources Inc)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable efforts to cause the Registration Statement to remain effective with a current prospectus for at least nine (9) months from the Applicable Time. and will notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Statement or Prospectus or the Prospectus, Written Testing-the-Waters Communication; (v) of the receipt of any comments or request for any additional information from the Commission, including any request for information concerning any written Testing-the-Waters Communication; and (vi) of the happening of any event during the period described in this Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Statement or Prospectus or the Prospectus Written Testing-the-Waters Communication untrue or that requires the making of any changes in the Registration Statement or the Prospectus or Written Testing-the-Waters Communication in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 2 contracts

Samples: Underwriting Agreement (Peak Resorts Inc), Underwriting Agreement (Peak Resorts Inc)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable its best efforts to cause the Registration Statement to remain effective and will notify the Representatives immediately and confirm the notice in writing (i) of the effectiveness of the Registration Statement and any amendment thereto, (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, (v) of the receipt of any comments or request for any additional information from the Commission, and (vi) of the happening of any event during the period described in Section 3.4 3.2.3 hereof that, in the judgment of the CompanyCompany or its counsel, makes any statement of a material fact made in the Registration Statement, the Sale Preliminary Prospectus or the Prospectus untrue or that requires the making of any changes in the Registration Statement Statement, the Sale Preliminary Prospectus or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 2 contracts

Samples: Underwriting Agreement (Infinity I-China Acquisition CORP), Underwriting Agreement (Infinity I-China Acquisition CORP)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable its best efforts to cause the Registration Statement to remain effective with a current prospectus for at least nine (9) months from the Applicable Time and will notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in this Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Statement or the Prospectus untrue or that requires the making of any changes in the Registration Statement or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 2 contracts

Samples: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable efforts to cause the Registration Statement to remain effective and will shall notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of any amendment to the Registration Statement and any amendment thereto, Statement; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in this Section 3.4 hereof 3.5 that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Pricing Disclosure Package or the Prospectus untrue or that requires the making of any changes in (a) the Registration Statement in order to make the statements therein not misleading, or (b) in the Pricing Disclosure Package or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will shall make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 2 contracts

Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (Stemline Therapeutics Inc)

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Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable its best efforts to cause the Registration Statement to remain effective with a current prospectus for at least nine (9) months from the Applicable Time and will notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request requests for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in this Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Statement or the Prospectus untrue or that requires the making of any changes in the Registration Statement or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 1 contract

Samples: Underwriting Agreement (Zheng Hui Industry Corp.)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable its best efforts to cause the Registration Statement to remain effective with a current prospectus for at least nine (9) months from the Applicable Time and will notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in this Section 3.4 hereof that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Statement or the Prospectus untrue or that requires the making of any changes in the Registration Statement or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 1 contract

Samples: Underwriting Agreement (Sino Clean Energy Inc)

Effectiveness and Events Requiring Notice to the Representatives. The Company will use all commercially reasonable efforts to cause the Registration Statement to remain effective and will shall notify the Representatives immediately and confirm the notice in writing writing: (i) of the effectiveness of the Registration Statement and any amendment thereto, ; (ii) of the issuance by the Commission of any stop order or of the initiation, or the threatening, of any proceeding for that purpose, ; (iii) of the issuance by any state securities commission of any proceedings for the suspension of the qualification of the Public Securities for offering or sale in any jurisdiction or of the initiation, or the threatening, of any proceeding for that purpose, ; (iv) of the mailing and delivery to the Commission for filing of any amendment or supplement to the Registration Statement, the Preliminary Prospectus Statement or the Prospectus, ; (v) of the receipt of any comments or request for any additional information from the Commission, ; and (vi) of the happening of any event during the period described in this Section 3.4 hereof 3.5 that, in the judgment of the Company, makes any statement of a material fact made in the Registration Statement, the Preliminary Prospectus Pricing Disclosure Package or the Prospectus untrue or that requires the making of any changes in (a) the Registration Statement in order to make the statements therein not misleading, or (b) in the Pricing Disclosure Package or the Prospectus in order to make the statements therein, in light of the circumstances under which they were made, not misleading. If the Commission or any state securities commission shall enter a stop order or suspend such qualification at any time, the Company will shall make every commercially reasonable effort to obtain promptly the lifting of such order.

Appears in 1 contract

Samples: Underwriting Agreement (Stemline Therapeutics Inc)

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