Common use of Effectiveness of Registration Statement, etc Clause in Contracts

Effectiveness of Registration Statement, etc. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Act Regulations. No stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has been issued under the 1933 Act, and no notice of objection of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have been received; no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatened. The Company has complied with each request (if any) from the Commission for additional information concerning the Registration Statement, the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the Company.

Appears in 1 contract

Samples: Underwriting Agreement (Taylor Capital Group Inc)

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Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission and has been declared effective not earlier than three years prior to the date hereof. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus shall have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Securities Act Regulations. No At the Closing Time, no stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has shall have been issued under the 1933 ActSecurities Act or proceedings therefor initiated or threatened by the Commission, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning the Registration Statement, the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the Companyinformation.

Appears in 1 contract

Samples: Underwriting Agreement (Atlantic Capital Bancshares, Inc.)

Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission and has been declared effective not earlier than three years prior to the date hereof. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus shall have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Securities Act Regulations. No stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has shall have been issued under the 1933 ActSecurities Act or proceedings therefor initiated or threatened by the Commission, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning related to the Registration Statement, the General Pricing Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the CompanyProspectus.

Appears in 1 contract

Samples: Underwriting Agreement (Amalgamated Financial Corp.)

Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission and was declared effective not earlier than three years prior to the date hereof. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus shall have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Securities Act Regulations. If the Company has elected to rely on Rule 462(b), the Rule 462(b) Registration Statement shall have become effective by 10:00 p.m., New York City time, on the date of this Agreement. No stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has shall have been issued under the 1933 ActSecurities Act or proceedings therefor initiated or threatened by the Commission, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning the Registration Statement, the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the Companyinformation.

Appears in 1 contract

Samples: Underwriting Agreement (Veritex Holdings, Inc.)

Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission and has been declared effective not earlier than three years prior to the date hereof. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus shall have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Securities Act Regulations. No At the Closing Time, no stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has shall have been issued under the 1933 ActSecurities Act or proceedings therefor initiated or threatened by the Commission, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning the Registration Statement, the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the Companyinformation.

Appears in 1 contract

Samples: Underwriting Agreement (National Commerce Corp)

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Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission and has been declared effective not earlier than three years prior to the date hereof. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus shall have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Securities Act Regulations. No stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has shall have been issued under the 1933 ActSecurities Act or proceedings therefor initiated or threatened by the Commission, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning information. The Company shall have paid the Registration Statement, required Commission filing fees relating to the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the CompanySecurities.

Appears in 1 contract

Samples: Underwriting Agreement (Allegiance Bancshares, Inc.)

Effectiveness of Registration Statement, etc. The Registration Statement was filed by the Company with the Commission not earlier than three years prior to the date hereof and was declared effective by the Commission. Each preliminary prospectus, each Issuer Free Writing Prospectus and the Prospectus have been filed as required by Rule 424(b) (without reliance on Rule 424(b)(8)) and Rule 433, as applicable, and all material required to be filed by the Company pursuant to Rule 433(d) under the 1933 Act shall have been filed with the Commission, all within the time period prescribed by, and in compliance with, the 1933 Act Regulations. No stop order suspending the effectiveness of the Registration Statement or any part thereof or any post-effective amendment thereto has been issued under the 1933 Act, and no notice of objection to the use of the Commission to use the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) shall have has been received; received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, threatenedcontemplated. The Company has complied with each request (if any) from the Commission for additional information concerning the Registration Statement, the General Disclosure Package or the Prospectus (including the documents incorporated by reference therein) or the offer and sale of the Securities by the Companyinformation.

Appears in 1 contract

Samples: Underwriting Agreement (TriState Capital Holdings, Inc.)

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