Common use of Effectiveness of Registration Clause in Contracts

Effectiveness of Registration. No Shares shall be offered by either you or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to time.

Appears in 33 contracts

Samples: Distribution Agreement (Salomon Brothers Institutional Series Funds Inc), Distribution Agreement (Smith Barney Appreciation Fund Inc), Distribution Agreement (Greenwich Street Series Fund)

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Effectiveness of Registration. No Shares shall be offered by either you or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to time.

Appears in 18 contracts

Samples: Distribution Agreement (Smith Barney Investment Trust), Distribution Agreement (Smith Barney Municipal Money Market Fund Inc), Distribution Agreement (Smith Barney Money Funds Inc)

Effectiveness of Registration. No Section 5.1 None of the Shares shall be offered by either you IFD or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 12 contracts

Samples: Distribution Agreement (Viking Mutual Funds), Distribution Agreement (Viking Mutual Funds), Distribution Agreement (Viking Mutual Funds)

Effectiveness of Registration. No None of the Shares shall be offered by either you Salomon Brothers or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 7 contracts

Samples: Distribution Agreement (Salomon Brothers Series Funds Inc), Distribution Agreement (Salomon Brothers Series Funds Inc), Distribution Agreement (Salomon Brothers Series Funds Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you Xxxxx or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 4 contracts

Samples: Distribution Agreement (Alger Institutional Funds), Distribution Agreement (Alger China-Us Growth Fund), Distribution Agreement (Alger Funds Ii)

Effectiveness of Registration. No Shares shall be offered by either you or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement for the Fund then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, or if and so long as a current prospectus for the Fund as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to time.

Appears in 4 contracts

Samples: Distribution Agreement (Smith Barney Trust Ii), Distribution Agreement (Smith Barney Trust Ii), Distribution Agreement (Smith Barney Trust Ii)

Effectiveness of Registration. No None of the Shares shall be offered by either you the Distributor or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement Registration Statement or articles of additional information or charter documents, as amended from time to timeincorporation.

Appears in 3 contracts

Samples: Distribution Agreement (Gabelli Value Fund Inc), Distribution Agreement (Gabelli Value Fund Inc), Distribution Agreement (Gabelli Value Fund Inc)

Effectiveness of Registration. No Shares None of the Fund's shares shall be offered by either you Cowen or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement the shares hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect Registration Statement or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectusprospectuses, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 3 contracts

Samples: Distribution Agreement (Cowen Series Funds Inc), Distribution Agreement (Cowen Funds Inc), Distribution Agreement (Cowen Series Funds Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you Capital or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; : provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 3 contracts

Samples: Distribution Agreement (Integrity Fund of Funds Inc), Distribution Agreement (Montana Tax Free Fund Inc), Distribution Agreement (South Dakota Tax Free Fund Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you the Distributor or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement ’s Registration Statement or articles of additional information or charter documents, as amended from time to timeincorporation.

Appears in 2 contracts

Samples: Distribution Agreement (Gabelli Value 25 Fund Inc), Distribution Agreement (Gabelli Value Fund Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you Salomon Brothers or the Fund Funds under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund Funds if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the each Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the such Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 2 contracts

Samples: Distribution Agreement (Salomon Brothers Institutional Series Funds Inc), Distribution Agreement (Salomon Brothers Series Funds Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you Capital or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 2 contracts

Samples: Distribution Agreement (Integrity Small Cap Fund of Funds Inc), Distribution Agreement (Nd Insured Income Fund Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you FAC or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Alger Funds)

Effectiveness of Registration. No None of the Fund's Shares shall be offered by either you PFS or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions provision of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documentsArticles of Incorporation dated September 2, 1969, as amended from time to time.

Appears in 1 contract

Samples: Distribution Agreement (Smith Barney Income Funds)

Effectiveness of Registration. No None of the Shares shall be offered by either you Capital or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b5 (b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Nd Tax Free Fund Inc /Nd/)

Effectiveness of Registration. No None of the Shares shall be offered by either you Xxxxx Inc. or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to time.Agreement and Declaration of Trust. 1358Q

Appears in 1 contract

Samples: Distribution Agreement (Alger American Fund)

Effectiveness of Registration. No None of the Shares shall be offered by either you FAC or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information or charter documents, as amended from time to timeAgreement and Declaration of Trust.

Appears in 1 contract

Samples: Distribution Agreement (Alger Portfolios)

Effectiveness of Registration. No None of the Shares shall be offered by either you IFD or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (2) of 5(b)(2)of the 1933 Act is not on file with the SEC; : provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Integrity Fund of Funds Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you Salomon Brothers or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement the shares hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Salomon Brothers Opportunity Fund Inc)

Effectiveness of Registration. No Shares shares of a Fund shall be offered by either you or the Fund Trust under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement shares hereunder shall be accepted by the Fund Trust if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or the 1940 Act or if and so long as a current prospectus as required by Section 5(b) (2) 10 of the 1933 Act is not on file with the SECCommission; provided, however, that nothing contained in this paragraph 5 4 shall in any way restrict or have any an application to or bearing upon the Fund's Trust’s obligation to repurchase its Shares shares of the Trust from any shareholder in accordance with the provisions of the Fund's prospectus, statement Trust’s prospectus or Declaration of additional information or charter documents, as amended from time to timeTrust.

Appears in 1 contract

Samples: Distribution Agreement (TCW Premier Funds)

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Effectiveness of Registration. No None of the Shares shall be offered by either you Sxxxxxx Xxxxx Bxxxxx or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions provision of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documentsDeclaration of Trust, as amended from time to time.

Appears in 1 contract

Samples: Distribution Agreement (Smith Barney Adjustable Rate Government Income Fund)

Effectiveness of Registration. No None of the Shares shall be offered by either you or the Fund AMT Capital under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 6 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Holland Series Fund Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you SBI or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Salomon Brothers Series Funds Inc)

Effectiveness of Registration. No Section 5.1 None of the Shares shall be offered by either you IFD or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information information, or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (South Dakota Tax Free Fund Inc)

Effectiveness of Registration. No Shares shall be offered by either you or the Fund Trust under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement shall be accepted by the Fund Trust if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any application to or bearing upon the FundTrust's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the FundTrust's prospectus, statement of additional information or charter documents, as amended from time to time.

Appears in 1 contract

Samples: Distribution Agreement (Smith Barney Multiple Discipline Account Trust)

Effectiveness of Registration. No None of the Shares shall be offered by either you Alger or the Fund under any of the provisions of this Agreement and no orders xxxxrs for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Global China Growth Fund)

Effectiveness of Registration. No None of the Shares shall be offered by either you Alger or the Fund under any of the provisions of this Agreement and no orders xx xrders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase redeem its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (China Us Growth Fund)

Effectiveness of Registration. No None of the Shares shall be offered by either you Lipper or the Fund Funds under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund Funds if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the each Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the such Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Lipper Funds Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you FAC or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's ’s obligation to repurchase its Shares redeem it shares from any shareholder in accordance with the provisions of the Fund's ’s prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Alger Global Focus Fund)

Effectiveness of Registration. No Shares None of the Fund's shares shall be offered by either you Cowen or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement the shares hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Cowen Standby Tax Exempt Reserve Fund Inc)

Effectiveness of Registration. No None of the Shares shall be offered by either you SBI or the any Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement hereunder shall be accepted by the any Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (25(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the any Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the such Fund's prospectus, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Salomon Brothers Variable Series Funds Inc)

Effectiveness of Registration. No None of the Fund's Shares shall be offered by either you PFS or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such the Shares under this Agreement shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions provision of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares from any shareholder in accordance with the provisions of the Fund's prospectus, statement of additional information or charter documentsArticles of Incorporation dated Articles of Incorporation, as amended from time to time.

Appears in 1 contract

Samples: Distribution Agreement (Smith Barney Cardinal Investment Fund Inc)

Effectiveness of Registration. No Shares None of the Fund's shares shall be offered by either you FDI or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of such Shares under this Agreement the shares hereunder shall be accepted by the Fund if and so long as the effectiveness of the registration statement then in effect Registration Statement or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act, Act or if and so long as a current prospectus as required by Section 5(b5 (b) (2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have any an application to or bearing upon the Fund's obligation to repurchase its Shares shares from any shareholder in accordance with the provisions of the Fund's prospectusprospectuses, statement of additional information or charter documents, as amended from time to timearticles of incorporation.

Appears in 1 contract

Samples: Distribution Agreement (Cowen Standby Tax Exempt Reserve Fund Inc)

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