Initial Registration. The Company shall file a Registration Statement under the Securities Act promptly, but in any event within thirty (30) days following the Closing, to permit the public resale of all the Registrable Securities held by the Holders from time to time as permitted by Rule 415 under the Securities Act (or any successor or similar provision adopted by the Commission then in effect) (“Rule 415”) on the terms and conditions specified in this subsection 2.1.1 and shall use its commercially reasonable efforts to cause such Registration Statement to be declared effective as soon as practicable after the filing thereof, but in no event later than sixty (60) days following the filing deadline (the “Effectiveness Deadline”); provided, that the Effectiveness Deadline shall be extended to ninety (90) days after the filing deadline if the Registration Statement is reviewed by, and receives comments from, the Commission. The Registration Statement filed with the Commission pursuant to this subsection 2.1.1 shall be a shelf registration statement on Form S-1 (a “Form S-1”) or such other form of registration statement as is then available to effect a registration for resale of such Registrable Securities, covering such Registrable Securities, and shall contain a Prospectus in such form as to permit any Holder to sell such Registrable Securities pursuant to Rule 415 at any time beginning on the effective date for such Registration Statement. A Registration Statement filed pursuant to this subsection 2.1.1 shall provide for the resale pursuant to any method or combination of methods legally available to, and requested by, the Holders. The Company shall use its commercially reasonable efforts to cause a Registration Statement filed pursuant to this subsection 2.1.1 to remain effective, and to be supplemented and amended to the extent necessary to ensure that such Registration Statement is available or, if not available, that another Registration Statement is available, for the resale of all the Registrable Securities held by the Holders until all such Registrable Securities have ceased to be Registrable Securities. As soon as practicable following the effective date of a Registration Statement filed pursuant to this subsection 2.1.1, but in any event within two (2) business days of such date, the Company shall notify the Holders of the effectiveness of such Registration Statement. When effective, a Registration Statement filed pursuant to this subsection 2.1.1 (including the docu...
Initial Registration i. New interpreters must first submit an on-line application to DSHS’ Background Check Central Unit. Information about the process and the application can be found by visiting the DSHS Background Check Central Unit webpage. Once the Background Check is completed, the Interpreter will receive a Background Check confirmation number. The Interpreter’s Background Check confirmation number will be required with the Interpreter’s ODHH registration.
ii. The initial registration process involves a 24/7 online registration with ODHH.
iii. Interpreter must email a copy of their initial, approved Certification to ODHH. In lieu of the Certification, a verification letter with the date the Interpreter’s Certification was obtained from RID or BEI may be submitted. This submission is a one (1) time requirement.
iv. Interpreters must electronically submit a current, taken within a year, colored photo for the Interpreter’s Identity Badge. This photo will also be posted online on the ODHH Interpreter List.
v. To accept HCA Medicaid requests, Interpreters must register with ProviderOne and obtain a National Provider Identification (NPI) number. Medicaid requests shall only be paid through ProviderOne.
Initial Registration i. The initial registration process involves a 24/7 online registration with ODHH.
ii. Prior to submitting their ODHH registration new Interpreters must first submit an on-line application at DSHS’ Background Check Central Unit. Information on the process and the application can be found by visiting the DSHS Background Check Central Unit webpage. Once the Background Check is completed, the Interpreter will receive a Background Check confirmation number. This will be required with the Interpreter’s ODHH registration.
iii. Interpreter must email a copy of their initial, approved Certification to ODHH. In lieu of the Certification, a verification letter from RID, NAD or BEI with the date the Interpreter’s certification was obtained may be submitted. This submission is a one (1) time allowance.
iv. Interpreters must submit current, taken within a year, electronic, color photo for the Interpreter’s Identity Badge. This photo will also be posted online on the ODHH Interpreter List.
v. To accept HCA Medicaid requests, Interpreters must register with ProviderOne and obtain a National Provider Identification (NPI) number. Medicaid requests shall only be paid through ProviderOne.
Initial Registration a. If a new trust, prepare draft of trust or incorporation documents (certificate of trust/ certificate of incorporation, articles, bylaws); if a new series, amend documents as necessary. (Depending on the complexity of the investment strategy(ies) to be implemented, Fund counsel may be more involved.)
b. Prepare initial draft of registration statement materials – N-8a, N-2 (prospectus, SAI, Part C), as applicable:
i. Coordinate review of drafts by Advisor, sub-advisor(s), Fund counsel, service providers;
ii. Compile filing exhibits, working with Advisor, Fund counsel, service providers;
iii. Work with auditor to obtain consent for filing of financial statements;
iv. Coordinate SEC comments (Fund counsel may prefer to coordinate).
c. Prepare draft agreements for UMB services.
d. Coordinate organizational board materials, as required.
e. Coordinate XXXXX xxxxxxx of required forms, as agreed with the Advisor.
Initial Registration. This Plan must be registered with the Sponsor, Xxxxxxx Lynch, Xxxxxx, Xxxxxx & Xxxxx Incorporated, in order to be considered a Prototype Plan by the Sponsor. Registration is required so that the Sponsor is able to provide the Administrator with documents, forms and announcements relating to the administration of the Plan and with Plan amendments and other documents, all of which relate to administering the Plan in accordance with applicable law and maintaining compliance of the Plan with the law. The Primary Employer and all participating Employers must sign and date the Adoption Agreement. Upon receipt and acceptance by Xxxxxxx Xxxxx, Xxxxxx, Xxxxxx & Xxxxx Incorporated of the Adoption Agreement, the Plan will be registered as a Prototype Plan of Xxxxxxx Lynch, Xxxxxx, Xxxxxx & Xxxxx Incorporated. An authorized representative will countersign the Adoption Agreement and a copy of the countersigned Adoption Agreement will be returned to the Primary Employer. Countersignature of the Adoption Agreement acknowledges receipt of the Adoption Agreement by Xxxxxxx Lynch, Xxxxxx, Xxxxxx & Xxxxx Incorporated, but does not represent that the Sponsor has reviewed or assumes responsibility for the provisions selected within the Adoption Agreement. Xxxxxxx Lynch, Xxxxxx, Xxxxxx & Xxxxx Incorporated reserves the right to reject any Adoption Agreement.
Initial Registration. No later than forty-five (45) days from the Initial Registration Date (the “Initial Filing Date”) the Company shall file with the Commission a Registration Statement (the “Initial Registration Statement”), covering the resale of all of the Registrable Securities for an offering to be made on a continuous basis pursuant to Rule 415. The Initial Registration Statement required hereunder shall be on Form S-1, Form SB-2 or Form S-3 (except if the Company is not then eligible to register for resale the Registrable Securities on Form S-1, Form SB-2 or Form S-3, in which case the Initial Registration Statement shall be on another appropriate form in accordance herewith). The Initial Registration Statement required hereunder shall contain the Plan of Distribution, attached hereto as Annex A (which may be modified to respond to comments, if any, received by the Commission). The Company shall cause the Initial Registration Statement to become effective, no later than ninety (90) days after the Initial Filing Date (the “Initial Effectiveness Date”) and remain effective as provided herein. The Company shall use its best efforts to cause the Initial Registration Statement to be declared effective under the Securities Act and shall use its best efforts to keep the Initial Registration Statement continuously effective under the Securities Act until the expiration of the Effectiveness Period.
Initial Registration. This Plan must be registered with the Sponsor, Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated, in order to be considered a Prototype Plan by the Sponsor. Registration is required so that the Sponsor is able to provide the Administrator with documents, forms and announcements relating to the administration of the Plan and with Plan amendments and other documents, all of which relate to administering the Plan in accordance with applicable law and maintaining compliance of the Plan with the law. The Employer must complete and sign the Adoption Agreement. Upon receipt of the Adoption Agreement, the Plan will be registered as a Prototype Plan of Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated. The Adoption Agreement will be countersigned by an authorized representative and a copy of the countersigned Adoption Agreement will be returned to the Employer.
Initial Registration. In the event the Company shall -------------------- complete an Initial Public Offering of its securities prior to the fifth (5th) anniversary of the Final Closing Date (as defined in the Memorandum), the Company shall, subject to and in accordance with the terms, conditions, procedures and requirements set forth herein, cause to be filed and take all commercially reasonable efforts to effect the registration under the Securities Act of all Registrable Securities not later than 360 days after the closing of such Initial Public Offering, or such later date as shall be negotiated on behalf of the Joint Stockholders by the Placement Agent, the Company and any underwriter for such Initial Public Offering as shall be determined by the terms hereof (the "Holdback Period"); provided, however, that a holder of Registrable Securities may inform the Company in writing that it wishes to exclude all or a portion of its Registrable Securities from such registration.
Initial Registration. The Company shall prepare and file with the Commission, not later than 90 days after the Closing Date, a Registration Statement covering 4,666,666 Registrable Shares to be registered under the Securities Act on a non-underwritten basis.
Initial Registration. (i) The Company shall prepare and file with the SEC a Registration Statement on Form S-3 covering the resale by the Investor of all of the Registrable Securities.
(ii) The Company represents and warrants that it meets the requirements for the use of Form S-3 for registration of the sale by the Investor of the Registerable Securities and the Company shall file all reports required to be filed by the Company with the SEC in a timely manner so as to maintain such eligibility for the use of Form S-3.
