Common use of Effectiveness of Registration Clause in Contracts

Effectiveness of Registration. None of the Shares of any Series shall be offered by either AMT Capital or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of the Shares of any Series shall be accepted by the Fund if and so long as the effectiveness of the Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act or if and so long as a current Prospectus as required by Section 5(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph shall in any way restrict or have application to or bearing upon the Fund's obligation to repurchase Shares of any Series from any shareholder in accordance with the provisions of the Prospectus, SAI, or Charter. The Fund agrees to advise AMT Capital as soon as reasonably practicable in writing: (a) of any request by the SEC for amendments to the Registration Statement, Prospectus or SAI then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement, Prospectus or SAI then in effect or the initiation by service of process on the Fund of any proceeding for that purpose; and (c) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement, Prospectus or SAI then in effect or that requires the making of a change in such Registration Statement, Prospectus or SAI in order to make the statement therein not misleading in any material respect. For the purpose of this Section, informal requests by or action of the staff of the SEC shall not be deemed requests by or actions of the SEC.

Appears in 5 contracts

Samples: Distribution Agreement (Harding Loevner Funds Inc), Distribution Agreement (Harding Loevner Funds Inc), Distribution Agreement (Harding Loevner Funds Inc)

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Effectiveness of Registration. None of the Class Shares of any Series shall be offered by either AMT Capital the Distributor or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of the Class Shares of any Series shall be accepted by the Fund if and so long as the effectiveness of the Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act or if and so long as a current Prospectus prospectus as required by Section 5(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have an application to or bearing upon the Fund's obligation to repurchase its Class Shares of any Series from any shareholder in accordance with the provisions of the Prospectus, SAI, SAI or Charter. The Fund agrees to advise AMT Capital as soon as reasonably practicable the Distributor immediately in writing: (a) of any request by the SEC for amendments to the Registration Statement, Prospectus or SAI then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement, Prospectus or SAI then in effect or the initiation by service of process on the Fund of any proceeding for that purpose; and; (c) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement, Prospectus or SAI then in effect or that requires the making of a change in such Registration Statement, Prospectus or SAI in order to make the statement statements therein not misleading in misleading; and (d) of all actions of the SEC with respect to any material respectamendment to any Registration Statement, Prospectus or SAI which may from time to time be filed with the SEC. For the purpose purposes of this Sectionparagraph 5, informal requests by by, or action acts of the staff of the SEC shall not be deemed actions of or requests by or actions of the SEC.

Appears in 2 contracts

Samples: Distribution Agreement (RBB Fund Inc), Distribution Agreement (RBB Fund Inc)

Effectiveness of Registration. None of the Shares of any Series shall be offered by either AMT Capital or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of the Shares of any Series shall be accepted by the Fund if and so long as the effectiveness of the Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act or if and so long as a current Prospectus as required by Section 5(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have application to or bearing upon the Fund's obligation to repurchase Shares of any Series from any shareholder in accordance with the provisions of the Prospectus, SAI, or Charter. The Fund agrees to advise AMT Capital as soon as reasonably practicable immediately in writing: (a) of any request by the SEC for amendments to the Registration Statement, Prospectus or SAI then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement, Prospectus or SAI then in effect or the initiation by service of process on the Fund of any proceeding for that purpose; and (c) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement, Prospectus or SAI then in effect or that requires the making of a change in such Registration Statement, Prospectus or SAI in order to make the statement therein not misleading in any material respect. For the purpose of this Sectionparagraph 5, informal requests by or action of the staff of the SEC shall not to be deemed requests by or actions of the SEC.

Appears in 1 contract

Samples: Distribution Agreement (FFTW Funds Inc)

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Effectiveness of Registration. None of the Class Shares of any Series shall be ----------------------------- offered by either AMT Capital the Distributor or the Fund under any of the provisions of this Agreement and no orders for the purchase or sale of the Class Shares of any Series shall be accepted by the Fund if and so long as the effectiveness of the Registration Statement then in effect or any necessary amendments thereto shall be suspended under any of the provisions of the 1933 Act or if and so long as a current Prospectus prospectus as required by Section 5(b)(2) of the 1933 Act is not on file with the SEC; provided, however, that nothing contained in this paragraph 5 shall in any way restrict or have an application to or bearing upon the Fund's obligation to repurchase its Class Shares of any Series from any shareholder in accordance with the provisions of the Prospectus, SAI, SAI or Charter. The Fund agrees to advise AMT Capital as soon as reasonably practicable the Distributor immediately in writing: (a) of any request by the SEC for amendments to the Registration Statement, Prospectus or SAI then in effect or for additional information; (b) in the event of the issuance by the SEC of any stop order suspending the effectiveness of the Registration Statement, Prospectus or SAI then in effect or the initiation by service of process on the Fund of any proceeding for that purpose; and; (c) of the happening of any event that makes untrue any statement of a material fact made in the Registration Statement, Prospectus or SAI then in effect or that requires the making of a change in such Registration Statement, Prospectus or SAI in order to make the statement statements therein not misleading in misleading; and (d) of all actions of the SEC with respect to any material respectamendment to any Registration Statement, Prospectus or SAI which may from time to time be filed with the SEC. For the purpose purposes of this Sectionparagraph 5, informal requests by by, or action acts of the staff of the SEC shall not be deemed actions of or requests by or actions of the SEC.

Appears in 1 contract

Samples: Distribution Agreement (RBB Fund Inc)

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