Common use of Employee Stock Option Plans Clause in Contracts

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 6 contracts

Samples: Customer Agreement and Information Brochure, Customer Agreement and Information Brochure, Customer Agreement and Information Brochure

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Employee Stock Option Plans. With HTS’s and your Financial ProfessionalAdvisor’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional Advisor free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 6 contracts

Samples: Customer Agreement, www.eoption.com, www.ntbinc.com

Employee Stock Option Plans. With HTS’s and your Financial ProfessionalBroker’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional Broker free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 5 contracts

Samples: Brochure Customer Agreement and Information Brochure, Customer Agreement and Information Brochure, Brochure Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 5 contracts

Samples: Customer Information Brochure, Customer Information Brochure, Brochure Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial ProfessionalAdvisor’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional Advisor free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 3 contracts

Samples: Brochure Customer Agreement and Information Brochure, Brochure Customer Agreement and Information Brochure, Brochure Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 3 contracts

Samples: Customer Agreement and Information Brochure, Customer Agreement and Information Brochure, Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments paym ents from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN h old HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 2 contracts

Samples: Customer Agreement and Information Brochure, Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject securitysecuri ty. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 2 contracts

Samples: Customer Agreement and Information Brochure, Customer Agreement and Information Brochure

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Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your you r instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you yo u must designate the account into which the securities are to be deposited.

Appears in 2 contracts

Samples: Customer Information Brochure, Customer Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject securityse curity. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account accoun t into which the securities are to be deposited.

Appears in 2 contracts

Samples: Customer Agreement and Information Brochure, Customer Agreement and Information Brochure

Employee Stock Option Plans. With HTS’s and your Financial ProfessionalAdvisor’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTIN and your Financial Professional Advisor free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 1 contract

Samples: www.momentumin.com

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTIN and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject security. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate the account into which the securities are to be deposited.

Appears in 1 contract

Samples: www.hilltopsecurities.com

Employee Stock Option Plans. With HTS’s and your Financial Professional’s consent, you may exercise employee stock options or execute other employee stock plans through them. In such s uch instances, by your signing the New Account Application, you represent to the issuer of such securities that HTS may make payments from your account for the cost of the securities. You understand that once those instructions have been accepted by HTS, they are not revocable or amendable by you, and that you agree to hold HTS, MIN HTS and your Financial Professional free and harmless from any liability, cost or expenses associated with the market fluctuation of the stock price of the subject securitysecuri ty. You understand that prior to acceptance of your instructions, HTS must verify that the issuer will promptly deliver a readily marketable security in negotiable form, and that you must designate des ignate the account into which the securities are to be deposited.

Appears in 1 contract

Samples: Customer Information Brochure

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