Equico, Equitable and Equitable. Variable shall each cause to be maintained and preserved such accounts, books and other documents as are required by the 1934 Act and 1940 Act and any other applicable laws and regulations. In particular, without limiting the foregoing, Equico shall cause all the books and records in connection with the offer and sale of the Variable Contracts to be maintained and preserved in conformity with the requirements of Rules 17a-3 and 17a-4 under the 1934 Act, to the extent that such requirements are applicable to the Variable Contracts. The payment of premiums, purchase payments, commissions and other fees and payments in connection with the Variable Contracts shall be reflected on the books and records of Equitable and of Equitable Variable, as provided in Section 1.4 hereof and as may otherwise be required under applicable NASD regulations and federal and applicable state securities laws requirements.
Appears in 4 contracts
Samples: Distribution and Servicing Agreement (Separate Account Fp of Equitable Variable Life Insurance Co), Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us), Distribution and Servicing Agreement (Separate Account a of Equitable Life Assu Soc of the Us)
