Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 Xxxx Xxxxxx, 00xx. Floor, New York, NY 10005 • Tel: 000.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 4 contracts
Samples: NexPoint Credit Strategies Fund, NexPoint Credit Strategies Fund, Cornerstone Total Return Fund Inc
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 40 Xxxx Xxxxxx, 00xx. Floor, New York, NY 10005 • Tel: 000.000.0000 200.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx wxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 3 contracts
Samples: Cornerstone Total Return Fund Inc, Cornerstone Strategic Value Fund Inc, Cornerstone Strategic Value Fund Inc
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 ● 40 Xxxx Xxxxxx, 00xx. Floor, New York, NY 10005 • ● Tel: 000.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx 200.000.0000 ● wxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 1 contract
Samples: Cornerstone Total Return Fund Inc
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 Xxxx Xxxxxx, 00xx. Floor00xx Xxxxx, New YorkXxx Xxxx, NY 10005 XX 00000 • Tel: 000.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is are reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 1 contract
Samples: Dividend & Income Fund
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 1000 Xxxx XxxxxxXxxxxx Xxxx, 00xx. Floor0xx Xxxxx, New YorkXxxxxxxxx, NY 10005 XX 00000 • Tel: 000.000.0000 200.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx wxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is are reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 1 contract
Samples: Cornerstone Progressive Return Fund
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 ● 40 Xxxx Xxxxxx, 00xx. Floor, New York, NY 10005 • ● Tel: 000.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx 200.000.0000 ● wxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ ’s reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 1 contract
Samples: Cornerstone Total Return Fund Inc
Establishment of a Comprehensive Written Information Security Program. AST Fund Solutions agrees that it has established and will maintain and comply with written policies and procedures which are reasonably designed to comply with Privacy Laws concerning the protection and safeguarding of PI. Without limiting any requirements under Privacy Laws, such policies and procedures shall address: (i) administrative, technical, and physical safeguards for the protection of the Client records and data that contain PI; (ii) detection of any unauthorized access to or use of PI for unauthorized purposes; and (iii) the proper destruction of such materials so that the information contained therein cannot be practicably read or reconstructed. AST Funds Solutions, LLC • 00 · 40 Xxxx Xxxxxx, 00xx. Floor, New YorkXxxxx, NY 10005 • Xxx Xxxx, XX 00000 · Tel: 000.000.0000 • xxx.xxxxxxxxxxxxxxxx.xxx 200.000.0000 · wxx.xxxxxxxxxxxxxxxx.xxx In order to aid the Client with its compliance with applicable Privacy Laws, AST Fund Solutions agrees to: (i) upon written request, provide certifications of compliance with Privacy Laws, including without limitation, certification that AST Fund Solutions maintains, monitors and complies with a written information security program which is are reasonably designed to comply with applicable Privacy Laws; (ii) allow the Client Affiliates, at their expense, the right to audit AST Fund Solutions’ compliance; and (iii) cooperate with the Client’ reasonable requests for information concerning AST Fund Solutions’ policies and procedures.
Appears in 1 contract
Samples: Full Circle Capital Corp